SNPE vs. EFIV ETF Comparison

Comparison of Xtrackers S&P 500 ESG ETF (SNPE) to SPDR S&P 500 ESG ETF (EFIV)

SNPE

Xtrackers S&P 500 ESG ETF

SNPE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P 500 ESG Index. The index is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance (ESG) performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Index. The fund uses a full replication indexing strategy to seek to track the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$53.69

Average Daily Volume

186,218

Number of Holdings ^*

312

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.32

Average Daily Volume

106,989

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	SNPE	EFIV
30 Days	1.03%	1.11%
60 Days	4.16%	4.20%
90 Days	5.15%	5.13%
12 Months	31.08%	29.85%

312 Overlapping Holdings

Symbol	Grade	Weight in SNPE	Weight in EFIV	Overlap
A	F	0.11%	0.11%	0.11%
AAPL	C	9.44%	9.53%	9.44%
ABBV	F	0.85%	0.84%	0.84%
ABT	A	0.57%	0.56%	0.56%
ACGL	D	0.1%	0.11%	0.1%
ACN	C	0.62%	0.65%	0.62%
ADBE	D	0.62%	0.66%	0.62%
ADM	D	0.07%	0.07%	0.07%
ADP	B	0.34%	0.35%	0.34%
ADSK	B	0.19%	0.19%	0.19%
AFL	C	0.15%	0.16%	0.15%
AIG	C	0.14%	0.14%	0.14%
AIZ	A	0.03%	0.03%	0.03%
AJG	B	0.18%	0.18%	0.18%
AKAM	F	0.04%	0.04%	0.04%
ALB	B	0.04%	0.04%	0.04%
ALL	A	0.14%	0.15%	0.14%
ALLE	D	0.03%	0.03%	0.03%
AMAT	F	0.43%	0.42%	0.42%
AMCR	D	0.04%	0.04%	0.04%
AMD	F	0.66%	0.63%	0.63%
AME	A	0.13%	0.13%	0.13%
AMGN	D	0.48%	0.45%	0.45%
AMP	A	0.15%	0.15%	0.15%
AMT	D	0.25%	0.25%	0.25%
AON	B	0.23%	0.23%	0.23%
APD	A	0.19%	0.19%	0.19%
APTV	F	0.04%	0.04%	0.04%
ARE	F	0.05%	0.05%	0.05%
AVB	B	0.09%	0.09%	0.09%
AVY	D	0.04%	0.05%	0.04%
AWK	C	0.07%	0.07%	0.07%
AXON	A	0.12%	0.12%	0.12%
AXP	B	0.46%	0.45%	0.45%
BAC	A	0.86%	0.86%	0.86%
BALL	D	0.05%	0.05%	0.05%
BAX	F	0.05%	0.05%	0.05%
BBY	D	0.05%	0.05%	0.05%
BDX	F	0.19%	0.19%	0.19%
BEN	C	0.02%	0.02%	0.02%
BIIB	F	0.07%	0.07%	0.07%
BK	B	0.16%	0.16%	0.16%
BKR	B	0.12%	0.12%	0.12%
BMY	A	0.34%	0.33%	0.33%
BR	B	0.07%	0.07%	0.07%
BSX	A	0.36%	0.36%	0.36%
BWA	D	0.02%	0.02%	0.02%
BXP	D	0.03%	0.03%	0.03%
C	B	0.37%	0.37%	0.37%
CAG	F	0.04%	0.04%	0.04%
CAH	B	0.08%	0.09%	0.08%
CARR	D	0.18%	0.18%	0.18%
