VMAX vs. EFIV ETF Comparison

Comparison of Hartford US Value ETF (VMAX) to SPDR S&P 500 ESG ETF (EFIV)

VMAX

Hartford US Value ETF

VMAX Description

The fund generally invests at least 80% of its assets in securities of the index and in depositary receipts representing securities of the index.

Grade (RS Rating)

Last Trade

$51.92

Average Daily Volume

Number of Holdings ^*

148

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	VMAX	EFIV
30 Days	3.35%	2.81%
60 Days	4.23%	4.79%
90 Days	5.95%	5.59%
12 Months		30.64%

75 Overlapping Holdings

Symbol	Grade	Weight in VMAX	Weight in EFIV	Overlap
AAPL	C	0.34%	9.53%	0.34%
AMAT	F	0.16%	0.42%	0.16%
AMT	D	0.63%	0.25%	0.25%
AXP	A	0.27%	0.45%	0.27%
BAC	A	1.26%	0.86%	0.86%
BBY	D	1.29%	0.05%	0.05%
BK	A	1.22%	0.16%	0.16%
C	A	1.89%	0.37%	0.37%
CAT	B	0.7%	0.52%	0.52%
CB	C	0.66%	0.3%	0.3%
CFG	B	0.21%	0.06%	0.06%
CMCSA	B	0.13%	0.47%	0.13%
CMI	A	0.14%	0.14%	0.14%
COF	B	0.62%	0.2%	0.2%
CSCO	B	0.27%	0.66%	0.27%
CTAS	B	0.52%	0.21%	0.21%
CVS	D	1.76%	0.19%	0.19%
CVX	A	0.75%	0.75%	0.75%
DVN	F	0.81%	0.07%	0.07%
EG	C	0.03%	0.04%	0.03%
ELV	F	1.12%	0.27%	0.27%
EQIX	A	0.49%	0.24%	0.24%
ETR	B	0.96%	0.09%	0.09%
EXC	C	0.11%	0.11%	0.11%
FANG	D	0.03%	0.09%	0.03%
FITB	A	0.83%	0.09%	0.09%
GILD	C	0.85%	0.32%	0.32%
GOOGL	C	1.2%	2.92%	1.2%
GS	A	0.47%	0.52%	0.47%
GWW	B	0.47%	0.15%	0.15%
HBAN	A	0.7%	0.07%	0.07%
HD	A	0.32%	1.13%	0.32%
HPE	B	0.98%	0.08%	0.08%
HPQ	B	1.93%	0.1%	0.1%
HUM	C	0.61%	0.1%	0.1%
IRM	D	0.85%	0.09%	0.09%
ITW	B	0.43%	0.21%	0.21%
JKHY	D	0.27%	0.04%	0.04%
JPM	A	1.34%	1.91%	1.34%
KR	B	1.18%	0.11%	0.11%
LLY	F	0.18%	1.79%	0.18%
LOW	D	0.58%	0.43%	0.43%
MA	C	1.35%	1.2%	1.2%
MCO	B	1.24%	0.21%	0.21%
MPC	D	1.32%	0.15%	0.15%
MRK	F	0.24%	0.7%	0.24%
MS	A	0.2%	0.46%	0.2%
MSCI	C	0.23%	0.14%	0.14%
MTB	A	1.87%	0.1%	0.1%
NEE	D	0.68%	0.42%	0.42%
NVDA	C	0.99%	10.02%	0.99%
PHM	D	0.22%	0.07%	0.07%
PNC	B	1.29%	0.23%	0.23%
PRU	A	0.39%	0.12%	0.12%
PSX	C	0.46%	0.15%	0.15%
PYPL	B	1.09%	0.25%	0.25%
QCOM	F	0.66%	0.5%	0.5%
RF	A	1.13%	0.07%	0.07%
SBAC	D	0.27%	0.06%	0.06%
SHW	A	0.88%	0.25%	0.25%
STT	A	1.31%	0.08%	0.08%
SW	A	0.47%	0.07%	0.07%
SYF	B	1.39%	0.07%	0.07%
T	A	1.49%	0.45%	0.45%
TGT	F	1.21%	0.2%	0.2%
TJX	A	0.25%	0.38%	0.25%
TMUS	B	0.43%	0.33%	0.33%
TROW	B	1.05%	0.07%	0.07%
UNH	C	0.8%	1.56%	0.8%
USB	A	1.46%	0.22%	0.22%
V	A	0.65%	1.44%	0.65%
VLO	C	1.42%	0.12%	0.12%
WMT	A	0.68%	1.03%	0.68%
WY	D	0.11%	0.06%	0.06%
XOM	B	0.91%	1.5%	0.91%

