CVY vs. QDF ETF Comparison

Comparison of Guggenheim Multi-Asset Income ETF (CVY) to FlexShares Quality Dividend Index Fund (QDF)

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$26.09

Average Daily Volume

5,964

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

QDF

FlexShares Quality Dividend Index Fund

QDF Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Northern Trust Quality Dividend IndexSM. The fund generally will invest under normal circumstances at least 80% of its total assets in the securities of the underlying index. The underlying index is designed to provide exposure to a high-quality, income-oriented portfolio of U.S. equity securities, with an emphasis on long-term capital growth and a targeted overall volatility similar to that of the Northern Trust 1250 IndexSM (the "Parent Index"). It may also invest up to 20% of its assets in cash and cash equivalents.

Grade (RS Rating)

Last Trade

$71.01

Average Daily Volume

47,402

Number of Holdings ^*

125

* may have additional holdings in another (foreign) market

Performance

Period	CVY	QDF
30 Days	-0.39%	1.06%
60 Days	4.83%	6.12%
90 Days	4.52%	6.53%
12 Months	28.91%	32.13%

10 Overlapping Holdings

Symbol	Grade	Weight in CVY	Weight in QDF	Overlap
BAC	D	1.0%	0.02%	0.02%
BPOP	D	0.67%	0.5%	0.5%
DVN	F	0.87%	0.49%	0.49%
JPM	D	0.95%	0.65%	0.65%
MPC	F	0.95%	0.55%	0.55%
NSA	C	0.64%	0.56%	0.56%
OHI	C	1.09%	0.55%	0.55%
RDN	D	0.32%	0.5%	0.32%
STNG	D	0.66%	0.02%	0.02%
VLO	F	0.95%	0.51%	0.51%

CVY Overweight 118 Positions Relative to QDF

Symbol	Grade	Weight
MPW	C	1.37%
ARLP	A	1.31%
PDI	A	1.16%
BSM	B	1.13%
JPC	C	1.11%
CVS	D	1.09%
BBAR	C	1.09%
ECC	A	1.08%
KR	C	1.08%
CF	A	1.05%
M	F	1.02%
SYF	B	1.02%
CRBG	C	1.01%
EXR	C	1.01%
CIG	B	1.01%
AGNC	C	1.01%
EQH	C	1.0%
WES	D	1.0%
WFC	D	1.0%
SPG	A	1.0%
EG	B	1.0%
VTRS	D	0.99%
ADM	D	0.98%
UMC	D	0.97%
PSX	D	0.97%
BG	F	0.96%
SLG	C	0.96%
EOG	B	0.95%
LAMR	C	0.95%
DINO	F	0.94%
PBR	D	0.93%
MPLX	A	0.91%
HAL	F	0.91%
BP	F	0.88%
OVV	F	0.88%
ET	C	0.87%
APA	F	0.86%
CIVI	F	0.84%
CIB	D	0.82%
GLP	B	0.8%
PDO	A	0.8%
SPH	D	0.79%
EPD	A	0.78%
PAA	D	0.76%
VOYA	A	0.76%
CTRE	B	0.75%
TGNA	B	0.74%
CNH	B	0.73%
SLM	C	0.72%
UNM	A	0.72%
SEE	C	0.7%
SUN	D	0.7%
JXN	A	0.7%
E	B	0.69%
R	C	0.69%
BC	D	0.69%
MTG	B	0.68%
AXS	A	0.68%
EWBC	D	0.67%
AVT	C	0.66%
RPRX	B	0.66%
MGY	B	0.64%
WGO	D	0.64%
ONB	D	0.64%
PBF	F	0.63%
T	A	0.62%
LEA	F	0.62%
HP	F	0.6%
NOG	F	0.59%
MUR	F	0.59%
OGN	F	0.57%
ACP	B	0.57%
TTE	B	0.57%
BBVA	D	0.55%
DSL	A	0.5%
HIW	C	0.48%
GEL	D	0.48%
XFLT	B	0.48%
VVR	D	0.44%
QFIN	A	0.44%
OUT	C	0.42%
BCH	D	0.4%
SLVM	C	0.37%
CMRE	B	0.37%
LZB	C	0.35%
KFY	C	0.35%
GSL	B	0.35%
BOKF	D	0.34%
HEES	D	0.34%
AGRO	C	0.34%
AKR	C	0.34%
CNO	C	0.34%
HWC	D	0.33%
CATY	D	0.33%
PRDO	D	0.33%
RES	D	0.33%
OFG	D	0.33%
FBP	D	0.33%
PAG	D	0.32%
IBOC	D	0.32%
NAVI	D	0.32%
SAH	D	0.31%
ASC	D	0.31%
OTTR	F	0.3%
FFC	C	0.3%
ING	D	0.3%
LYG	C	0.29%
BGB	A	0.26%
DLY	B	0.26%
NHI	C	0.24%
EMD	A	0.22%
ISD	A	0.21%
HIO	A	0.2%
ARDC	A	0.19%
BCS	C	0.19%
CSR	D	0.15%
EAD	A	0.13%
NBB	C	0.12%