CAT	C	0.53%	0.52%	0.52%
CB	C	0.29%	0.3%	0.29%
CBOE	C	0.06%	0.06%	0.06%
CBRE	B	0.11%	0.11%	0.11%
CCL	A	0.07%	0.07%	0.07%
CF	A	0.04%	0.04%	0.04%
CFG	B	0.06%	0.06%	0.06%
CHRW	B	0.04%	0.04%	0.04%
CI	D	0.26%	0.26%	0.26%
CL	D	0.21%	0.21%	0.21%
CMCSA	B	0.47%	0.47%	0.47%
CME	A	0.22%	0.23%	0.22%
CMG	C	0.22%	0.23%	0.22%
CMI	A	0.14%	0.14%	0.14%
CNC	F	0.09%	0.09%	0.09%
COF	B	0.2%	0.2%	0.2%
COR	B	0.12%	0.12%	0.12%
COST	A	1.15%	1.15%	1.15%
CPAY	A	0.07%	0.07%	0.07%
CPB	D	0.02%	0.02%	0.02%
CRL	D	0.03%	0.03%	0.03%
CRM	B	0.91%	0.92%	0.91%
CSCO	B	0.66%	0.66%	0.66%
CSGP	F	0.09%	0.09%	0.09%
CSX	C	0.2%	0.2%	0.2%
CTAS	B	0.22%	0.21%	0.21%
CTVA	C	0.11%	0.11%	0.11%
CVS	F	0.2%	0.19%	0.19%
CVX	A	0.74%	0.75%	0.74%
CZR	F	0.02%	0.02%	0.02%
DAL	A	0.11%	0.12%	0.11%
DAY	B	0.03%	0.03%	0.03%
DE	C	0.28%	0.28%	0.28%
DECK	A	0.08%	0.08%	0.08%
DFS	B	0.13%	0.12%	0.12%
DGX	A	0.05%	0.05%	0.05%
DHI	D	0.13%	0.13%	0.13%
DHR	D	0.43%	0.43%	0.43%
DIS	B	0.5%	0.52%	0.5%
DLR	A	0.15%	0.15%	0.15%
DOC	D	0.04%	0.04%	0.04%
DOV	B	0.08%	0.08%	0.08%
DOW	F	0.09%	0.09%	0.09%
DVA	C	0.02%	0.02%	0.02%
DVN	F	0.07%	0.07%	0.07%
EA	A	0.11%	0.11%	0.11%
EBAY	D	0.08%	0.08%	0.08%
ECL	D	0.18%	0.18%	0.18%
ED	C	0.09%	0.09%	0.09%
EG	D	0.04%	0.04%	0.04%
EIX	C	0.09%	0.09%	0.09%
EL	F	0.04%	0.04%	0.04%
ELV	F	0.28%	0.27%	0.27%
EMR	A	0.21%	0.21%	0.21%
EQIX	A	0.24%	0.24%	0.24%
EQR	C	0.07%	0.07%	0.07%
EQT	A	0.07%	0.07%	0.07%
ES	C	0.06%	0.06%	0.06%
ETN	B	0.41%	0.41%	0.41%
ETR	A	0.09%	0.09%	0.09%
EW	C	0.11%	0.11%	0.11%
EXC	C	0.11%	0.11%	0.11%
EXPE	B	0.07%	0.06%	0.06%
EXR	C	0.1%	0.1%	0.1%
FANG	D	0.09%	0.09%	0.09%
FCX	F	0.18%	0.17%	0.17%
FDS	B	0.05%	0.05%	0.05%
FI	A	0.34%	0.34%	0.34%
FIS	C	0.13%	0.14%	0.13%
FITB	B	0.09%	0.09%	0.09%
FMC	D	0.02%	0.02%	0.02%
FRT	B	0.02%	0.02%	0.02%
FTV	D	0.07%	0.07%	0.07%
GE	D	0.55%	0.55%	0.55%
GILD	C	0.33%	0.32%	0.32%
GIS	F	0.1%	0.1%	0.1%
GL	C	0.03%	0.03%	0.03%
GM	B	0.18%	0.18%	0.18%
GOOG	B	2.42%	2.42%	2.42%
GOOGL	B	2.92%	2.92%	2.92%
GPC	F	0.05%	0.05%	0.05%
GPN	C	0.08%	0.08%	0.08%
GS	B	0.53%	0.52%	0.52%
GWW	B	0.15%	0.15%	0.15%
HAL	C	0.07%	0.07%	0.07%
HAS	D	0.02%	0.02%	0.02%
HBAN	B	0.07%	0.07%	0.07%
HD	A	1.12%	1.13%	1.12%
HES	B	0.11%	0.11%	0.11%
