SHRT vs. DURA ETF Comparison

Comparison of Gotham Short Strategies ETF (SHRT) to VanEck Vectors Morningstar Durable Dividend ETF (DURA)

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.68

Average Daily Volume

2,509

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

DURA

VanEck Vectors Morningstar Durable Dividend ETF

DURA Description

The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Morningstar® US Dividend Valuation IndexSM (the "index"). The fund normally invests at least 80% of its total assets in securities that comprise the fund's benchmark index. The index is comprised of securities of companies with a high dividend yield, strong financial health and an attractive uncertainty-adjusted valuation. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.26

Average Daily Volume

4,974

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHRT	DURA
30 Days	-5.19%	-2.23%
60 Days	-7.02%	-0.01%
90 Days	-6.68%	1.94%
12 Months	-5.74%	16.98%

14 Overlapping Holdings

Symbol	Grade	Weight in SHRT	Weight in DURA	Overlap
ABBV	F	0.48%	4.15%	0.48%
CLX	A	0.46%	0.36%	0.36%
CVX	A	1.31%	5.32%	1.31%
DD	D	0.35%	0.39%	0.35%
EMN	D	0.16%	0.23%	0.16%
EMR	A	0.26%	0.92%	0.26%
EOG	A	1.12%	1.38%	1.12%
GD	D	0.33%	0.84%	0.33%
LHX	B	0.65%	0.6%	0.6%
PFE	F	0.65%	4.13%	0.65%
SWKS	F	1.21%	0.22%	0.22%
TSN	B	1.15%	0.33%	0.33%
UPS	C	0.8%	2.88%	0.8%
XRAY	D	0.31%	0.05%	0.05%

SHRT Overweight 186 Positions Relative to DURA

Symbol	Grade	Weight
GM	B	2.09%
TGT	B	2.05%
THC	C	1.9%
LRCX	F	1.84%
LPX	B	1.65%
FMC	D	1.45%
BIIB	F	1.36%
CHWY	B	1.34%
CRUS	F	1.26%
ELAN	D	1.13%
RVTY	D	1.12%
PPC	B	1.09%
GTLS	A	1.08%
QGEN	F	1.01%
ZBRA	B	1.0%
WBA	F	0.92%
JBHT	C	0.9%
QRVO	F	0.88%
LII	A	0.84%
MATX	B	0.83%
MU	D	0.82%
CHTR	B	0.82%
JCI	B	0.81%
NOC	D	0.81%
MTZ	A	0.8%
D	C	0.8%
KLAC	F	0.8%
UHS	D	0.8%
TKO	A	0.78%
CTLT	D	0.75%
INGR	B	0.73%
FCX	F	0.71%
MKSI	C	0.71%
CEG	C	0.69%
OVV	C	0.69%
ICUI	D	0.67%
STX	D	0.66%
WDC	F	0.65%
CROX	F	0.64%
J	D	0.63%
CL	D	0.63%
MOH	F	0.63%
BALL	D	0.62%
MUR	F	0.61%
MRO	A	0.59%
HOLX	D	0.58%
ENPH	F	0.57%
KMX	C	0.56%
EL	F	0.56%
RGEN	F	0.55%
POST	C	0.55%
ANET	C	0.51%
EME	A	0.5%
AVNT	B	0.5%
CNX	A	0.5%
ECL	D	0.5%
AVTR	F	0.49%
NCLH	B	0.48%
FSS	B	0.47%
EXEL	B	0.46%
SCCO	F	0.45%
TPX	B	0.44%
HALO	F	0.44%
GNRC	B	0.43%
BMRN	F	0.42%
CCK	D	0.4%
MAS	D	0.39%
SLGN	A	0.38%
LTH	C	0.37%
VMC	B	0.36%
HAS	D	0.35%
NSC	B	0.35%
CF	A	0.34%
TRU	D	0.34%
ZTS	D	0.33%
IQV	F	0.33%
MSGS	B	0.32%
VMI	B	0.32%
AMAT	F	0.31%
CI	D	0.31%
JAZZ	C	0.3%
LKQ	F	0.3%
HES	B	0.3%
TWLO	A	0.29%
BLD	F	0.29%
MMS	D	0.29%
CTRA	B	0.27%
SO	C	0.27%
UI	A	0.26%
ONTO	F	0.26%
TXRH	B	0.25%
ASH	F	0.24%
BPMC	C	0.24%
SYK	A	0.23%
SKYW	B	0.23%
WSM	D	0.23%
ILMN	C	0.22%
NFG	A	0.22%
LEVI	F	0.22%
ALLE	D	0.21%
FLS	A	0.21%
PSN	C	0.21%
BAH	D	0.2%
HIMS	C	0.2%
EFX	F	0.2%
COTY	F	0.2%
MRVL	B	0.2%
EW	C	0.19%
TYL	B	0.19%
CHDN	C	0.18%
FOXA	B	0.18%
H	B	0.17%
NBIX	C	0.17%
ALKS	C	0.17%
GFS	C	0.16%
GDDY	A	0.16%
ACIW	B	0.16%
ESI	B	0.16%
ADMA	C	0.15%
APPF	C	0.15%
KTB	A	0.15%
VTRS	A	0.14%
VLTO	C	0.14%
SHAK	C	0.14%
RKLB	B	0.13%
SWX	A	0.13%
LYFT	C	0.13%
ISRG	A	0.12%
INFA	D	0.12%
TMO	F	0.12%
PODD	B	0.11%
GMED	A	0.11%
CNI	F	0.11%
IDXX	F	0.11%
PNR	B	0.1%
IPG	F	0.1%
AWI	B	0.09%
FCN	F	0.09%
SEM	B	0.09%
OLED	F	0.09%
TPL	A	0.09%
KEX	B	0.09%
PEN	B	0.09%
SPOT	B	0.08%
RGLD	C	0.08%
PLXS	B	0.08%
IGT	F	0.08%
NOV	D	0.08%
REGN	F	0.08%
PTC	B	0.07%
CHD	A	0.07%
CWAN	B	0.07%
ABG	B	0.07%
VRSN	F	0.07%
ROST	D	0.06%
PRIM	A	0.06%
SNDR	B	0.05%
NXST	C	0.05%
QTWO	B	0.05%
FTDR	B	0.04%
DTM	A	0.04%
NTRA	A	0.03%
MPWR	F	0.03%
UBER	F	0.03%
CMC	B	0.03%
PWR	A	0.02%
AOS	F	0.02%
TER	F	0.02%
DNB	B	0.02%
BFAM	F	0.02%
HSIC	C	0.02%
APG	C	0.02%
MTCH	F	0.02%
TTEK	F	0.02%
BLDR	D	0.02%
R	B	0.01%
RUSHA	B	0.01%
GEHC	D	0.01%
IAC	D	0.01%
SITM	B	0.01%
DOX	D	0.01%
ZBH	C	0.01%
EHC	B	0.01%
DVA	C	0.01%
OPCH	F	0.01%
CRVL	A	0.0%

