SFY vs. FTA ETF Comparison

Comparison of SoFi Select 500 ETF (SFY) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

SFY

SoFi Select 500 ETF

SFY Description

The investment seeks to track the performance, before fees and expenses, of the Solactive SoFi US 500 Growth Index. Under normal circumstances, at least 80% of the fund's total assets (exclusive of any collateral held from securities lending) will be invested in the component securities of the index. The index follows a rules-based methodology that tracks the performance of 500 of the largest U.S.-listed companies weighted based on a proprietary mix of their market capitalization and fundamental factors.

Grade (RS Rating)

Last Trade

$110.95

Average Daily Volume

38,291

Number of Holdings ^*

495

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	SFY	FTA
30 Days	4.18%	4.88%
60 Days	7.67%	5.23%
90 Days	8.72%	6.80%
12 Months	38.94%	26.69%

173 Overlapping Holdings

Symbol	Grade	Weight in SFY	Weight in FTA	Overlap
ACN	C	0.29%	0.18%	0.18%
ADM	D	0.03%	0.77%	0.03%
AEE	A	0.03%	0.72%	0.03%
AEP	D	0.06%	0.47%	0.06%
AFL	B	0.07%	0.5%	0.07%
AIG	B	0.05%	0.91%	0.05%
AKAM	D	0.02%	0.45%	0.02%
APD	A	0.08%	0.18%	0.08%
ARE	D	0.04%	0.32%	0.04%
ATO	A	0.02%	0.73%	0.02%
AWK	D	0.04%	0.15%	0.04%
BAC	A	0.61%	0.59%	0.59%
BBY	D	0.02%	0.45%	0.02%
BG	F	0.01%	0.8%	0.01%
BIIB	F	0.02%	0.44%	0.02%
BKR	B	0.09%	0.61%	0.09%
BLDR	D	0.02%	0.48%	0.02%
C	A	0.26%	0.76%	0.26%
CAG	D	0.02%	0.14%	0.02%
CARR	D	0.1%	0.33%	0.1%
CB	C	0.21%	0.7%	0.21%
CE	F	0.01%	0.48%	0.01%
CF	B	0.01%	0.7%	0.01%
CFG	B	0.03%	0.8%	0.03%
CHTR	C	0.04%	0.62%	0.04%
CI	F	0.17%	0.16%	0.16%
CINF	A	0.05%	0.96%	0.05%
CLX	B	0.04%	0.17%	0.04%
CMCSA	B	0.25%	0.91%	0.25%
CMI	A	0.06%	0.19%	0.06%
