SUSL vs. FEX ETF Comparison

Comparison of iShares ESG MSCI USA Leaders ETF (SUSL) to First Trust Large Cap Core AlphaDEX (FEX)

SUSL

iShares ESG MSCI USA Leaders ETF

SUSL Description

The investment seeks to track the investment results of the MSCI Japan Equal Weighted Index (USD) composed of equal weighted Japanese equities. The index is designed to represent an alternative weighting methodology to its market capitalization-weighted parent index, the MSCI Japan Index (the "parent index"). The fund generally will invest at least 90% of its assets in the component securities of the underlying index and in investments that have economic characteristics that are substantially identical to the component securities of the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$105.21

Average Daily Volume

21,365

Number of Holdings ^*

293

* may have additional holdings in another (foreign) market

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$109.26

Average Daily Volume

22,623

Number of Holdings ^*

372

* may have additional holdings in another (foreign) market

Performance

Period	SUSL	FEX
30 Days	1.83%	2.52%
60 Days	4.89%	6.15%
90 Days	5.80%	8.96%
12 Months	32.37%	30.33%

183 Overlapping Holdings

Symbol	Grade	Weight in SUSL	Weight in FEX	Overlap
ACGL	D	0.14%	0.3%	0.14%
ACN	C	0.81%	0.08%	0.08%
ADSK	B	0.24%	0.1%	0.1%
AFL	C	0.21%	0.33%	0.21%
AKAM	F	0.05%	0.3%	0.05%
ALL	A	0.19%	0.44%	0.19%
ALLY	C	0.04%	0.35%	0.04%
AMGN	D	0.57%	0.08%	0.08%
AMP	A	0.2%	0.3%	0.2%
AMT	D	0.32%	0.14%	0.14%
APD	A	0.25%	0.18%	0.18%
APTV	F	0.05%	0.32%	0.05%
ATO	A	0.08%	0.35%	0.08%
AVY	D	0.06%	0.08%	0.06%
AWK	C	0.09%	0.15%	0.09%
AXON	A	0.15%	0.64%	0.15%
AXP	B	0.6%	0.45%	0.45%
AZO	C	0.2%	0.08%	0.08%
BBY	D	0.07%	0.22%	0.07%
BG	D	0.04%	0.38%	0.04%
BIIB	F	0.09%	0.22%	0.09%
BK	B	0.21%	0.46%	0.21%
BKNG	A	0.61%	0.3%	0.3%
BKR	B	0.16%	0.41%	0.16%
BR	B	0.1%	0.18%	0.1%
