RAFE vs. FNK ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to First Trust Mid Cap Value AlphaDEX Fund (FNK)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$36.85

Average Daily Volume

5,207

Number of Holdings ^*

233

* may have additional holdings in another (foreign) market

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.88

Average Daily Volume

11,666

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	FNK
30 Days	2.88%	3.91%
60 Days	3.07%	2.77%
90 Days	4.25%	7.64%
12 Months	24.22%	22.69%

20 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in FNK	Overlap
AAP	F	0.03%	0.09%	0.03%
AGCO	D	0.03%	0.66%	0.03%
ARW	C	0.13%	0.6%	0.13%
AVT	C	0.08%	0.56%	0.08%
DXC	C	0.05%	0.64%	0.05%
GAP	F	0.1%	0.36%	0.1%
GT	F	0.02%	0.3%	0.02%
HSIC	C	0.04%	0.15%	0.04%
IP	B	0.28%	0.16%	0.16%
JLL	B	0.17%	0.18%	0.17%
LEA	F	0.08%	0.52%	0.08%
LNC	D	0.09%	0.54%	0.09%
MOS	F	0.12%	0.62%	0.12%
OGN	D	0.04%	0.57%	0.04%
PARA	F	0.13%	0.14%	0.13%
PVH	F	0.09%	0.64%	0.09%
USFD	B	0.07%	0.16%	0.07%
VNO	B	0.03%	0.2%	0.03%
WHR	D	0.15%	0.28%	0.15%
WU	F	0.04%	0.41%	0.04%

RAFE Overweight 213 Positions Relative to FNK

Symbol	Grade	Weight
AAPL	C	5.36%
MSFT	C	4.9%
JPM	D	3.02%
JNJ	C	2.83%
PG	C	2.43%
C	C	2.39%
PFE	C	2.06%
T	C	2.04%
CSCO	C	1.98%
META	B	1.93%
WFC	D	1.87%
MRK	D	1.62%
IBM	B	1.59%
INTC	F	1.59%
GM	C	1.53%
ABBV	C	1.52%
HD	B	1.36%
QCOM	D	1.36%
BMY	C	1.23%
ORCL	C	1.22%
CI	C	1.2%
BAC	D	1.16%
CMCSA	D	1.16%
LIN	B	1.08%
AMGN	B	1.06%
ELV	C	1.05%
UNH	C	1.03%
VZ	B	0.99%
AVGO	C	0.97%
MMM	B	0.96%
ABT	C	0.95%
KO	C	0.94%
TGT	C	0.91%
LOW	B	0.88%
F	F	0.85%
V	C	0.85%
DIS	D	0.8%
ACN	C	0.76%
MU	F	0.76%
LLY	C	0.74%
TXN	C	0.73%
GILD	B	0.71%
AMAT	D	0.7%
MA	B	0.6%
ADBE	F	0.59%
MET	B	0.56%
HPQ	D	0.52%
DD	B	0.51%
BLK	B	0.5%
NVDA	D	0.5%
AXP	B	0.5%
ALL	B	0.49%
DOW	D	0.47%
PRU	C	0.45%
BBY	C	0.45%
GS	C	0.45%
FDX	C	0.45%
LRCX	F	0.44%
NEM	B	0.44%
CL	D	0.42%
HPE	D	0.42%
UPS	D	0.41%
PYPL	B	0.41%
TJX	B	0.4%
DE	B	0.4%
NKE	D	0.38%
JCI	B	0.38%
DHR	B	0.35%
WM	D	0.34%
FIS	B	0.33%
TSLA	C	0.33%
ADP	B	0.33%
CARR	B	0.32%
TMUS	C	0.32%
WDC	D	0.3%
PGR	B	0.3%
MCK	F	0.29%
GIS	B	0.29%
KMB	D	0.29%
MDLZ	B	0.28%
APD	B	0.28%
HUM	F	0.28%
BIIB	F	0.28%
WELL	C	0.28%
BDX	D	0.27%
CBRE	A	0.26%
CMI	C	0.26%
CCI	C	0.26%
NTAP	D	0.25%
EBAY	B	0.24%
CRM	D	0.24%
ECL	B	0.24%
ITW	C	0.23%
CAH	C	0.23%
EA	D	0.22%
ADI	C	0.22%
HIG	B	0.22%
ADM	D	0.21%
AMP	A	0.21%
CVS	D	0.21%
STT	A	0.2%
EIX	C	0.2%
WY	C	0.2%
LUMN	C	0.2%
KHC	C	0.19%
VTR	C	0.19%
MAR	C	0.19%
SYY	D	0.19%
AMT	C	0.18%
EQIX	C	0.18%
IRM	C	0.18%
SYK	C	0.17%
JNPR	B	0.17%
PPG	D	0.17%
DVA	B	0.16%
BK	B	0.16%
MSI	B	0.16%
CTSH	C	0.16%
SPGI	B	0.16%
KLAC	D	0.15%
GEHC	C	0.15%
PLD	C	0.14%
A	C	0.14%
EQR	B	0.14%
MCO	B	0.14%
VFC	C	0.14%
GWW	B	0.14%
BALL	C	0.14%
BSX	B	0.14%
K	B	0.14%
SHW	B	0.14%
OC	D	0.14%
TSN	C	0.13%
DG	F	0.13%
AVB	B	0.13%
BAX	C	0.13%
PFG	B	0.13%
KSS	F	0.13%
OMC	B	0.12%
ZTS	C	0.12%
AWK	B	0.12%
AMD	D	0.12%
NFLX	B	0.12%
KDP	B	0.12%
PKG	B	0.11%
EW	F	0.11%
WBA	F	0.11%
CDW	D	0.1%
ISRG	B	0.1%
SOLV	C	0.1%
HLT	B	0.1%
CF	C	0.1%
VTRS	D	0.1%
TSCO	C	0.09%
DGX	B	0.09%
EL	F	0.09%
CDNS	D	0.09%
HST	C	0.09%
TER	D	0.09%
FITB	B	0.09%
IFF	B	0.08%
SWK	B	0.08%
OTIS	C	0.08%
HOLX	B	0.08%
SJM	C	0.08%
WAT	C	0.08%
ON	D	0.08%
MHK	C	0.08%
FOXA	B	0.08%
HAS	B	0.07%
FAST	C	0.07%
DOX	C	0.07%
LKQ	F	0.07%
GPC	D	0.07%
PAYX	C	0.07%
TPR	C	0.07%
EQH	C	0.06%
MRVL	C	0.06%
SNPS	D	0.06%
O	C	0.06%
MCHP	F	0.06%
RSG	D	0.06%
MAA	B	0.06%
AKAM	D	0.06%
DOV	B	0.06%
FL	D	0.05%
XRX	D	0.05%
HSY	C	0.05%
CPB	C	0.05%
ESS	B	0.05%
DELL	D	0.05%
BKNG	C	0.05%
CHD	D	0.05%
NWL	C	0.04%
TROW	D	0.04%
CTVA	B	0.04%
ROK	D	0.04%
NTRS	A	0.04%
CAG	C	0.04%
KEYS	C	0.04%
HUN	D	0.04%
FLEX	C	0.04%
KD	D	0.03%
ORLY	C	0.02%
NWSA	D	0.02%
ILMN	C	0.02%
KLG	C	0.01%
WAB	B	0.01%
HRL	C	0.01%
NDAQ	A	0.01%
MAN	C	0.01%
KIM	C	0.01%
ANET	B	0.01%