CMS	C	0.02%	0.34%	0.02%
CNC	D	0.04%	0.55%	0.04%
CNP	B	0.02%	0.72%	0.02%
COF	B	0.11%	0.86%	0.11%
COP	C	0.11%	0.94%	0.11%
CSCO	B	0.25%	0.38%	0.25%
CSX	B	0.07%	0.36%	0.07%
CTRA	B	0.02%	0.93%	0.02%
CTSH	B	0.05%	0.73%	0.05%
CTVA	C	0.06%	0.17%	0.06%
CVS	D	0.14%	0.77%	0.14%
CVX	A	0.26%	0.96%	0.26%
D	C	0.05%	0.5%	0.05%
DAL	C	0.06%	1.12%	0.06%
DD	D	0.07%	0.16%	0.07%
DE	A	0.1%	0.48%	0.1%
DG	F	0.02%	0.64%	0.02%
DGX	A	0.02%	0.52%	0.02%
DHI	D	0.07%	0.6%	0.07%
DIS	B	0.39%	0.4%	0.39%
DOC	D	0.02%	0.33%	0.02%
DOW	F	0.04%	0.42%	0.04%
DRI	B	0.03%	0.36%	0.03%
DTE	C	0.02%	0.48%	0.02%
DUK	C	0.12%	0.49%	0.12%
DVN	F	0.02%	0.88%	0.02%
EBAY	D	0.05%	0.49%	0.05%
ED	D	0.04%	0.64%	0.04%
EG	C	0.03%	0.82%	0.03%
EIX	B	0.04%	0.33%	0.04%
ELV	F	0.12%	0.27%	0.12%
EOG	A	0.08%	0.97%	0.08%
EQR	B	0.03%	0.5%	0.03%
EQT	B	0.02%	0.82%	0.02%
ETR	B	0.03%	0.78%	0.03%
EXC	C	0.07%	0.66%	0.07%
EXPD	D	0.01%	0.16%	0.01%
F	C	0.07%	0.92%	0.07%
FANG	D	0.05%	0.74%	0.05%
FDX	B	0.07%	0.75%	0.07%
FE	C	0.04%	0.32%	0.04%
FITB	A	0.05%	0.57%	0.05%
FTV	C	0.04%	0.16%	0.04%
GD	F	0.1%	0.17%	0.1%
GIS	D	0.04%	0.31%	0.04%
GM	B	0.08%	1.13%	0.08%
GPC	D	0.02%	0.31%	0.02%
HAL	C	0.03%	0.91%	0.03%
HBAN	A	0.04%	0.84%	0.04%
HD	A	0.44%	0.17%	0.17%
HIG	B	0.05%	0.69%	0.05%
HOLX	D	0.02%	0.16%	0.02%
HPE	B	0.04%	0.92%	0.04%
HPQ	B	0.04%	0.36%	0.04%
HSY	F	0.03%	0.33%	0.03%
HUM	C	0.05%	0.31%	0.05%
IEX	B	0.02%	0.18%	0.02%
INTC	D	0.31%	0.75%	0.31%
IP	B	0.02%	0.6%	0.02%
J	F	0.02%	0.18%	0.02%
JBHT	C	0.02%	0.38%	0.02%
JNJ	D	0.43%	0.33%	0.33%
KDP	D	0.05%	0.31%	0.05%
KEY	B	0.02%	0.4%	0.02%
KEYS	A	0.03%	0.17%	0.03%
KHC	F	0.03%	0.46%	0.03%
KIM	A	0.02%	0.37%	0.02%
KMI	A	0.06%	0.85%	0.06%
KR	B	0.06%	0.72%	0.06%
LEN	D	0.05%	0.79%	0.05%
LH	C	0.02%	0.18%	0.02%