HIG	B	0.09%	0.1%	0.09%
HLT	A	0.17%	0.17%	0.17%
HOLX	D	0.05%	0.05%	0.05%
HPE	B	0.08%	0.08%	0.08%
HPQ	B	0.1%	0.1%	0.1%
HRL	D	0.02%	0.02%	0.02%
HST	D	0.03%	0.03%	0.03%
HSY	F	0.07%	0.08%	0.07%
HUBB	B	0.07%	0.07%	0.07%
HUM	D	0.09%	0.1%	0.09%
ICE	C	0.25%	0.25%	0.25%
IDXX	F	0.1%	0.1%	0.1%
IEX	B	0.05%	0.05%	0.05%
IFF	D	0.06%	0.06%	0.06%
INCY	C	0.04%	0.04%	0.04%
INTC	C	0.3%	0.3%	0.3%
IPG	F	0.03%	0.03%	0.03%
IR	B	0.12%	0.12%	0.12%
IRM	C	0.1%	0.09%	0.09%
ITW	B	0.2%	0.21%	0.2%
IVZ	C	0.02%	0.02%	0.02%
JBHT	C	0.04%	0.04%	0.04%
JCI	B	0.16%	0.16%	0.16%
JKHY	D	0.03%	0.04%	0.03%
JPM	A	1.89%	1.91%	1.89%
K	B	0.06%	0.06%	0.06%
KDP	D	0.1%	0.11%	0.1%
KEY	B	0.05%	0.05%	0.05%
KHC	F	0.08%	0.08%	0.08%
KIM	A	0.05%	0.05%	0.05%
KLAC	F	0.25%	0.24%	0.24%
KMI	A	0.15%	0.14%	0.14%
KMX	C	0.03%	0.03%	0.03%
KO	D	0.68%	0.68%	0.68%
KR	B	0.11%	0.11%	0.11%
LIN	D	0.61%	0.61%	0.61%
LKQ	F	0.03%	0.03%	0.03%
LLY	F	1.82%	1.79%	1.79%
LOW	C	0.43%	0.43%	0.43%
LRCX	F	0.28%	0.27%	0.27%
LULU	C	0.1%	0.1%	0.1%
LVS	B	0.05%	0.05%	0.05%
LW	C	0.03%	0.03%	0.03%
LYB	F	0.06%	0.06%	0.06%
MA	B	1.21%	1.2%	1.2%
MAR	B	0.18%	0.19%	0.18%
MAS	D	0.05%	0.05%	0.05%
MCD	D	0.6%	0.59%	0.59%
MCO	D	0.21%	0.21%	0.21%
MDLZ	F	0.24%	0.25%	0.24%
MDT	D	0.31%	0.31%	0.31%
MET	A	0.13%	0.13%	0.13%
MGM	D	0.02%	0.02%	0.02%
MHK	D	0.02%	0.02%	0.02%
MKC	D	0.06%	0.05%	0.05%
MKTX	D	0.03%	0.03%	0.03%
MMC	D	0.3%	0.31%	0.3%
MOS	D	0.02%	0.02%	0.02%
MPC	D	0.14%	0.15%	0.14%
MRK	F	0.7%	0.7%	0.7%
MRNA	F	0.04%	0.04%	0.04%
MS	A	0.46%	0.46%	0.46%
MSCI	B	0.13%	0.14%	0.13%
MSFT	D	8.6%	8.8%	8.6%
MTB	A	0.1%	0.1%	0.1%
MTD	F	0.07%	0.07%	0.07%
MU	D	0.33%	0.31%	0.31%
NCLH	B	0.03%	0.03%	0.03%
NDAQ	A	0.09%	0.09%	0.09%
NEE	C	0.43%	0.42%	0.42%
NEM	D	0.13%	0.13%	0.13%
NKE	F	0.25%	0.26%	0.25%
NSC	B	0.17%	0.17%	0.17%
NTRS	A	0.06%	0.06%	0.06%
NVDA	A	9.9%	10.02%	9.9%
NWS	A	0.01%	0.01%	0.01%
NWSA	B	0.03%	0.03%	0.03%
OKE	A	0.18%	0.18%	0.18%
OMC	C	0.06%	0.06%	0.06%
ON	F	0.08%	0.08%	0.08%
OTIS	C	0.11%	0.11%	0.11%
OXY	F	0.1%	0.1%	0.1%
PARA	D	0.02%	0.02%	0.02%
PAYX	B	0.14%	0.13%	0.13%
PCAR	C	0.17%	0.17%	0.17%
PEG	C	0.12%	0.12%	0.12%
PEP	F	0.62%	0.63%	0.62%
PFG	C	0.05%	0.05%	0.05%
PG	C	1.08%	1.09%	1.08%