BURL	A	0.06%	0.41%	0.06%
CAG	F	0.05%	0.07%	0.05%
CARR	D	0.22%	0.24%	0.22%
CAT	C	0.69%	0.25%	0.25%
CBOE	C	0.08%	0.08%	0.08%
CCI	C	0.16%	0.07%	0.07%
CFG	B	0.08%	0.38%	0.08%
CHTR	B	0.13%	0.31%	0.13%
CI	D	0.35%	0.17%	0.17%
CL	D	0.26%	0.15%	0.15%
CLX	A	0.07%	0.08%	0.07%
CMCSA	B	0.62%	0.44%	0.44%
CMI	A	0.17%	0.19%	0.17%
CMS	C	0.07%	0.24%	0.07%
COF	B	0.26%	0.42%	0.26%
CPB	D	0.03%	0.15%	0.03%
CSX	C	0.25%	0.27%	0.25%
CTAS	B	0.29%	0.36%	0.29%
DAL	A	0.04%	0.52%	0.04%
DASH	A	0.19%	0.41%	0.19%
DE	C	0.37%	0.24%	0.24%
DECK	A	0.1%	0.19%	0.1%
DGX	A	0.06%	0.34%	0.06%
DHI	D	0.17%	0.37%	0.17%
DIS	B	0.66%	0.18%	0.18%
DOC	D	0.06%	0.16%	0.06%
DOV	B	0.1%	0.09%	0.09%
DRI	C	0.07%	0.17%	0.07%
EBAY	D	0.11%	0.32%	0.11%
ECL	D	0.23%	0.16%	0.16%
ED	C	0.12%	0.32%	0.12%
EIX	C	0.11%	0.24%	0.11%
ELV	F	0.34%	0.21%	0.21%
EME	A	0.09%	0.51%	0.09%
EQIX	A	0.31%	0.09%	0.09%
ETN	B	0.53%	0.19%	0.19%
EXC	C	0.14%	0.32%	0.14%
EXPD	D	0.06%	0.08%	0.06%
FI	A	0.45%	0.4%	0.4%
FICO	B	0.21%	0.51%	0.21%
FOXA	B	0.04%	0.45%	0.04%
FSLR	F	0.07%	0.26%	0.07%
FTV	D	0.1%	0.16%	0.1%
GE	D	0.72%	0.33%	0.33%
GEHC	D	0.13%	0.08%	0.08%
GEN	B	0.06%	0.37%	0.06%
GIS	F	0.13%	0.22%	0.13%
GOOGL	B	3.82%	0.09%	0.09%
GPC	F	0.06%	0.22%	0.06%
GWW	B	0.19%	0.29%	0.19%
HAL	C	0.1%	0.43%	0.1%
HBAN	B	0.09%	0.4%	0.09%
HCA	F	0.25%	0.37%	0.25%
HD	A	1.43%	0.08%	0.08%
HIG	B	0.13%	0.33%	0.13%
HLT	A	0.22%	0.27%	0.22%
HOLX	D	0.07%	0.16%	0.07%
HPE	B	0.1%	0.45%	0.1%
HPQ	B	0.13%	0.09%	0.09%
HRL	D	0.03%	0.24%	0.03%
HUM	D	0.12%	0.22%	0.12%
IBM	C	0.69%	0.32%	0.32%
ICE	C	0.32%	0.25%	0.25%
IEX	B	0.06%	0.18%	0.06%
INTC	C	0.37%	0.36%	0.36%
IP	A	0.07%	0.39%	0.07%
IQV	F	0.14%	0.08%	0.08%
IR	B	0.15%	0.18%	0.15%
IRM	C	0.12%	0.41%	0.12%
IT	C	0.15%	0.18%	0.15%
JBHT	C	0.06%	0.29%	0.06%
JCI	B	0.21%	0.09%	0.09%
JNJ	D	1.32%	0.24%	0.24%
KDP	D	0.13%	0.22%	0.13%
KEY	B	0.06%	0.19%	0.06%
KEYS	C	0.1%	0.17%	0.1%
KMB	C	0.16%	0.08%	0.08%
KO	D	0.93%	0.15%	0.15%
KR	B	0.15%	0.35%	0.15%
