SFLR vs. FEX ETF Comparison

Comparison of Innovator Equity Managed Floor ETF (SFLR) to First Trust Large Cap Core AlphaDEX (FEX)

SFLR

Innovator Equity Managed Floor ETF

SFLR Description

The fund is an actively managed ETF that seeks to provide capital appreciation through participation in the large-capitalization U.S. equity markets while limiting the potential for maximum losses. The Advisor intends to invest in a diversified portfolio of equity securities that are included in the Solactive GBS United States 500 Index, together with put and call option contracts in an effort to reduce the potential for losses associated with the returns of U.S. large capitalization equity market investments. It is non-diversified.

Grade (RS Rating)

Last Trade

$33.06

Average Daily Volume

132,739

Number of Holdings ^*

217

* may have additional holdings in another (foreign) market

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings ^*

373

* may have additional holdings in another (foreign) market

Performance

Period	SFLR	FEX
30 Days	3.02%	6.62%
60 Days	4.71%	8.07%
90 Days	5.81%	10.60%
12 Months	26.23%	33.47%

134 Overlapping Holdings

Symbol	Grade	Weight in SFLR	Weight in FEX	Overlap
AAPL	C	6.66%	0.17%	0.17%
ABT	B	0.57%	0.09%	0.09%
ACGL	D	0.22%	0.29%	0.22%
AEE	A	0.14%	0.36%	0.14%
ALNY	D	0.1%	0.29%	0.1%
AMGN	D	0.39%	0.07%	0.07%
AMT	D	0.3%	0.14%	0.14%
AMZN	C	3.98%	0.09%	0.09%
APO	B	0.22%	0.22%	0.22%
ARES	A	0.16%	0.09%	0.09%
AVGO	D	1.69%	0.24%	0.24%
AXP	A	0.45%	0.45%	0.45%
BAC	A	0.83%	0.3%	0.3%
BKNG	A	0.37%	0.3%	0.3%
BLDR	D	0.05%	0.31%	0.05%
BR	A	0.26%	0.18%	0.18%
BRK.A	B	1.4%	0.26%	0.26%
BRO	B	0.29%	0.36%	0.29%
CAG	D	0.09%	0.07%	0.07%
CE	F	0.04%	0.23%	0.04%
CFG	B	0.36%	0.38%	0.36%
CI	F	0.26%	0.16%	0.16%
CMCSA	B	0.52%	0.44%	0.44%
CMS	C	0.24%	0.25%	0.24%
CNP	B	0.16%	0.36%	0.16%
COIN	C	0.09%	0.15%	0.09%
COP	C	0.31%	0.46%	0.31%
COST	B	1.07%	0.35%	0.35%
CPB	D	0.28%	0.15%	0.15%
CPNG	D	0.05%	0.42%	0.05%
CSCO	B	0.84%	0.27%	0.27%
CSL	C	0.25%	0.17%	0.17%
CTAS	B	0.49%	0.36%	0.36%
CVNA	B	0.07%	0.48%	0.07%
CVX	A	0.51%	0.46%	0.46%
DAL	C	0.1%	0.53%	0.1%
DASH	A	0.16%	0.41%	0.16%
DE	A	0.26%	0.25%	0.25%
DELL	C	0.09%	0.19%	0.09%
DIS	B	0.37%	0.2%	0.2%
DOC	D	0.26%	0.15%	0.15%
DOV	A	0.34%	0.09%	0.09%
