SQLV vs. CSB ETF Comparison

Comparison of Legg Mason Small-Cap Quality Value ETF (SQLV) to Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF (CSB)

SQLV

Legg Mason Small-Cap Quality Value ETF

SQLV Description

The investment seeks to track the investment results of the RARE Global Infrastructure Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose its underlying index. The underlying index is composed of equity securities in developed and developing markets that are included in the MSCI ACWI All Cap Index. Companies in the MSCI ACWI All Cap Index are screened to include only companies within the Global Industry Classification Standard (GICS) sub-industries and are classified into infrastructure sectors.

Grade (RS Rating)

Last Trade

$42.35

Average Daily Volume

1,267

Number of Holdings ^*

227

* may have additional holdings in another (foreign) market

CSB

Compass EMP US Small Cap High Dividend 100 Volatility Weighted Index ETF

CSB Description

CSB's take on the US small-cap space mirrors that of its large-cap sibling, CDL. To qualify for this fund, a company must be among the 500 largest US companies under 3 billion USD in market cap and must have positive earnings for the four most recent quarters. The index selects the 100 highest dividend-yielding stocks from this group and weights them by inverse volatility, giving overweight to low-vol stocks. The index applies 20% country cap and 25% sector cap with semi-annual reconstitution starting each March. The funds closest peers are sibling funds: CSA, which has the same exposure but without the dividend yield screen, and CSF with a cash toggle feature during downturns.

Grade (RS Rating)

Last Trade

$58.90

Average Daily Volume

20,396

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SQLV	CSB
30 Days	2.67%	1.76%
60 Days	1.91%	2.22%
90 Days	8.87%	11.48%
12 Months	16.34%	21.15%

12 Overlapping Holdings

Symbol	Grade	Weight in SQLV	Weight in CSB	Overlap
APAM	C	0.63%	0.92%	0.63%
BKE	B	0.75%	0.94%	0.75%
CALM	B	0.75%	1.16%	0.75%
CRI	C	0.51%	0.93%	0.51%
CVI	F	0.57%	0.58%	0.57%
DK	F	0.55%	0.61%	0.55%
SCS	B	0.56%	0.71%	0.56%
SSTK	F	0.31%	0.4%	0.31%
TGNA	C	0.66%	1.19%	0.66%
VGR	C	0.79%	1.1%	0.79%
WU	D	0.46%	1.0%	0.46%
YOU	B	0.67%	1.14%	0.67%

SQLV Overweight 215 Positions Relative to CSB

Symbol	Grade	Weight
CCSI	C	0.95%
SWIM	B	0.83%
DXC	C	0.79%
EBC	B	0.75%
VCTR	B	0.74%
ALE	A	0.72%
OMCL	C	0.71%
SLVM	B	0.71%
CATY	B	0.7%
CNS	B	0.7%
NMIH	B	0.7%
AGX	C	0.7%
STBA	B	0.7%
IBOC	C	0.7%
FDP	B	0.69%
PRG	B	0.68%
CEIX	D	0.67%
ASO	C	0.67%
KFY	B	0.64%
PAHC	B	0.63%
AX	D	0.63%
PETQ	A	0.62%
SANM	D	0.62%
HWKN	B	0.61%
BTU	D	0.61%
ANDE	D	0.61%
IDCC	B	0.61%
CRCT	D	0.61%
LRN	B	0.61%
PFC	C	0.59%
INVA	B	0.58%
INSW	D	0.58%
FHI	A	0.58%
LE	C	0.57%
WHD	C	0.57%
CORT	B	0.56%
HUBG	C	0.56%
HAFC	C	0.54%
LGND	C	0.53%
ARCH	F	0.53%
MRVI	C	0.53%
PRDO	D	0.53%
CNXN	B	0.53%
GIII	C	0.53%
ADUS	B	0.52%
ASTH	B	0.52%
TEX	D	0.52%
SKYW	C	0.51%
OLPX	C	0.51%
AVNS	B	0.51%
MD	C	0.51%
RMR	C	0.51%
EVC	D	0.5%
PRGS	C	0.5%
WTTR	C	0.5%
ITGR	B	0.5%
FISI	B	0.49%
HRMY	B	0.49%
PFBC	C	0.49%
PBH	B	0.49%
NVST	D	0.49%
PLUS	B	0.48%
MCRI	B	0.48%
WTFC	B	0.48%
VSH	D	0.47%
OSBC	C	0.47%
STRL	B	0.47%
MGNI	D	0.47%
MBWM	C	0.47%
EXTR	C	0.46%
EBF	B	0.46%
IRDM	D	0.46%
MCB	C	0.45%
CRVL	B	0.44%
THFF	B	0.44%
IOSP	D	0.44%
HBB	B	0.43%
SUPN	C	0.43%
NECB	B	0.43%
LMAT	B	0.43%
WOR	F	0.43%
SPFI	B	0.43%
BXC	D	0.42%
HAE	D	0.42%
TH	D	0.42%
BBW	C	0.42%
JBSS	D	0.42%
BOX	B	0.42%
ACDC	F	0.42%
BELFB	C	0.41%
RLGT	C	0.41%
DHIL	B	0.41%
UIS	C	0.4%
YELP	F	0.4%
ANGO	C	0.4%
NTCT	D	0.4%
CAR	F	0.4%
NPK	C	0.4%
MSBI	D	0.4%
NTGR	C	0.39%
IIIN	D	0.39%
DAKT	D	0.39%
PKBK	B	0.39%
AMPH	C	0.39%
CTS	D	0.39%
LXU	D	0.39%
NBN	C	0.39%
KFRC	D	0.39%
EVBN	B	0.39%
DFIN	B	0.39%
CIVB	C	0.38%
CVEO	B	0.38%
QUAD	F	0.38%
ROCK	D	0.38%
CPRX	B	0.38%
POWL	C	0.38%
ZD	D	0.38%
UNTY	B	0.37%
COLL	B	0.37%
WINA	C	0.37%
OMI	D	0.37%
RES	D	0.37%
IPGP	F	0.37%
FOR	C	0.37%
LQDT	B	0.37%
SD	D	0.37%
TDC	F	0.36%
REX	D	0.36%
GNE	D	0.36%
DVAX	D	0.36%
RYI	F	0.34%
ASRT	D	0.34%
ODP	F	0.34%
CCRN	F	0.33%
PLAB	F	0.33%
SGH	F	0.33%
SGC	F	0.33%
HSTM	C	0.33%
HCKT	B	0.33%
NX	D	0.32%
PARR	F	0.32%
GIC	D	0.32%
CLW	F	0.32%
RNGR	C	0.32%
AMSWA	C	0.31%
COHU	F	0.31%
PLPC	F	0.31%
IMMR	D	0.31%
WNC	F	0.31%
THRY	D	0.3%
TRDA	F	0.3%
BTMD	F	0.3%
CASS	D	0.3%
RGP	F	0.3%
ATEN	C	0.3%
BSIG	B	0.3%
MPX	D	0.3%
USNA	F	0.3%
ACIC	D	0.3%
JAKK	C	0.3%
NVEC	D	0.28%
IRMD	B	0.28%
IMXI	D	0.28%
FLWS	F	0.28%
SPOK	C	0.28%
MCFT	D	0.27%
MNSB	D	0.26%
UTMD	F	0.26%
KRT	D	0.26%
ANIP	D	0.26%
TWI	D	0.26%
ZIP	D	0.26%
MED	F	0.26%
VREX	F	0.25%
IART	F	0.25%
PKE	D	0.25%
CMT	C	0.24%
HOFT	D	0.24%
PETS	D	0.24%
STAA	F	0.24%
ZEUS	F	0.24%
ANIK	D	0.24%
CCRD	C	0.23%
CTKB	F	0.23%
HTZ	D	0.23%
NATR	F	0.23%
DERM	D	0.22%
TCMD	C	0.22%
DXLG	F	0.22%
VPG	F	0.21%
VRA	F	0.21%
MYPS	F	0.2%
LTRX	D	0.2%
OFLX	D	0.2%
IRWD	F	0.19%
MDXG	F	0.19%
MITK	F	0.19%
EGRX	F	0.19%
TZOO	B	0.19%
OSUR	F	0.18%
PCRX	F	0.18%
NRC	F	0.18%
VYGR	F	0.17%
POWW	F	0.17%
CVGI	F	0.17%
SMLR	F	0.16%
RCMT	D	0.15%
PRTS	F	0.14%
ZYXI	F	0.14%
INTT	F	0.13%
PRCH	D	0.13%
HBCP	B	0.13%
ARCT	F	0.13%
PBYI	F	0.1%
SURG	F	0.03%

