CVY vs. AUSF ETF Comparison

Comparison of Guggenheim Multi-Asset Income ETF (CVY) to Global X Adaptive U.S. Factor ETF (AUSF)

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$26.48

Average Daily Volume

6,304

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.01

Average Daily Volume

36,527

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	CVY	AUSF
30 Days	1.31%	3.00%
60 Days	4.90%	6.22%
90 Days	6.03%	9.10%
12 Months	28.71%	38.27%

23 Overlapping Holdings

Symbol	Grade	Weight in CVY	Weight in AUSF	Overlap
ADM	F	0.92%	0.39%	0.39%
AGNC	D	0.95%	0.46%	0.46%
AVT	B	0.71%	0.5%	0.5%
BG	F	0.86%	0.36%	0.36%
CIVI	D	0.83%	0.35%	0.35%
CNH	D	0.75%	0.54%	0.54%
CRBG	C	1.12%	0.49%	0.49%
CVS	F	0.99%	0.45%	0.45%
DINO	F	0.87%	0.39%	0.39%
HP	C	0.68%	0.44%	0.44%
JXN	B	0.8%	0.57%	0.57%
KR	A	1.07%	0.13%	0.13%
LEA	F	0.57%	0.39%	0.39%
M	C	1.02%	0.44%	0.44%
OGN	F	0.54%	0.36%	0.36%
ONB	B	0.67%	0.46%	0.46%
PSX	F	0.92%	0.06%	0.06%
RDN	D	0.33%	0.44%	0.33%
RPRX	F	0.64%	0.45%	0.45%
SYF	B	1.16%	0.54%	0.54%
T	B	0.62%	1.97%	0.62%
UNM	B	0.79%	0.67%	0.67%
VTRS	B	1.03%	0.47%	0.47%

CVY Overweight 105 Positions Relative to AUSF

Symbol	Grade	Weight
BBAR	B	1.45%
ARLP	C	1.36%
WFC	B	1.17%
OHI	B	1.16%
MPW	D	1.12%
BSM	B	1.12%
JPC	A	1.12%
PDI	C	1.12%
EQH	B	1.11%
SLG	B	1.09%
BAC	B	1.08%
ECC	B	1.07%
JPM	B	1.03%
SPG	A	1.03%
CF	B	1.01%
EG	D	0.99%
WES	D	0.99%
LAMR	C	0.97%
CIG	D	0.97%
EOG	B	0.95%
EXR	D	0.93%
OVV	D	0.92%
VLO	D	0.92%
MPLX	B	0.92%
ET	A	0.91%
PBR	F	0.88%
HAL	D	0.88%
DVN	F	0.87%
MPC	F	0.86%
CIB	B	0.86%
SPH	B	0.84%
BP	F	0.83%
APA	F	0.83%
UMC	F	0.82%
CTRE	C	0.81%
GLP	B	0.81%
EWBC	B	0.81%
PDO	D	0.79%
TGNA	B	0.79%
VOYA	B	0.79%
EPD	A	0.79%
PAA	C	0.74%
R	A	0.72%
SLM	B	0.72%
SEE	C	0.71%
AXS	A	0.7%
E	F	0.69%
MGY	A	0.68%
BC	C	0.68%
MTG	D	0.68%
SUN	D	0.67%
WGO	C	0.64%
NOG	B	0.62%
BPOP	D	0.61%
PBF	F	0.59%
TTE	F	0.57%
NSA	D	0.57%
MUR	F	0.56%
ACP	A	0.56%
STNG	F	0.55%
QFIN	C	0.51%
XFLT	A	0.5%
BBVA	F	0.5%
DSL	B	0.49%
HIW	B	0.49%
GEL	F	0.47%
OUT	C	0.42%
VVR	D	0.42%
BCH	D	0.38%
SLVM	A	0.37%
HEES	B	0.37%
BOKF	B	0.36%
CATY	B	0.36%
AKR	B	0.36%
AGRO	C	0.36%
CNO	B	0.35%
IBOC	B	0.34%
HWC	B	0.34%
KFY	B	0.33%
PRDO	B	0.33%
SAH	B	0.32%
NAVI	F	0.32%
CMRE	C	0.32%
LZB	C	0.32%
OTTR	D	0.31%
RES	F	0.31%
FBP	C	0.31%
GSL	D	0.31%
PAG	C	0.3%
OFG	C	0.3%
FFC	C	0.29%
ING	F	0.28%
BGB	A	0.27%
LYG	D	0.26%
DLY	C	0.26%
ASC	F	0.25%
NHI	C	0.23%
ISD	A	0.22%
EMD	C	0.22%
BCS	B	0.21%
HIO	A	0.2%
ARDC	B	0.19%
CSR	B	0.15%
NBB	D	0.12%
EAD	B	0.12%

