SNPE vs. FTA ETF Comparison

Comparison of Xtrackers S&P 500 ESG ETF (SNPE) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

SNPE

Xtrackers S&P 500 ESG ETF

SNPE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P 500 ESG Index. The index is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance (ESG) performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Index. The fund uses a full replication indexing strategy to seek to track the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$52.40

Average Daily Volume

187,783

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.16

Average Daily Volume

35,869

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	SNPE	FTA
30 Days	4.06%	2.23%
60 Days	10.54%	8.56%
90 Days	2.78%	9.43%
12 Months	36.11%	27.63%

120 Overlapping Holdings

Symbol	Grade	Weight in SNPE	Weight in FTA	Overlap
ABT	C	0.56%	0.18%	0.18%
ACGL	A	0.12%	0.94%	0.12%
ADM	F	0.08%	0.83%	0.08%
AFL	A	0.16%	0.6%	0.16%
AIG	C	0.13%	0.66%	0.13%
APD	C	0.19%	0.39%	0.19%
APTV	D	0.06%	0.88%	0.06%
ARE	D	0.05%	0.35%	0.05%
AWK	D	0.08%	0.18%	0.08%
BAC	B	0.77%	0.48%	0.48%
BBY	C	0.06%	0.59%	0.06%
BEN	F	0.02%	0.62%	0.02%
BIIB	F	0.08%	0.14%	0.08%
BKR	B	0.1%	0.5%	0.1%
BLK	A	0.38%	0.2%	0.2%
C	B	0.34%	0.48%	0.34%
CAG	D	0.04%	0.76%	0.04%
CB	A	0.31%	0.76%	0.31%
CBRE	C	0.11%	0.22%	0.11%
CF	A	0.04%	0.96%	0.04%
CFG	C	0.05%	0.76%	0.05%
CI	D	0.28%	0.17%	0.17%
CMCSA	B	0.46%	0.89%	0.46%
CMI	A	0.13%	0.19%	0.13%
CNC	F	0.11%	0.75%	0.11%
COF	A	0.16%	0.72%	0.16%
CPB	D	0.03%	0.36%	0.03%
CSCO	A	0.61%	0.37%	0.37%
CTVA	A	0.12%	0.18%	0.12%
CVS	D	0.22%	0.87%	0.22%
CVX	B	0.69%	0.78%	0.69%
DE	C	0.3%	0.55%	0.3%
DGX	D	0.05%	0.55%	0.05%
DHI	C	0.16%	1.13%	0.16%
DOV	C	0.08%	0.36%	0.08%
DOW	B	0.11%	0.35%	0.11%
DVN	F	0.07%	0.69%	0.07%
EBAY	A	0.09%	0.8%	0.09%
ED	C	0.1%	0.78%	0.1%
EG	A	0.05%	0.87%	0.05%
EIX	C	0.1%	0.59%	0.1%
ELV	F	0.35%	0.16%	0.16%
EQR	C	0.07%	0.52%	0.07%
EQT	C	0.06%	0.82%	0.06%
ETR	A	0.08%	1.02%	0.08%
EXC	C	0.11%	0.97%	0.11%
FANG	D	0.09%	0.71%	0.09%
FITB	C	0.09%	0.57%	0.09%
GIS	C	0.12%	0.57%	0.12%
GM	D	0.15%	0.84%	0.15%
GPC	D	0.06%	0.34%	0.06%
GPN	F	0.07%	0.87%	0.07%
GS	B	0.45%	0.37%	0.37%
HAL	D	0.07%	0.57%	0.07%
HBAN	B	0.06%	0.74%	0.06%
HIG	A	0.1%	0.78%	0.1%
HPE	B	0.08%	0.79%	0.08%
HPQ	B	0.1%	0.34%	0.1%
HRL	F	0.03%	0.35%	0.03%
HSY	D	0.08%	0.35%	0.08%
HUM	F	0.11%	0.14%	0.11%
INCY	B	0.03%	0.53%	0.03%
INTC	D	0.29%	0.38%	0.29%
IPG	D	0.03%	0.73%	0.03%
JBHT	D	0.04%	0.53%	0.04%
JCI	C	0.15%	0.19%	0.15%
K	B	0.06%	0.23%	0.06%
KDP	C	0.11%	0.37%	0.11%
KEY	B	0.05%	0.39%	0.05%
KHC	F	0.09%	0.73%	0.09%
KIM	C	0.04%	0.39%	0.04%
KMI	A	0.12%	0.73%	0.12%
KR	C	0.11%	0.55%	0.11%
LKQ	F	0.03%	0.65%	0.03%
LOW	C	0.44%	0.4%	0.4%
LYB	B	0.07%	0.67%	0.07%
MDLZ	D	0.29%	0.18%	0.18%
MDT	C	0.33%	0.38%	0.33%
MKC	C	0.06%	0.19%	0.06%
MPC	D	0.16%	0.79%	0.16%
MS	A	0.37%	0.36%	0.36%
MTB	A	0.08%	0.77%	0.08%
NEE	C	0.49%	0.4%	0.4%
NKE	D	0.31%	0.19%	0.19%
OKE	A	0.15%	0.37%	0.15%
OMC	C	0.06%	0.38%	0.06%
OXY	D	0.1%	0.68%	0.1%
PEG	A	0.13%	0.4%	0.13%
PFG	A	0.05%	0.18%	0.05%
PNC	C	0.21%	0.39%	0.21%
POOL	D	0.04%	0.2%	0.04%
PPG	D	0.09%	0.36%	0.09%
PRU	B	0.12%	0.17%	0.12%
PSX	D	0.16%	0.77%	0.16%
PYPL	A	0.24%	0.45%	0.24%
QCOM	D	0.55%	0.14%	0.14%
REGN	D	0.32%	0.16%	0.16%
RF	B	0.06%	0.56%	0.06%
RJF	B	0.07%	0.16%	0.07%
SJM	D	0.04%	0.74%	0.04%
SRE	C	0.15%	0.53%	0.15%
STT	A	0.08%	0.58%	0.08%
SYF	A	0.06%	0.88%	0.06%
SYY	D	0.11%	0.18%	0.11%
T	B	0.45%	0.96%	0.45%
TEL	D	0.13%	0.49%	0.13%
TGT	C	0.21%	0.35%	0.21%
TRGP	A	0.09%	0.19%	0.09%
TROW	D	0.07%	0.63%	0.07%
TRV	B	0.15%	0.39%	0.15%
TSCO	A	0.09%	0.17%	0.09%
TSN	D	0.05%	0.17%	0.05%
UPS	D	0.28%	0.33%	0.28%
USB	C	0.2%	0.56%	0.2%
VLO	F	0.13%	0.72%	0.13%
VTR	C	0.08%	0.2%	0.08%
WMT	A	1.0%	0.19%	0.19%
WY	C	0.07%	0.4%	0.07%
XOM	A	1.44%	0.67%	0.67%
ZBH	F	0.06%	0.49%	0.06%