SQLV Underweight 85 Positions Relative to CSB

Symbol	Grade	Weight
MGEE	B	-2.0%
MDU	B	-1.8%
VIRT	B	-1.78%
NFG	B	-1.6%
AWR	B	-1.6%
NWE	A	-1.57%
NJR	B	-1.57%
POR	B	-1.53%
SR	B	-1.53%
OGS	B	-1.5%
HRB	C	-1.5%
KNTK	B	-1.41%
CWT	C	-1.4%
R	B	-1.39%
SJW	C	-1.36%
BKH	B	-1.35%
AVA	B	-1.35%
WEN	C	-1.34%
CPK	B	-1.33%
NHC	D	-1.33%
AVT	D	-1.32%
JXN	B	-1.27%
NBTB	D	-1.23%
MSM	D	-1.22%
NWBI	C	-1.21%
SWX	C	-1.21%
GEF	D	-1.2%
NWN	B	-1.2%
HNI	B	-1.2%
BANR	B	-1.19%
MAN	C	-1.18%
FULT	C	-1.14%
SXT	C	-1.12%
PINC	C	-1.09%
CBU	C	-1.09%
AVNT	B	-1.09%
WAFD	B	-1.08%
FFBC	C	-1.06%
CWEN	B	-1.05%
FRME	C	-1.05%
TRN	C	-1.04%
FHB	C	-1.03%
NAVI	C	-1.02%
KMT	B	-1.0%
UBSI	B	-0.99%
CAKE	C	-0.99%
AUB	C	-0.98%
AROC	C	-0.97%
LEVI	C	-0.95%
KTB	B	-0.95%
INDB	C	-0.95%
SFNC	B	-0.94%
WSBC	D	-0.93%
ASB	D	-0.91%
NOG	D	-0.91%
ENR	F	-0.91%
BKU	C	-0.9%
SNV	C	-0.9%
FIBK	B	-0.86%
AESI	C	-0.83%
COLB	B	-0.83%
CCOI	C	-0.81%
PPBI	D	-0.79%
TNL	D	-0.78%
OXM	D	-0.77%
BOH	C	-0.75%
CVBF	C	-0.73%
LCII	C	-0.71%
JWN	B	-0.69%
PZZA	D	-0.66%
CRGY	D	-0.64%
DAN	F	-0.63%
HP	D	-0.62%
PDCO	F	-0.61%
CABO	F	-0.57%
GAP	F	-0.56%
BLMN	F	-0.56%
JACK	F	-0.55%
CWH	C	-0.54%
VAC	F	-0.53%
MLKN	D	-0.52%
M	F	-0.5%
CBRL	D	-0.46%
PTEN	F	-0.45%
AAP	F	-0.42%