CVY Underweight 167 Positions Relative to AUSF

Symbol	Grade	Weight
IBM	D	-2.14%
VZ	D	-1.88%
TMUS	A	-1.83%
WMT	A	-1.69%
RTX	C	-1.62%
JNPR	C	-1.53%
LMT	D	-1.52%
AJG	C	-1.48%
V	B	-1.48%
COR	B	-1.47%
BRK.A	C	-1.46%
GD	B	-1.45%
RSG	B	-1.45%
MMC	C	-1.45%
JNJ	D	-1.44%
CSCO	A	-1.42%
WM	B	-1.42%
ROP	B	-1.4%
CME	B	-1.4%
LIN	D	-1.39%
DOX	A	-1.37%
EA	B	-1.35%
ACI	C	-1.32%
MCD	D	-1.21%
BSX	A	-1.19%
KO	D	-1.11%
MRK	F	-1.1%
CBOE	D	-0.98%
BR	A	-0.85%
PG	D	-0.84%
UAL	A	-0.83%
LBRDK	B	-0.79%
PEP	F	-0.73%
WMB	B	-0.69%
DTM	A	-0.69%
LAD	B	-0.66%
KMI	A	-0.65%
DAL	B	-0.64%
MO	B	-0.61%
SOLV	C	-0.6%
TPR	A	-0.59%
CMA	B	-0.59%
IP	B	-0.59%
COLB	B	-0.57%
OKE	A	-0.57%
FOXA	B	-0.56%
GM	B	-0.55%
KRC	B	-0.55%
MTB	B	-0.54%
SIG	B	-0.53%
CMCSA	B	-0.53%
MDT	C	-0.53%
FMC	D	-0.53%
KEY	B	-0.52%
WBS	B	-0.52%
USB	B	-0.51%
RF	B	-0.51%
WHR	B	-0.51%
TAP	B	-0.5%
FHN	B	-0.5%
PNC	A	-0.5%
VICI	D	-0.5%
BBY	D	-0.5%
FITB	B	-0.5%
LNC	B	-0.49%
CHE	F	-0.49%
EMR	B	-0.49%
HBAN	B	-0.49%
EMN	D	-0.49%
PB	B	-0.49%
AM	B	-0.48%
SNX	B	-0.48%
KHC	F	-0.48%
STWD	D	-0.48%
CADE	B	-0.48%
GAP	C	-0.48%
PVH	C	-0.48%
UBSI	B	-0.48%
ZION	B	-0.48%
X	C	-0.47%
MOS	C	-0.47%
ABG	B	-0.47%
ARW	F	-0.47%
OMF	A	-0.47%
C	B	-0.47%
HPE	B	-0.47%
FNB	B	-0.47%
CFG	B	-0.47%
CAG	F	-0.46%
HPQ	B	-0.46%
OZK	B	-0.46%
SON	F	-0.46%
CNC	F	-0.46%
AL	B	-0.45%
HOG	F	-0.45%
UGI	D	-0.45%
AGCO	D	-0.44%
PRGO	D	-0.44%
BEN	C	-0.44%
LYB	F	-0.42%
WBA	F	-0.41%
ALLY	C	-0.4%
NOV	D	-0.4%
HII	F	-0.4%
MCK	B	-0.38%
F	D	-0.37%
PTEN	D	-0.37%
INTC	C	-0.35%
CE	F	-0.32%
AMGN	C	-0.3%
YUM	C	-0.27%
CACI	B	-0.23%
PGR	B	-0.19%
ABBV	B	-0.19%
COST	B	-0.14%
TW	B	-0.14%
LDOS	A	-0.13%
CHD	C	-0.12%
TRV	B	-0.12%
WRB	B	-0.11%
SO	D	-0.11%
GRMN	B	-0.11%
AFL	D	-0.11%
MA	A	-0.1%
PKG	B	-0.1%
DUK	D	-0.1%
ORI	B	-0.1%
VRTX	A	-0.1%
AAPL	B	-0.1%
NOC	C	-0.1%
MSI	A	-0.1%
DGX	B	-0.09%
NEU	D	-0.09%
TJX	C	-0.09%
ICE	D	-0.09%
XOM	B	-0.09%
UNH	B	-0.09%
ED	D	-0.09%
ATR	B	-0.09%
FDS	B	-0.09%
BDX	F	-0.08%
AME	A	-0.08%
HON	B	-0.08%
CVX	B	-0.08%
L	A	-0.08%
KMB	D	-0.08%
GDDY	A	-0.08%
CASY	B	-0.08%
AKAM	F	-0.08%
SNA	A	-0.08%
HIG	C	-0.08%
DRI	B	-0.08%
MDLZ	F	-0.08%
VRSK	A	-0.08%
PCAR	B	-0.08%
CAH	B	-0.08%
ADP	A	-0.08%
CI	F	-0.07%
ECL	D	-0.07%
CL	F	-0.07%
HOLX	D	-0.07%
DLB	C	-0.07%
CB	D	-0.07%
VRSN	D	-0.07%
PNW	B	-0.07%
NSIT	F	-0.06%
REGN	F	-0.05%