LHX	C	0.11%	0.18%	0.11%
LMT	D	0.17%	0.16%	0.16%
LNG	B	0.03%	0.82%	0.03%
LNT	A	0.02%	0.5%	0.02%
LOW	D	0.15%	0.17%	0.15%
LUV	C	0.07%	0.56%	0.07%
LYB	F	0.03%	0.76%	0.03%
MAA	B	0.02%	0.17%	0.02%
MAS	D	0.02%	0.16%	0.02%
MDLZ	F	0.11%	0.15%	0.11%
MDT	D	0.16%	0.16%	0.16%
MOH	F	0.03%	0.31%	0.03%
MPC	D	0.05%	0.85%	0.05%
MS	A	0.34%	0.65%	0.34%
MTB	A	0.06%	0.61%	0.06%
NI	A	0.02%	0.53%	0.02%
NKE	D	0.1%	0.15%	0.1%
NUE	C	0.03%	0.85%	0.03%
NVR	D	0.03%	0.33%	0.03%
OC	A	0.02%	0.78%	0.02%
ODFL	B	0.04%	0.19%	0.04%
OKE	A	0.08%	0.42%	0.08%
OMC	C	0.03%	0.17%	0.03%
ON	D	0.03%	0.65%	0.03%
OXY	D	0.03%	0.86%	0.03%
PCAR	B	0.07%	1.02%	0.07%
PEP	F	0.28%	0.17%	0.17%
PFG	D	0.02%	0.17%	0.02%
PHM	D	0.03%	0.79%	0.03%
PKG	A	0.02%	0.38%	0.02%
PNC	B	0.13%	0.39%	0.13%
PPG	F	0.04%	0.33%	0.04%
PPL	B	0.03%	0.51%	0.03%
PRU	A	0.08%	0.36%	0.08%
PSX	C	0.06%	0.87%	0.06%
PYPL	B	0.13%	0.19%	0.13%
RF	A	0.03%	0.58%	0.03%
RJF	A	0.04%	0.46%	0.04%
RS	B	0.02%	0.94%	0.02%
SBUX	A	0.14%	0.17%	0.14%
SLB	C	0.11%	0.73%	0.11%
SNA	A	0.02%	0.63%	0.02%
SRE	A	0.05%	0.76%	0.05%
SSNC	B	0.03%	0.35%	0.03%
STLD	B	0.02%	0.96%	0.02%
STT	A	0.06%	0.55%	0.06%
STX	D	0.06%	0.46%	0.06%
SWKS	F	0.01%	0.6%	0.01%
SYF	B	0.06%	1.14%	0.06%
SYY	B	0.05%	0.49%	0.05%
T	A	0.34%	0.89%	0.34%
TDY	B	0.03%	0.56%	0.03%
TGT	F	0.07%	0.5%	0.07%
TROW	B	0.03%	0.97%	0.03%
TRV	B	0.12%	0.56%	0.12%
TSN	B	0.06%	0.38%	0.06%
TXT	D	0.02%	0.5%	0.02%
UAL	A	0.04%	1.4%	0.04%
ULTA	F	0.02%	0.5%	0.02%
UPS	C	0.1%	0.17%	0.1%
USB	A	0.14%	0.56%	0.14%
VLO	C	0.04%	0.91%	0.04%
VTRS	A	0.04%	0.76%	0.04%
VZ	C	0.22%	0.64%	0.22%
WEC	A	0.03%	0.35%	0.03%
WFC	A	0.33%	0.9%	0.33%
WRB	A	0.03%	0.18%	0.03%
WY	D	0.02%	0.16%	0.02%
XEL	A	0.04%	0.74%	0.04%
XOM	B	0.54%	0.9%	0.54%
ZBH	C	0.04%	0.71%	0.04%
ZM	B	0.06%	0.42%	0.06%