VMAX Overweight 73 Positions Relative to EFIV

Symbol	Grade	Weight
EOG	A	2.03%
WFC	A	1.82%
LNC	B	1.59%
STLD	B	1.51%
NRG	B	1.5%
META	D	1.36%
GAP	C	1.25%
NFG	A	1.18%
FDX	B	1.16%
LAMR	D	1.12%
VZ	C	1.1%
BCC	B	1.05%
JHG	A	1.03%
JXN	C	1.02%
CINF	A	1.01%
JNJ	D	0.96%
BLDR	D	0.93%
BRK.A	B	0.92%
DUK	C	0.92%
APA	D	0.91%
SO	D	0.86%
COP	C	0.83%
VICI	C	0.78%
DELL	C	0.77%
HCA	F	0.71%
ACI	C	0.68%
OGN	D	0.68%
RS	B	0.66%
AVT	C	0.65%
MO	A	0.65%
CHRD	D	0.58%
CMC	B	0.57%
MTG	C	0.54%
TEX	D	0.51%
MGY	A	0.5%
SPG	B	0.5%
CBT	C	0.47%
NTAP	C	0.42%
MLI	C	0.4%
R	B	0.39%
UNM	A	0.36%
RHI	B	0.34%
BPOP	B	0.32%
AXS	A	0.31%
NUE	C	0.3%
OZK	B	0.29%
RDN	C	0.27%
MKL	A	0.26%
DTE	C	0.26%
LNTH	D	0.23%
UFPI	B	0.22%
CRBG	B	0.2%
XEL	A	0.18%
M	D	0.17%
NXPI	D	0.16%
DINO	D	0.14%
CTSH	B	0.14%
COLB	A	0.12%
PGR	A	0.12%
HRB	D	0.11%
DKS	C	0.11%
FHN	A	0.1%
OVV	B	0.08%
AEP	D	0.08%
IBM	C	0.07%
CCI	D	0.07%
ESNT	D	0.05%
WFRD	D	0.05%
CHX	C	0.04%
SM	B	0.02%
FCNCA	A	0.01%
BKNG	A	0.01%
WSM	B	0.01%