SNPE Overweight 193 Positions Relative to FTA

Symbol	Grade	Weight
AAPL	C	9.94%
MSFT	D	9.22%
NVDA	B	8.77%
GOOGL	B	2.74%
GOOG	B	2.26%
LLY	D	2.06%
TSLA	C	2.03%
JPM	C	1.71%
UNH	B	1.53%
V	B	1.31%
PG	D	1.17%
MA	A	1.16%
COST	C	1.15%
HD	A	1.13%
ABBV	C	0.98%
MRK	F	0.82%
KO	C	0.8%
AMD	C	0.78%
CRM	B	0.77%
LIN	C	0.67%
PEP	F	0.67%
ADBE	F	0.66%
ACN	B	0.65%
MCD	A	0.63%
GE	B	0.58%
CAT	A	0.55%
DHR	D	0.51%
DIS	D	0.5%
AMAT	C	0.5%
AMGN	D	0.49%
SPGI	C	0.47%
PFE	D	0.47%
UBER	C	0.46%
AXP	A	0.43%
UNP	F	0.42%
ETN	B	0.38%
TJX	D	0.38%
SYK	C	0.36%
BSX	A	0.35%
MU	D	0.35%
PLD	D	0.33%
MMC	D	0.32%
SBUX	B	0.32%
LRCX	D	0.32%
ADP	A	0.32%
KLAC	B	0.31%
AMT	D	0.31%
GILD	A	0.3%
TMUS	A	0.29%
BMY	A	0.29%
SCHW	D	0.27%
SHW	C	0.26%
ICE	A	0.26%
TT	A	0.25%
ZTS	C	0.25%
EQIX	C	0.24%
CL	D	0.24%
CMG	C	0.23%
PH	A	0.23%
WM	B	0.22%
AON	A	0.22%
MCO	D	0.22%
FCX	B	0.22%
CME	A	0.22%
WELL	C	0.21%
BDX	C	0.2%
ITW	C	0.2%
CTAS	C	0.2%
CSX	D	0.19%
CARR	A	0.19%
AJG	C	0.18%
EMR	B	0.18%
NEM	C	0.18%
ECL	C	0.18%
ADSK	B	0.17%
HLT	A	0.17%
SLB	D	0.17%
MAR	A	0.17%
WMB	A	0.16%
NSC	C	0.16%
PSA	C	0.16%
TFC	D	0.16%
ROST	D	0.15%
PCAR	D	0.15%
BK	A	0.15%
URI	C	0.15%
MET	A	0.14%
DLR	C	0.14%
ALL	A	0.14%
PWR	A	0.13%
A	B	0.13%
MSCI	B	0.13%
FIS	A	0.13%
AMP	A	0.13%
GWW	B	0.13%
OTIS	A	0.12%
RSG	D	0.12%
IDXX	D	0.12%
PAYX	B	0.12%
RCL	B	0.12%
VRSK	D	0.11%
EXR	D	0.11%
YUM	C	0.11%
IR	A	0.11%
AME	C	0.11%
EW	F	0.11%
XYL	C	0.1%
DAL	C	0.1%
DFS	A	0.1%
EA	D	0.1%
IRM	B	0.1%
RMD	C	0.1%
HES	D	0.1%
WTW	C	0.09%
NDAQ	C	0.09%
CSGP	F	0.09%
ROK	D	0.09%
LULU	D	0.09%
ON	F	0.09%
MTD	C	0.09%
AVB	C	0.09%
WAB	A	0.09%
IFF	D	0.08%
CAH	B	0.08%
SBAC	C	0.08%
FTV	C	0.08%
AXON	A	0.08%
PHM	C	0.08%
HUBB	A	0.07%
EL	D	0.07%
ES	D	0.07%
DECK	B	0.07%