DOW	F	0.2%	0.21%	0.2%
DRI	B	0.14%	0.17%	0.14%
DTE	C	0.24%	0.32%	0.24%
ED	D	0.25%	0.31%	0.25%
ESS	B	0.22%	0.09%	0.09%
ETR	B	0.31%	0.38%	0.31%
EXPD	D	0.14%	0.08%	0.08%
EXPE	B	0.15%	0.52%	0.15%
F	C	0.12%	0.45%	0.12%
FCNCA	A	0.1%	0.4%	0.1%
FCX	D	0.21%	0.07%	0.07%
FDX	B	0.23%	0.37%	0.23%
GE	D	0.6%	0.32%	0.32%
GEHC	F	0.13%	0.07%	0.07%
GM	B	0.24%	0.53%	0.24%
GOOGL	C	2.09%	0.09%	0.09%
GS	A	0.69%	0.5%	0.5%
HBAN	A	0.29%	0.41%	0.29%
HCA	F	0.26%	0.35%	0.26%
HD	A	1.09%	0.09%	0.09%
HEI	B	0.22%	0.44%	0.22%
HEI	B	0.13%	0.44%	0.13%
HIG	B	0.38%	0.34%	0.34%
HSY	F	0.2%	0.15%	0.15%
HUBB	B	0.09%	0.18%	0.09%
HUM	C	0.09%	0.22%	0.09%
IBM	C	0.57%	0.32%	0.32%
IEX	B	0.14%	0.18%	0.14%
ISRG	A	0.52%	0.27%	0.27%
JNJ	D	1.12%	0.24%	0.24%
JPM	A	1.62%	0.3%	0.3%
KKR	A	0.39%	0.49%	0.39%
KMI	A	0.47%	0.43%	0.43%
KO	D	0.92%	0.15%	0.15%
L	A	0.27%	0.36%	0.27%
LEN	D	0.24%	0.38%	0.24%
LII	A	0.11%	0.35%	0.11%
LLY	F	1.49%	0.14%	0.14%
LMT	D	0.51%	0.08%	0.08%
LNG	B	0.18%	0.4%	0.18%
LNT	A	0.2%	0.26%	0.2%
LOW	D	0.56%	0.08%	0.08%
LUV	C	0.13%	0.28%	0.13%
LYB	F	0.18%	0.37%	0.18%
LYV	A	0.16%	0.41%	0.16%
MA	C	1.04%	0.09%	0.09%
MAA	B	0.22%	0.17%	0.17%
MCD	D	0.76%	0.08%	0.08%
META	D	2.64%	0.33%	0.33%
MKL	A	0.2%	0.09%	0.09%
MS	A	0.34%	0.33%	0.33%
MSTR	C	0.12%	0.19%	0.12%
MU	D	0.21%	0.08%	0.08%
NDAQ	A	0.27%	0.19%	0.19%
NKE	D	0.21%	0.14%	0.14%
NUE	C	0.08%	0.41%	0.08%
NVDA	C	6.95%	0.29%	0.29%
ON	D	0.19%	0.39%	0.19%
ORCL	B	0.71%	0.37%	0.37%
OXY	D	0.05%	0.42%	0.05%
PEP	F	0.56%	0.08%	0.08%
PFG	D	0.15%	0.17%	0.15%
PLTR	B	0.33%	0.7%	0.33%
PPG	F	0.13%	0.24%	0.13%
PPL	B	0.26%	0.26%	0.26%
PRU	A	0.35%	0.18%	0.18%
PYPL	B	0.25%	0.18%	0.18%
RBLX	C	0.12%	0.39%	0.12%
RF	A	0.45%	0.29%	0.29%
ROST	C	0.25%	0.16%	0.16%
RSG	A	0.35%	0.09%	0.09%
SBAC	D	0.19%	0.08%	0.08%
SSNC	B	0.14%	0.25%	0.14%
T	A	0.62%	0.44%	0.44%
TDG	D	0.41%	0.22%	0.22%
TGT	F	0.23%	0.34%	0.23%
TMO	F	0.49%	0.07%	0.07%
TMUS	B	0.52%	0.39%	0.39%
TROW	B	0.12%	0.46%	0.12%
TSLA	B	1.87%	0.22%	0.22%
TT	A	0.45%	0.45%	0.45%
TTD	B	0.23%	0.27%	0.23%
UBER	D	0.3%	0.16%	0.16%
URI	B	0.32%	0.44%	0.32%
VLO	C	0.17%	0.45%	0.17%
VRT	B	0.12%	0.52%	0.12%
VRTX	F	0.31%	0.08%	0.08%
WAB	B	0.29%	0.46%	0.29%
WRB	A	0.22%	0.18%	0.18%
XOM	B	1.01%	0.43%	0.43%
ZBH	C	0.14%	0.35%	0.14%
ZM	B	0.17%	0.29%	0.17%