VMAX Underweight 238 Positions Relative to EFIV

Symbol	Grade	Weight
MSFT	F	-8.8%
TSLA	B	-2.55%
GOOG	C	-2.42%
COST	B	-1.15%
PG	A	-1.09%
CRM	B	-0.92%
ABBV	D	-0.84%
KO	D	-0.68%
ADBE	C	-0.66%
ACN	C	-0.65%
AMD	F	-0.63%
PEP	F	-0.63%
LIN	D	-0.61%
MCD	D	-0.59%
ABT	B	-0.56%
GE	D	-0.55%
DIS	B	-0.52%
AMGN	D	-0.45%
SPGI	C	-0.45%
DHR	F	-0.43%
UBER	D	-0.42%
UNP	C	-0.41%
ETN	A	-0.41%
BLK	C	-0.4%
SYK	C	-0.37%
BSX	B	-0.36%
ADP	B	-0.35%
FI	A	-0.34%
SCHW	B	-0.33%
BMY	B	-0.33%
SBUX	A	-0.32%
MU	D	-0.31%
MMC	B	-0.31%
MDT	D	-0.31%
INTC	D	-0.3%
PLD	D	-0.3%
DE	A	-0.28%
LRCX	F	-0.27%
UPS	C	-0.27%
NKE	D	-0.26%
CI	F	-0.26%
TT	A	-0.26%
MDLZ	F	-0.25%
ICE	C	-0.25%
PH	A	-0.25%
REGN	F	-0.24%
KLAC	D	-0.24%
CMG	B	-0.23%
CME	A	-0.23%
WM	A	-0.23%
AON	A	-0.23%
WELL	A	-0.22%
ZTS	D	-0.22%
CL	D	-0.21%
EMR	A	-0.21%
CSX	B	-0.2%
BDX	F	-0.19%
MAR	B	-0.19%
ADSK	A	-0.19%
WMB	A	-0.19%
APD	A	-0.19%
ECL	D	-0.18%
OKE	A	-0.18%
CARR	D	-0.18%
GM	B	-0.18%
AJG	B	-0.18%
NSC	B	-0.17%
PCAR	B	-0.17%
SLB	C	-0.17%
FCX	D	-0.17%
HLT	A	-0.17%
TFC	A	-0.17%
AFL	B	-0.16%
JCI	C	-0.16%
URI	B	-0.16%
TRV	B	-0.16%
SRE	A	-0.16%
ALL	A	-0.15%
PSA	D	-0.15%
DLR	B	-0.15%
AMP	A	-0.15%
RCL	A	-0.15%
FIS	C	-0.14%
AIG	B	-0.14%
KMI	A	-0.14%
AME	A	-0.13%
PAYX	C	-0.13%
ROST	C	-0.13%
NEM	D	-0.13%
DHI	D	-0.13%
MET	A	-0.13%
PWR	A	-0.13%
DAL	C	-0.12%
IR	B	-0.12%
TRGP	B	-0.12%
BKR	B	-0.12%
PEG	A	-0.12%
COR	B	-0.12%
AXON	A	-0.12%
RSG	A	-0.12%
DFS	B	-0.12%
SYY	B	-0.11%
KDP	D	-0.11%
ACGL	D	-0.11%
YUM	B	-0.11%
A	D	-0.11%
EA	A	-0.11%
HES	B	-0.11%
CTVA	C	-0.11%
EW	C	-0.11%
OTIS	C	-0.11%
CBRE	B	-0.11%
VRSK	A	-0.11%
HIG	B	-0.1%
OXY	D	-0.1%
RMD	C	-0.1%
WAB	B	-0.1%
EXR	D	-0.1%
IDXX	F	-0.1%
GIS	D	-0.1%
LULU	C	-0.1%
CNC	D	-0.09%
CAH	B	-0.09%
CSGP	D	-0.09%
DOW	F	-0.09%
EIX	B	-0.09%
WTW	B	-0.09%
ROK	B	-0.09%
AVB	B	-0.09%
ED	D	-0.09%
NDAQ	A	-0.09%
DECK	A	-0.08%
HSY	F	-0.08%
DOV	A	-0.08%
KHC	F	-0.08%
PPG	F	-0.08%
ON	D	-0.08%
TTWO	A	-0.08%
GPN	B	-0.08%
RJF	A	-0.08%
XYL	D	-0.08%
EBAY	D	-0.08%
TSCO	D	-0.08%
HUBB	B	-0.07%
BIIB	F	-0.07%
CCL	B	-0.07%
ADM	D	-0.07%
EQR	B	-0.07%
EQT	B	-0.07%
MTD	D	-0.07%
AWK	D	-0.07%
CPAY	A	-0.07%
BR	A	-0.07%
HAL	C	-0.07%
VTR	C	-0.07%
FTV	C	-0.07%
OMC	C	-0.06%
CBOE	B	-0.06%
WDC	D	-0.06%
NTRS	A	-0.06%
LYB	F	-0.06%
ES	D	-0.06%
K	A	-0.06%
ZBH	C	-0.06%
EXPE	B	-0.06%
IFF	D	-0.06%
WAT	B	-0.06%
AVY	D	-0.05%
KIM	A	-0.05%
BAX	D	-0.05%
ARE	D	-0.05%
GPC	D	-0.05%
MAS	D	-0.05%
LVS	C	-0.05%
PNR	A	-0.05%
KEY	B	-0.05%
IEX	B	-0.05%
TSN	B	-0.05%
DGX	A	-0.05%
FDS	B	-0.05%
HOLX	D	-0.05%
PFG	D	-0.05%
ULTA	F	-0.05%
BALL	D	-0.05%
MKC	D	-0.05%
ALB	C	-0.04%
INCY	C	-0.04%
POOL	C	-0.04%
CHRW	C	-0.04%
SWK	D	-0.04%
CAG	D	-0.04%
AKAM	D	-0.04%
UDR	B	-0.04%
MRNA	F	-0.04%
AMCR	D	-0.04%
EL	F	-0.04%
RVTY	F	-0.04%
APTV	D	-0.04%
JBHT	C	-0.04%
DOC	D	-0.04%
CF	B	-0.04%
TFX	F	-0.03%
GL	B	-0.03%
MKTX	D	-0.03%
LKQ	D	-0.03%
NWSA	B	-0.03%
CRL	C	-0.03%
IPG	D	-0.03%
AIZ	A	-0.03%
TAP	C	-0.03%
LW	C	-0.03%
BXP	D	-0.03%
SJM	D	-0.03%
TPR	B	-0.03%
NCLH	B	-0.03%
REG	B	-0.03%
KMX	B	-0.03%
ALLE	D	-0.03%
DAY	B	-0.03%
HST	C	-0.03%
WBA	F	-0.02%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
DVA	B	-0.02%
MHK	D	-0.02%
BWA	D	-0.02%
IVZ	B	-0.02%
WYNN	D	-0.02%
RL	B	-0.02%
HAS	D	-0.02%
MOS	F	-0.02%
CZR	F	-0.02%
FRT	B	-0.02%
CPB	D	-0.02%
MGM	D	-0.02%
HRL	D	-0.02%
NWS	B	-0.01%