LH	B	0.07%	0.18%	0.07%
LII	A	0.07%	0.35%	0.07%
LLY	F	2.37%	0.16%	0.16%
LNG	A	0.17%	0.4%	0.17%
LOW	C	0.55%	0.08%	0.08%
LYB	F	0.08%	0.37%	0.08%
MA	B	1.57%	0.09%	0.09%
MANH	D	0.06%	0.25%	0.06%
MCD	D	0.77%	0.08%	0.08%
MCO	D	0.28%	0.25%	0.25%
MKC	D	0.07%	0.08%	0.07%
MMC	D	0.4%	0.08%	0.08%
MOH	F	0.07%	0.16%	0.07%
MPC	D	0.2%	0.4%	0.2%
MS	A	0.58%	0.32%	0.32%
NDAQ	A	0.12%	0.18%	0.12%
NI	A	0.06%	0.35%	0.06%
NKE	F	0.33%	0.14%	0.14%
NOW	B	0.77%	0.29%	0.29%
NRG	B	0.07%	0.43%	0.07%
NTAP	C	0.09%	0.16%	0.09%
NTRS	A	0.08%	0.3%	0.08%
NUE	D	0.13%	0.44%	0.13%
NVDA	A	13.08%	0.3%	0.3%
NVR	D	0.1%	0.24%	0.1%
OC	A	0.06%	0.46%	0.06%
ODFL	B	0.16%	0.1%	0.1%
OKE	A	0.22%	0.3%	0.22%
OMC	C	0.07%	0.17%	0.07%
ORLY	B	0.26%	0.09%	0.09%
PANW	B	0.46%	0.1%	0.1%
PAYX	B	0.17%	0.09%	0.09%
PEP	F	0.81%	0.08%	0.08%
PFG	C	0.07%	0.17%	0.07%
PGR	B	0.55%	0.43%	0.43%
PHM	D	0.1%	0.39%	0.1%
PNC	B	0.3%	0.19%	0.19%
POOL	D	0.05%	0.08%	0.05%
PPG	F	0.1%	0.24%	0.1%
PRU	B	0.16%	0.17%	0.16%
PSX	C	0.19%	0.41%	0.19%
PWR	A	0.17%	0.46%	0.17%
PYPL	B	0.31%	0.19%	0.19%
RCL	A	0.21%	0.55%	0.21%
RF	A	0.09%	0.28%	0.09%
RIVN	F	0.03%	0.08%	0.03%
RJF	A	0.11%	0.22%	0.11%
SBAC	D	0.08%	0.08%	0.08%
SLB	C	0.23%	0.44%	0.23%
SPGI	D	0.58%	0.25%	0.25%
SRE	A	0.21%	0.37%	0.21%
STLD	B	0.08%	0.49%	0.08%
STT	B	0.1%	0.27%	0.1%
STX	D	0.07%	0.23%	0.07%
SYF	B	0.09%	0.55%	0.09%
TGT	B	0.26%	0.33%	0.26%
TJX	A	0.49%	0.25%	0.25%
TRGP	A	0.15%	0.44%	0.15%
TROW	B	0.09%	0.45%	0.09%
TRV	A	0.21%	0.28%	0.21%
TSCO	D	0.11%	0.16%	0.11%
TSLA	A	3.38%	0.22%	0.22%
TT	A	0.33%	0.45%	0.33%
ULTA	F	0.07%	0.33%	0.07%
UPS	C	0.34%	0.16%	0.16%
URI	B	0.21%	0.45%	0.21%
USB	B	0.28%	0.28%	0.28%
VLO	C	0.16%	0.43%	0.16%
VLTO	C	0.09%	0.23%	0.09%
VZ	C	0.61%	0.3%	0.3%
WAT	C	0.08%	0.09%	0.08%
WELL	A	0.29%	0.27%	0.27%
WMB	A	0.25%	0.1%	0.1%
WSM	D	0.06%	0.07%	0.06%
WST	D	0.09%	0.09%	0.09%
WY	D	0.08%	0.15%	0.08%
XYL	D	0.11%	0.15%	0.11%
ZBH	C	0.08%	0.34%	0.08%
ZTS	D	0.28%	0.08%	0.08%