SHRT Underweight 70 Positions Relative to DURA

Symbol	Grade	Weight
XOM	B	-5.39%
JNJ	D	-4.4%
MO	A	-4.11%
PEP	F	-3.97%
MRK	F	-3.97%
CMCSA	B	-3.16%
MCD	D	-2.91%
AMGN	D	-2.58%
COP	B	-2.2%
QCOM	F	-2.13%
MDT	D	-2.08%
RTX	D	-2.01%
HON	B	-1.94%
CME	A	-1.93%
BX	A	-1.85%
DUK	C	-1.84%
KMI	A	-1.75%
OKE	A	-1.64%
ADP	B	-1.48%
PRU	B	-1.22%
MDLZ	F	-1.22%
DOW	F	-1.05%
APD	A	-1.05%
SRE	A	-1.04%
KMB	C	-0.9%
EXC	C	-0.87%
VLO	C	-0.83%
PAYX	B	-0.81%
KHC	F	-0.77%
XEL	A	-0.76%
TROW	B	-0.74%
EIX	C	-0.7%
GIS	F	-0.7%
ETR	A	-0.7%
MTB	A	-0.67%
BKR	B	-0.66%
WEC	A	-0.64%
RF	A	-0.63%
ES	C	-0.52%
ADM	D	-0.49%
FE	C	-0.48%
DTE	C	-0.48%
AEE	A	-0.46%
PPL	A	-0.46%
YUM	D	-0.44%
HSY	F	-0.43%
EVRG	A	-0.38%
PPG	F	-0.36%
CAG	F	-0.35%
EBAY	D	-0.33%
NI	A	-0.3%
LNT	A	-0.29%
EQT	A	-0.28%
SJM	D	-0.26%
OGE	A	-0.22%
DGX	A	-0.2%
APA	F	-0.2%
RPRX	F	-0.19%
WTRG	B	-0.19%
IVZ	C	-0.18%
DINO	D	-0.18%
WU	F	-0.17%
JHG	B	-0.15%
POR	C	-0.12%
CE	F	-0.11%
HII	F	-0.1%
NJR	A	-0.1%
AGR	A	-0.08%
THO	C	-0.07%
FHI	B	-0.07%