SFLR Overweight 83 Positions Relative to FEX

Symbol	Grade	Weight
MSFT	F	6.36%
GOOG	C	1.85%
UNH	C	1.54%
V	A	1.18%
PG	A	1.02%
WMT	A	0.95%
CRM	B	0.71%
ABBV	D	0.7%
TXN	C	0.68%
LIN	D	0.61%
INTU	C	0.56%
ADBE	C	0.55%
MMM	D	0.52%
MRO	B	0.5%
UNP	C	0.48%
AMD	F	0.44%
MRK	F	0.42%
DHR	F	0.42%
QCOM	F	0.4%
WM	A	0.38%
BX	A	0.34%
LRCX	F	0.33%
ES	D	0.3%
INVH	D	0.28%
COR	B	0.27%
BXP	D	0.26%
AME	A	0.26%
SPOT	B	0.23%
MRVL	B	0.22%
CHD	B	0.21%
CRWD	B	0.21%
REGN	F	0.18%
SNOW	C	0.18%
WDAY	B	0.17%
IBKR	A	0.17%
EL	F	0.16%
SUI	D	0.16%
MELI	D	0.16%
K	A	0.16%
SQ	B	0.15%
EVRG	A	0.15%
CDW	F	0.14%
VEEV	C	0.13%
ZS	C	0.12%
RPRX	D	0.12%
DKNG	B	0.11%
DDOG	A	0.11%
TER	D	0.11%
SNAP	C	0.1%
ZBRA	B	0.1%
TRU	D	0.1%
TRMB	B	0.09%
NET	B	0.09%
TW	A	0.09%
GEV	B	0.09%
FDS	B	0.09%
ILMN	D	0.08%
OWL	A	0.08%
MGM	D	0.08%
ENTG	D	0.08%
TEAM	A	0.07%
HUBS	A	0.07%
AVTR	F	0.07%
BSY	D	0.06%
LPLA	A	0.06%
SIRI	C	0.06%
DOX	D	0.06%
IOT	A	0.05%
PINS	D	0.04%
OKTA	C	0.04%
ENPH	F	0.04%
JBL	B	0.04%
MDB	C	0.04%
CELH	F	0.03%
RKT	F	0.03%
AGR	B	0.02%
SCCO	F	0.02%
GFS	C	0.02%
WMG	C	0.02%
MRNA	F	0.0%
SMCI	F	0.0%
BMRN	D	0.0%
DXCM	D	0.0%