SFY Overweight 322 Positions Relative to FTA

Symbol	Grade	Weight
NVDA	C	17.18%
MSFT	F	5.38%
AMZN	C	4.53%
AAPL	C	4.2%
META	D	3.02%
AVGO	D	2.8%
LLY	F	2.06%
GOOGL	C	1.72%
JPM	A	1.55%
AMD	F	1.44%
TSLA	B	0.96%
UNH	C	0.89%
BRK.A	B	0.81%
CRM	B	0.8%
MRK	F	0.77%
NFLX	A	0.74%
V	A	0.73%
UBER	D	0.7%
MA	C	0.67%
MU	D	0.66%
NOW	A	0.56%
COST	B	0.55%
WMT	A	0.53%
PLTR	B	0.53%
ABBV	D	0.53%
IBM	C	0.52%
PG	A	0.51%
PGR	A	0.5%
ORCL	B	0.48%
PANW	C	0.44%
GS	A	0.43%
CRWD	B	0.42%
KKR	A	0.41%
VRTX	F	0.4%
APP	B	0.39%
RTX	C	0.38%
ISRG	A	0.38%
GILD	C	0.37%
ADBE	C	0.37%
AMGN	D	0.36%
BSX	B	0.35%
KO	D	0.34%
GEV	B	0.33%
INTU	C	0.33%
PM	B	0.32%
PFE	D	0.32%
SPGI	C	0.31%
WELL	A	0.29%
AXP	A	0.28%
MCD	D	0.28%
BX	A	0.28%
ABT	B	0.27%
LIN	D	0.27%
RCL	A	0.25%
WDAY	B	0.25%
BKNG	A	0.25%
COIN	C	0.25%
CAT	B	0.24%
TMO	F	0.24%
BLK	C	0.23%
ETN	A	0.23%
NEM	D	0.22%
HON	B	0.21%
FI	A	0.21%
NEE	D	0.21%
SQ	B	0.21%
SYK	C	0.2%
QCOM	F	0.2%
TJX	A	0.19%
ANET	C	0.18%
DDOG	A	0.18%
ICE	C	0.18%
AMT	D	0.18%
DASH	A	0.17%
AMAT	F	0.17%
MMC	B	0.17%
MMM	D	0.17%
APO	B	0.17%
HUBS	A	0.16%
TMUS	B	0.16%
TXN	C	0.16%
GE	D	0.16%
TDG	D	0.16%
MCO	B	0.16%
BK	A	0.16%
UNP	C	0.16%
ADP	B	0.16%
BMY	B	0.16%
CMG	B	0.15%
SCHW	B	0.15%
TTD	B	0.15%
TT	A	0.15%
AJG	B	0.15%
CME	A	0.14%
VRT	B	0.14%
BA	F	0.14%
SNPS	B	0.14%
AON	A	0.13%
MSI	B	0.13%
CEG	D	0.13%
EQIX	A	0.13%
PLD	D	0.13%
DHR	F	0.13%
AXON	A	0.13%
APH	A	0.13%
ALL	A	0.13%
CL	D	0.13%
ALNY	D	0.12%
WM	A	0.12%
TEAM	A	0.12%
SO	D	0.12%
BDX	F	0.12%
REGN	F	0.12%
CDNS	B	0.12%
ADSK	A	0.12%
PH	A	0.12%
ZTS	D	0.12%
O	D	0.12%
SNOW	C	0.11%
CTAS	B	0.11%
EXR	D	0.11%
FCX	D	0.11%
MCK	B	0.11%
NET	B	0.11%
HLT	A	0.1%
ZS	C	0.1%
ACGL	D	0.1%
EMR	A	0.1%
ORLY	B	0.1%
DLR	B	0.1%
ADI	D	0.1%
MRVL	B	0.1%
XYL	D	0.1%
ROP	B	0.1%
AMP	A	0.1%
NOC	D	0.1%
ABNB	C	0.1%
SHW	A	0.1%
HCA	F	0.1%
LVS	C	0.1%
MO	A	0.1%
MAR	B	0.09%
ITW	B	0.09%
PSTG	D	0.09%
LRCX	F	0.09%
FICO	B	0.09%
URI	B	0.09%
FIS	C	0.09%
KLAC	D	0.09%
PWR	A	0.09%
HWM	A	0.09%
FTNT	C	0.09%
ECL	D	0.09%
FCNCA	A	0.08%
CAH	B	0.08%
WMB	A	0.08%
MET	A	0.08%
DFS	B	0.08%
SPG	B	0.08%
WDC	D	0.08%
SMCI	F	0.08%
FSLR	F	0.08%
GWW	B	0.07%
CBRE	B	0.07%
DXCM	D	0.07%
NTRS	A	0.07%
CPRT	A	0.07%
FLUT	A	0.07%
ES	D	0.07%
BAX	D	0.07%