SUSL Overweight 110 Positions Relative to FEX

Symbol	Grade	Weight
MSFT	D	10.71%
GOOG	B	3.32%
V	A	1.75%
PG	C	1.4%
CRM	B	1.18%
MRK	F	0.9%
ADBE	D	0.84%
AMD	F	0.83%
LIN	D	0.78%
INTU	B	0.7%
TXN	C	0.69%
DHR	D	0.57%
BLK	B	0.55%
AMAT	F	0.55%
UNP	D	0.52%
ADP	B	0.45%
BMY	A	0.43%
GILD	C	0.42%
SCHW	A	0.42%
PLD	D	0.37%
LRCX	F	0.35%
MELI	D	0.32%
SNPS	C	0.3%
MRVL	B	0.29%
ITW	B	0.29%
CDNS	B	0.29%
MMM	D	0.26%
CRH	B	0.25%
TFC	A	0.22%
WDAY	C	0.21%
NXPI	F	0.21%
DLR	A	0.21%
FIS	C	0.18%
NEM	D	0.17%
DFS	B	0.16%
COR	B	0.16%
CBRE	B	0.15%
EA	A	0.15%
FERG	C	0.15%
YUM	D	0.14%
A	F	0.14%
TEAM	A	0.14%
EW	C	0.14%
IDXX	F	0.13%
LULU	C	0.13%
MLM	B	0.13%
WTW	B	0.12%
HUBS	B	0.12%
DXCM	C	0.11%
ANSS	B	0.11%
TTWO	A	0.11%
ROK	B	0.11%
MTD	F	0.1%
LPLA	A	0.09%
SW	A	0.09%
CHD	A	0.09%
ES	C	0.08%
STE	D	0.08%
K	B	0.08%
IFF	D	0.08%
PTC	B	0.08%
FDS	B	0.07%
BALL	D	0.07%
ZS	B	0.07%
PODD	B	0.07%
TRU	D	0.07%
COO	D	0.07%
WDC	F	0.07%
ALGN	D	0.06%
TWLO	A	0.06%
DOCU	B	0.06%
PNR	B	0.06%
EQH	B	0.06%
TRMB	B	0.06%
CHRW	B	0.05%
NBIX	C	0.05%
AVTR	F	0.05%
GGG	B	0.05%
DPZ	C	0.05%
WTRG	B	0.04%
LKQ	F	0.04%
MKTX	D	0.04%
SOLV	F	0.04%
CTLT	D	0.04%
AIZ	A	0.04%
IPG	F	0.04%
LW	C	0.04%
TECH	F	0.04%
BXP	D	0.04%
SJM	D	0.04%
KMX	C	0.04%
ALLE	D	0.04%
JNPR	D	0.04%
DAY	B	0.04%
AZPN	A	0.03%
ACI	C	0.03%
ENPH	F	0.03%
DVA	C	0.03%
HSIC	C	0.03%
TTC	F	0.03%
CNH	C	0.03%
TFX	F	0.03%
KNX	B	0.03%
FBIN	F	0.03%
NLY	C	0.03%
FOX	A	0.02%
BEN	C	0.02%
WBA	F	0.02%
BBWI	C	0.02%
DINO	D	0.02%