SFLR Underweight 240 Positions Relative to FEX

Symbol	Grade	Weight
APP	B	-0.97%
UAL	A	-0.67%
AXON	A	-0.64%
RCL	A	-0.55%
SYF	B	-0.54%
SNA	A	-0.52%
VST	B	-0.52%
FICO	B	-0.5%
EME	C	-0.49%
HWM	A	-0.48%
PCAR	B	-0.48%
PWR	A	-0.47%
OC	A	-0.47%
EOG	A	-0.47%
STLD	B	-0.47%
CINF	A	-0.47%
TRGP	B	-0.46%
CTRA	B	-0.46%
BK	A	-0.46%
ALL	A	-0.45%
FANG	D	-0.45%
CCL	B	-0.45%
FOXA	B	-0.45%
RS	B	-0.45%
BURL	A	-0.44%
SLB	C	-0.44%
HPE	B	-0.44%
HAL	C	-0.44%
WFC	A	-0.44%
PGR	A	-0.43%
CF	B	-0.43%
NRG	B	-0.43%
MPC	D	-0.42%
TOL	B	-0.42%
DVN	F	-0.42%
CTSH	B	-0.42%
PSX	C	-0.42%
UTHR	C	-0.42%
MTB	A	-0.41%
EQT	B	-0.41%
IRM	D	-0.41%
COF	B	-0.41%
GDDY	A	-0.4%
BG	F	-0.4%
IP	B	-0.4%
FI	A	-0.4%
TPL	A	-0.4%
EG	C	-0.4%
BKR	B	-0.4%
THC	D	-0.39%
SRE	A	-0.38%
CVS	D	-0.38%
PHM	D	-0.38%
VTRS	A	-0.38%
HOOD	B	-0.38%
PM	B	-0.37%
MSI	B	-0.37%
PH	A	-0.37%
C	A	-0.37%
ADM	D	-0.37%
CRBG	B	-0.36%
DHI	D	-0.36%
INTC	D	-0.36%
ATO	A	-0.36%
NI	A	-0.36%
SWKS	F	-0.36%
GEN	B	-0.36%
XEL	A	-0.36%
AIG	B	-0.35%
DGX	A	-0.35%
VTR	C	-0.34%
CB	C	-0.34%
AFL	B	-0.34%
ALLY	C	-0.34%
KR	B	-0.34%
ANET	C	-0.33%
EXC	C	-0.33%
CNC	D	-0.33%
RMD	C	-0.33%
DUK	C	-0.33%
AEP	D	-0.32%
VZ	C	-0.32%
TXT	D	-0.32%
EBAY	D	-0.32%
ERIE	D	-0.32%
AMP	A	-0.31%
NEE	D	-0.31%
NTRS	A	-0.31%
ULTA	F	-0.31%
DG	F	-0.31%
APTV	D	-0.31%
OKE	A	-0.31%
CEG	D	-0.3%
FTNT	C	-0.3%
CHTR	C	-0.3%
GRMN	B	-0.3%
NFLX	A	-0.3%
NOW	A	-0.29%
GWW	B	-0.29%
AKAM	D	-0.29%
BAH	F	-0.29%
STT	A	-0.28%
FITB	A	-0.28%
PKG	A	-0.28%
USB	A	-0.28%
TRV	B	-0.28%
FSLR	F	-0.27%
PCG	A	-0.27%
TDY	B	-0.27%
JBHT	C	-0.27%
WELL	A	-0.27%
CASY	A	-0.27%
BSX	B	-0.27%
HLT	A	-0.27%
CSX	B	-0.26%
TJX	A	-0.26%
TYL	B	-0.26%
WEC	A	-0.26%
MANH	D	-0.25%
EIX	B	-0.25%
SPGI	C	-0.25%
ICE	C	-0.25%
CAT	B	-0.25%
SHW	A	-0.25%
MCO	B	-0.25%
D	C	-0.25%
EQR	B	-0.25%
PEG	A	-0.25%
PSA	D	-0.24%
HRL	D	-0.24%
GPC	D	-0.23%
RJF	A	-0.23%
NVR	D	-0.23%
VLTO	D	-0.23%
CARR	D	-0.23%
GIS	D	-0.22%
BBY	D	-0.22%
KHC	F	-0.22%
STX	D	-0.22%
BIIB	F	-0.21%
KDP	D	-0.21%
EFX	F	-0.21%
ELV	F	-0.2%
CPAY	A	-0.2%
APD	A	-0.19%
DECK	A	-0.19%
PNC	B	-0.19%
CMI	A	-0.19%
KEY	B	-0.19%
IR	B	-0.18%
AJG	B	-0.18%
RGA	A	-0.18%
LH	C	-0.18%
SPG	B	-0.18%
WSO	A	-0.18%
J	F	-0.18%
NWSA	B	-0.18%
ETN	A	-0.18%
KIM	A	-0.18%
TSN	B	-0.18%
LVS	C	-0.17%
SO	D	-0.17%
FNF	B	-0.17%
UPS	C	-0.17%
LHX	C	-0.17%
IT	C	-0.17%
WY	D	-0.16%
DD	D	-0.16%
AWK	D	-0.16%
FE	C	-0.16%
FTV	C	-0.16%
GD	F	-0.16%
OMC	C	-0.16%
TSCO	D	-0.16%
KEYS	A	-0.16%
ECL	D	-0.16%
NTAP	C	-0.16%
HOLX	D	-0.16%
CTVA	C	-0.16%
SYY	B	-0.16%
MDT	D	-0.16%
MDLZ	F	-0.15%
ARE	D	-0.15%
O	D	-0.15%
XYL	D	-0.15%
CL	D	-0.15%
EXR	D	-0.15%
WLK	D	-0.14%
MOH	F	-0.14%
WMB	A	-0.11%
MPWR	F	-0.11%
RPM	A	-0.1%
PANW	C	-0.1%
MAR	B	-0.1%
EMR	A	-0.1%
CBOE	B	-0.09%
MET	A	-0.09%
AVB	B	-0.09%
MSCI	C	-0.09%
CMG	B	-0.09%
WST	C	-0.09%
EQIX	A	-0.09%
SBUX	A	-0.09%
CLX	B	-0.09%
HPQ	B	-0.09%
NSC	B	-0.09%
ORLY	B	-0.09%
PAYX	C	-0.09%
APH	A	-0.09%
ODFL	B	-0.09%
JCI	C	-0.09%
SYK	C	-0.09%
ADSK	A	-0.09%
AON	A	-0.09%
MO	A	-0.09%
BLK	C	-0.09%
RIVN	F	-0.08%
AVY	D	-0.08%
ZTS	D	-0.08%
MKC	D	-0.08%
MAS	D	-0.08%
NOC	D	-0.08%
BDX	F	-0.08%
KMB	D	-0.08%
VICI	C	-0.08%
POOL	C	-0.08%
GLPI	C	-0.08%
NDSN	B	-0.08%
OTIS	C	-0.08%
WAT	B	-0.08%
ROL	B	-0.08%
ACN	C	-0.08%
MMC	B	-0.08%
AZO	C	-0.08%
KLAC	D	-0.07%
IQV	D	-0.07%
RVTY	F	-0.07%
BLD	D	-0.07%
WSM	B	-0.07%
CCI	D	-0.07%