CVY Underweight 115 Positions Relative to QDF

Symbol	Grade	Weight
AAPL	C	-8.55%
MSFT	D	-5.1%
NVDA	C	-5.03%
JNJ	D	-3.18%
META	A	-3.16%
PG	C	-3.09%
ABBV	A	-3.01%
KO	C	-2.51%
ACN	B	-1.86%
HD	A	-1.73%
GOOGL	B	-1.71%
QCOM	D	-1.71%
INTU	F	-1.64%
GOOG	B	-1.51%
UNP	D	-1.33%
PM	C	-1.3%
LOW	A	-1.25%
ADP	A	-1.04%
LRCX	D	-0.98%
NKE	D	-0.98%
GILD	A	-0.95%
KLAC	B	-0.95%
AVGO	C	-0.93%
ZTS	C	-0.81%
MO	D	-0.81%
CAT	A	-0.76%
MS	B	-0.76%
ITW	A	-0.71%
SBUX	B	-0.71%
MMM	C	-0.69%
LMT	A	-0.67%
VRT	B	-0.66%
PSA	C	-0.65%
EBAY	A	-0.62%
BK	C	-0.62%
AFL	A	-0.61%
FAST	B	-0.6%
PAYX	A	-0.6%
PEG	A	-0.6%
FIS	C	-0.59%
PRU	C	-0.58%
AVB	C	-0.58%
D	A	-0.58%
MAA	C	-0.57%
EQR	C	-0.56%
SMG	A	-0.55%
NXPI	F	-0.55%
MCHP	F	-0.54%
CPT	C	-0.54%
MET	A	-0.54%
CHRW	A	-0.54%
STWD	C	-0.53%
MRK	F	-0.53%
IVZ	A	-0.52%
WTW	B	-0.52%
VIRT	B	-0.52%
KTB	B	-0.52%
JHG	C	-0.52%
NEP	D	-0.51%
IPG	C	-0.51%
ORI	B	-0.51%
CMA	C	-0.51%
UGI	C	-0.5%
EA	D	-0.5%
WU	D	-0.5%
XOM	A	-0.49%
WSM	B	-0.49%
OGE	A	-0.49%
FAF	B	-0.47%
SWKS	F	-0.47%
TPR	B	-0.46%
POOL	B	-0.46%
WY	B	-0.46%
SNA	A	-0.45%
HST	D	-0.44%
WDFC	B	-0.43%
NUE	D	-0.43%
OMF	F	-0.43%
WMS	D	-0.42%
EVRG	C	-0.41%
TT	A	-0.41%
CUBE	C	-0.41%
SCCO	B	-0.4%
PFG	C	-0.39%
CTAS	B	-0.37%
EIX	A	-0.35%
APLE	D	-0.35%
RHI	D	-0.35%
V	C	-0.35%
ALLY	F	-0.35%
LNC	D	-0.35%
CFR	D	-0.34%
IRDM	B	-0.32%
OLN	D	-0.28%
BR	B	-0.28%
WING	B	-0.26%
NNN	A	-0.26%
MA	A	-0.25%
COST	C	-0.24%
NTAP	D	-0.23%
HRB	C	-0.18%
RMD	C	-0.18%
DPZ	D	-0.17%
CL	D	-0.17%
PNW	A	-0.15%
BSY	D	-0.14%
PAYC	D	-0.13%
WMT	A	-0.12%
EXP	C	-0.08%
WFRD	F	-0.07%
CSWI	B	-0.06%
BKNG	C	-0.06%
MAR	B	-0.04%
COP	D	-0.04%
BBWI	F	-0.01%