PH	B	0.25%	0.25%	0.25%
PHM	D	0.08%	0.07%	0.07%
PLD	D	0.29%	0.3%	0.29%
PNC	B	0.23%	0.23%	0.23%
PNR	B	0.05%	0.05%	0.05%
POOL	D	0.04%	0.04%	0.04%
PPG	F	0.08%	0.08%	0.08%
PRU	B	0.12%	0.12%	0.12%
PSA	C	0.15%	0.15%	0.15%
PSX	C	0.15%	0.15%	0.15%
PWR	A	0.13%	0.13%	0.13%
PYPL	B	0.24%	0.25%	0.24%
QCOM	F	0.52%	0.5%	0.5%
RCL	A	0.15%	0.15%	0.15%
REG	A	0.03%	0.03%	0.03%
REGN	F	0.24%	0.24%	0.24%
RF	A	0.07%	0.07%	0.07%
RJF	A	0.08%	0.08%	0.08%
RL	C	0.02%	0.02%	0.02%
RMD	C	0.1%	0.1%	0.1%
ROK	B	0.09%	0.09%	0.09%
ROST	D	0.13%	0.13%	0.13%
RSG	A	0.12%	0.12%	0.12%
RVTY	D	0.04%	0.04%	0.04%
SBAC	D	0.07%	0.06%	0.06%
SBUX	A	0.31%	0.32%	0.31%
SCHW	A	0.32%	0.33%	0.32%
SHW	C	0.25%	0.25%	0.25%
SJM	D	0.03%	0.03%	0.03%
SLB	C	0.17%	0.17%	0.17%
SPGI	D	0.45%	0.45%	0.45%
SRE	A	0.16%	0.16%	0.16%
STT	B	0.08%	0.08%	0.08%
SW	A	0.07%	0.07%	0.07%
SWK	F	0.04%	0.04%	0.04%
SYF	B	0.07%	0.07%	0.07%
SYK	A	0.36%	0.37%	0.36%
SYY	D	0.11%	0.11%	0.11%
T	A	0.44%	0.45%	0.44%
TAP	B	0.03%	0.03%	0.03%
TFC	A	0.17%	0.17%	0.17%
TFX	F	0.02%	0.03%	0.02%
TGT	B	0.19%	0.2%	0.19%
TJX	A	0.37%	0.38%	0.37%
TMUS	B	0.32%	0.33%	0.32%
TPR	B	0.03%	0.03%	0.03%
TRGP	A	0.12%	0.12%	0.12%
TROW	B	0.07%	0.07%	0.07%
TRV	A	0.16%	0.16%	0.16%
TSCO	D	0.09%	0.08%	0.08%
TSLA	A	2.69%	2.55%	2.55%
TSN	B	0.05%	0.05%	0.05%
TT	A	0.26%	0.26%	0.26%
TTWO	A	0.08%	0.08%	0.08%
UBER	F	0.42%	0.42%	0.42%
UDR	C	0.04%	0.04%	0.04%
ULTA	F	0.05%	0.05%	0.05%
UNH	C	1.6%	1.56%	1.56%
UNP	D	0.41%	0.41%	0.41%
UPS	C	0.27%	0.27%	0.27%
URI	B	0.16%	0.16%	0.16%
USB	B	0.22%	0.22%	0.22%
V	A	1.44%	1.44%	1.44%
VLO	C	0.12%	0.12%	0.12%
VRSK	B	0.11%	0.11%	0.11%
VTR	B	0.07%	0.07%	0.07%
WAB	B	0.1%	0.1%	0.1%
WAT	C	0.06%	0.06%	0.06%
WBA	F	0.02%	0.02%	0.02%
WDC	F	0.06%	0.06%	0.06%
WELL	A	0.22%	0.22%	0.22%
WM	B	0.23%	0.23%	0.23%
WMB	A	0.19%	0.19%	0.19%
WMT	A	1.01%	1.03%	1.01%
WTW	B	0.09%	0.09%	0.09%
WY	D	0.06%	0.06%	0.06%
WYNN	D	0.02%	0.02%	0.02%
XOM	B	1.48%	1.5%	1.48%
XYL	D	0.09%	0.08%	0.08%
YUM	D	0.11%	0.11%	0.11%
ZBH	C	0.06%	0.06%	0.06%
ZTS	D	0.22%	0.22%	0.22%

SNPE Overweight 0 Positions Relative to EFIV

	Symbol	Grade	Weight

SNPE Underweight 1 Positions Relative to EFIV

	Symbol	Grade	Weight
	BLK	B	-0.4%