SW	C	0.07%
BR	B	0.07%
TTWO	D	0.07%
EXPE	B	0.06%
ULTA	D	0.06%
BAX	D	0.06%
WAT	B	0.06%
CBOE	B	0.06%
CPAY	A	0.06%
BALL	C	0.06%
MRNA	F	0.06%
WDC	C	0.06%
DOC	C	0.05%
AKAM	D	0.05%
PNR	C	0.05%
AMCR	C	0.05%
IEX	D	0.05%
SWK	C	0.05%
LVS	B	0.05%
FDS	C	0.05%
AVY	D	0.05%
MAS	C	0.05%
NTRS	B	0.05%
HOLX	D	0.05%
CCL	C	0.05%
JKHY	A	0.04%
CHRW	C	0.04%
HST	D	0.04%
UDR	C	0.04%
FRT	D	0.03%
NCLH	C	0.03%
HAS	A	0.03%
LW	D	0.03%
MHK	C	0.03%
GL	C	0.03%
TAP	D	0.03%
CRL	F	0.03%
AIZ	B	0.03%
TPR	B	0.03%
MKTX	B	0.03%
NWSA	D	0.03%
TFX	C	0.03%
REG	C	0.03%
ALB	D	0.03%
BXP	B	0.03%
ALLE	A	0.03%
KMX	F	0.03%
WBA	F	0.02%
PARA	F	0.02%
BBWI	F	0.02%
DVA	C	0.02%
IVZ	A	0.02%
MOS	F	0.02%
RL	B	0.02%
FMC	C	0.02%
WYNN	B	0.02%
BWA	C	0.02%
CZR	B	0.02%
DAY	C	0.02%
MGM	D	0.02%
NWS	D	0.01%

SNPE Underweight 66 Positions Relative to FTA

Symbol	Grade	Weight
LEN	C	-1.04%
FOXA	B	-1.03%
UAL	A	-0.99%
CINF	A	-0.96%
BRK.A	B	-0.94%
CE	D	-0.86%
MKL	B	-0.83%
XEL	C	-0.81%
EOG	B	-0.81%
STLD	C	-0.81%
AEE	A	-0.81%
UHAL	C	-0.8%
ATO	A	-0.79%
NUE	D	-0.79%
AEP	C	-0.78%
CTSH	B	-0.76%
PCG	C	-0.76%
BG	F	-0.76%
COP	D	-0.76%
WBD	F	-0.75%
SNA	C	-0.74%
CTRA	D	-0.74%
VTRS	D	-0.73%
VZ	C	-0.73%
F	D	-0.72%
L	C	-0.7%
LNG	A	-0.69%
RS	D	-0.68%
OC	C	-0.67%
WFC	B	-0.63%
WEC	B	-0.59%
CMS	A	-0.58%
D	A	-0.57%
ZM	B	-0.57%
WPC	C	-0.56%
DTE	B	-0.56%
FE	C	-0.56%
DUK	C	-0.56%
TDY	A	-0.55%
JBL	C	-0.55%
CHTR	D	-0.53%
TXT	F	-0.5%
LUV	B	-0.5%
CRBG	B	-0.48%
CNP	B	-0.46%
SWKS	F	-0.45%
FDX	F	-0.44%
LMT	A	-0.42%
HCA	C	-0.42%
FNF	C	-0.41%
SSNC	C	-0.39%
PKG	B	-0.39%
MOH	F	-0.38%
JNJ	D	-0.37%
WRB	C	-0.36%
EPAM	F	-0.35%
KVUE	C	-0.21%
MAA	D	-0.18%
DD	C	-0.18%
J	F	-0.18%
KMB	D	-0.17%
EXPD	D	-0.17%
GD	C	-0.17%
WLK	C	-0.17%
LHX	A	-0.17%
DG	F	-0.11%