SUSL Underweight 189 Positions Relative to FEX

Symbol	Grade	Weight
APP	A	-0.92%
PLTR	A	-0.68%
UAL	A	-0.65%
GM	B	-0.54%
VRT	A	-0.53%
EXPE	B	-0.52%
SNA	B	-0.52%
GS	B	-0.51%
VST	A	-0.51%
KKR	A	-0.5%
PCAR	C	-0.49%
HWM	A	-0.48%
CVNA	A	-0.48%
RS	B	-0.47%
UTHR	C	-0.47%
WAB	B	-0.46%
CINF	A	-0.46%
EOG	A	-0.45%
CTSH	C	-0.44%
CTRA	B	-0.44%
CVX	A	-0.44%
F	C	-0.44%
COP	B	-0.44%
CCL	A	-0.44%
TOL	B	-0.43%
WFC	A	-0.43%
XOM	B	-0.43%
FANG	D	-0.43%
DVN	F	-0.42%
THC	C	-0.42%
HEI	A	-0.42%
T	A	-0.42%
CPNG	D	-0.41%
OXY	F	-0.41%
RBLX	B	-0.41%
KMI	A	-0.41%
CF	A	-0.41%
TPL	A	-0.4%
FCNCA	A	-0.4%
EQT	A	-0.4%
ON	F	-0.4%
MTB	A	-0.4%
TMUS	B	-0.39%
GDDY	A	-0.39%
EG	D	-0.39%
BAH	D	-0.38%
VTRS	A	-0.38%
LYV	A	-0.38%
ETR	A	-0.38%
LEN	D	-0.38%
ADM	D	-0.37%
MSI	B	-0.37%
CVS	F	-0.37%
ORCL	A	-0.37%
SWKS	F	-0.37%
C	B	-0.37%
PH	B	-0.37%
CRBG	B	-0.36%
BRO	B	-0.36%
ANET	C	-0.35%
HOOD	A	-0.35%
XEL	A	-0.35%
COST	A	-0.35%
L	A	-0.35%
AEE	A	-0.35%
FDX	B	-0.35%
CNC	F	-0.34%
VTR	B	-0.34%
ALNY	D	-0.34%
META	C	-0.34%
RMD	C	-0.34%
CNP	A	-0.34%
PM	A	-0.34%
AIG	C	-0.34%
CB	C	-0.33%
DUK	C	-0.33%
ERIE	F	-0.33%
TXT	D	-0.33%
BLDR	D	-0.32%
CEG	C	-0.31%
ZM	B	-0.31%
AEP	C	-0.31%
DTE	C	-0.31%
FTNT	B	-0.31%
TTD	B	-0.3%
NEE	C	-0.3%
DG	F	-0.3%
GRMN	B	-0.3%
BAC	A	-0.29%
CSCO	B	-0.28%
FITB	B	-0.28%
LUV	B	-0.28%
TDY	B	-0.28%
PKG	B	-0.28%
JPM	A	-0.28%
NFLX	A	-0.28%
PCG	A	-0.27%
ISRG	A	-0.27%
CASY	A	-0.27%
SHW	C	-0.26%
WEC	A	-0.26%
AVGO	C	-0.26%
TYL	B	-0.26%
BSX	A	-0.26%
PEG	C	-0.25%
EQR	C	-0.25%
LNT	A	-0.25%
D	C	-0.25%
SSNC	C	-0.25%
PPL	A	-0.25%
BRK.A	B	-0.25%
TDG	D	-0.24%
CE	F	-0.24%
EFX	F	-0.23%
PSA	C	-0.23%
KHC	F	-0.23%
APO	A	-0.22%
DOW	F	-0.21%
DELL	B	-0.2%
CPAY	A	-0.2%
LHX	B	-0.19%
J	D	-0.19%
RGA	B	-0.18%
WRB	B	-0.18%
SPG	A	-0.18%
KIM	A	-0.18%
HUBB	B	-0.18%
WSO	A	-0.18%
NWSA	B	-0.18%
TSN	B	-0.17%
CTVA	C	-0.17%
SYY	D	-0.17%
LVS	B	-0.17%
MAA	A	-0.17%
MSTR	A	-0.17%
CSL	C	-0.17%
GD	D	-0.17%
AJG	B	-0.17%
HSY	F	-0.16%
ARE	F	-0.16%
DD	D	-0.16%
FE	C	-0.16%
ROST	D	-0.16%
UBER	F	-0.16%
AAPL	C	-0.16%
FNF	A	-0.16%
SO	C	-0.16%
MDT	D	-0.16%
MDLZ	F	-0.15%
O	C	-0.15%
COIN	A	-0.15%
EXR	C	-0.15%
WLK	F	-0.14%
MPWR	F	-0.12%
MAR	B	-0.1%
EMR	A	-0.1%
ABT	A	-0.09%
MSCI	B	-0.09%
CMG	C	-0.09%
SBUX	A	-0.09%
ESS	A	-0.09%
AVB	B	-0.09%
MU	D	-0.09%
SYK	A	-0.09%
MKL	A	-0.09%
RSG	A	-0.09%
MO	A	-0.09%
VRTX	D	-0.09%
NSC	B	-0.09%
ARES	A	-0.09%
AON	B	-0.09%
AMZN	B	-0.09%
APH	B	-0.09%
RPM	B	-0.09%
FCX	F	-0.08%
BLD	F	-0.08%
VICI	C	-0.08%
RVTY	D	-0.08%
GLPI	C	-0.08%
MAS	D	-0.08%
BDX	F	-0.08%
LMT	D	-0.08%
OTIS	C	-0.08%
MET	A	-0.08%
NDSN	D	-0.08%
ROL	B	-0.08%
NOC	D	-0.08%
KLAC	F	-0.07%
TMO	F	-0.07%