VST	B	0.07%
IR	B	0.07%
GLW	B	0.07%
NSC	B	0.07%
JCI	C	0.07%
PCG	A	0.07%
AZO	C	0.07%
ROST	C	0.07%
COR	B	0.07%
CCL	B	0.07%
MSTR	C	0.07%
GDDY	A	0.07%
DKNG	B	0.07%
PODD	C	0.07%
MSCI	C	0.07%
EW	C	0.06%
VICI	C	0.06%
TFC	A	0.06%
KMB	D	0.06%
VEEV	C	0.06%
FAST	B	0.06%
DELL	C	0.06%
WAB	B	0.06%
NDAQ	A	0.06%
PSA	D	0.06%
PAYX	C	0.06%
DOCU	A	0.06%
HES	B	0.06%
KVUE	A	0.06%
STE	F	0.06%
RSG	A	0.06%
TRU	D	0.06%
GEHC	F	0.05%
YUM	B	0.05%
OKTA	C	0.05%
LYV	A	0.05%
ANSS	B	0.05%
WTW	B	0.05%
PINS	D	0.05%
DECK	A	0.05%
VRSK	A	0.05%
MLM	B	0.05%
PEG	A	0.05%
IQV	D	0.05%
IT	C	0.05%
TRGP	B	0.05%
OTIS	C	0.05%
RMD	C	0.05%
IDXX	F	0.05%
EA	A	0.05%
MDB	C	0.05%
IRM	D	0.05%
STZ	D	0.05%
GPN	B	0.05%
AME	A	0.05%
MNST	C	0.05%
ARES	A	0.05%
SW	A	0.04%
MANH	D	0.04%
BAH	F	0.04%
EXPE	B	0.04%
ROK	B	0.04%
INCY	C	0.04%
HUBB	B	0.04%
A	D	0.04%
CPAY	A	0.04%
AVB	B	0.04%
LPLA	A	0.04%
PTC	A	0.04%
TYL	B	0.04%
BR	A	0.04%
GRMN	B	0.04%
BRO	B	0.04%
CSGP	D	0.04%
VMC	B	0.04%
CHD	B	0.04%
EFX	F	0.04%
MPWR	F	0.04%
EME	C	0.04%
SJM	D	0.04%
RBLX	C	0.04%
CCI	D	0.04%
AES	F	0.03%
RPRX	D	0.03%
ROL	B	0.03%
MKC	D	0.03%
ALGN	D	0.03%
CBOE	B	0.03%
MTD	D	0.03%
ERIE	D	0.03%
MCHP	D	0.03%
LII	A	0.03%
IFF	D	0.03%
NRG	B	0.03%
CDW	F	0.03%
MKL	A	0.03%
ENTG	D	0.03%
BURL	A	0.03%
TWLO	A	0.03%
NTAP	C	0.03%
TTWO	A	0.03%
DOV	A	0.03%
ILMN	D	0.03%
SBAC	D	0.03%
VLTO	D	0.03%
INVH	D	0.03%
CVNA	B	0.03%
VTR	C	0.03%
TSCO	D	0.03%
LDOS	C	0.03%
BMRN	D	0.03%
UDR	B	0.02%
CSL	C	0.02%
DPZ	C	0.02%
RVTY	F	0.02%
EVRG	A	0.02%
HST	C	0.02%
ZBRA	B	0.02%
AVY	D	0.02%
MRO	B	0.02%
EPAM	C	0.02%
DLTR	F	0.02%
JKHY	D	0.02%
SWK	D	0.02%
BALL	D	0.02%
PNR	A	0.02%
EXAS	D	0.02%
VRSN	F	0.02%
RPM	A	0.02%
WBD	C	0.02%
EL	F	0.02%
ESS	B	0.02%
WSO	A	0.02%
WAT	B	0.02%
TER	D	0.02%
WSM	B	0.02%
WST	C	0.02%
GEN	B	0.02%
SUI	D	0.02%
K	A	0.02%
FDS	B	0.02%
ENPH	F	0.01%
MRNA	F	0.01%
ALB	C	0.01%
TFX	F	0.01%
KMX	B	0.01%
EMN	D	0.01%
SOLV	C	0.01%
LW	C	0.01%
SNAP	C	0.01%
WPC	D	0.01%
SCCO	F	0.0%

SFY Underweight 13 Positions Relative to FTA

Symbol	Grade	Weight
FOXA	B	-0.98%
TOL	B	-0.87%
CRBG	B	-0.74%
L	A	-0.74%
ALLY	C	-0.71%
APTV	D	-0.66%
HRL	D	-0.49%
NWSA	B	-0.38%
RGA	A	-0.37%
FNF	B	-0.34%
WLK	D	-0.3%
NDSN	B	-0.17%
CPB	D	-0.16%