RAFE Underweight 203 Positions Relative to FNK

Symbol	Grade	Weight
MHO	B	-0.97%
TMHC	A	-0.88%
MTH	A	-0.88%
GPI	B	-0.87%
KBH	A	-0.87%
RUSHA	C	-0.86%
MTG	B	-0.84%
RNR	C	-0.84%
RDN	C	-0.81%
ESNT	B	-0.81%
JXN	A	-0.81%
LBRDK	F	-0.8%
HOG	C	-0.8%
AMG	C	-0.79%
LAD	D	-0.79%
ASO	C	-0.79%
FYBR	C	-0.78%
FMC	C	-0.78%
TAP	D	-0.77%
ESGR	D	-0.75%
CNXC	F	-0.74%
AGO	C	-0.74%
SIG	C	-0.73%
BTU	D	-0.72%
UHS	B	-0.72%
VLY	C	-0.71%
SEB	D	-0.7%
THC	A	-0.7%
COLB	B	-0.7%
TEX	F	-0.69%
G	C	-0.69%
KRC	B	-0.69%
TPH	C	-0.68%
PNW	C	-0.68%
LBRT	D	-0.68%
DAR	F	-0.68%
NOG	D	-0.67%
BCC	B	-0.67%
WTM	D	-0.67%
OGS	B	-0.66%
AL	D	-0.66%
COOP	C	-0.66%
EVRG	B	-0.66%
SM	F	-0.65%
BKH	B	-0.64%
NFG	B	-0.64%
R	A	-0.64%
CADE	C	-0.64%
POR	C	-0.64%
GMS	D	-0.63%
CHK	D	-0.63%
BYD	C	-0.63%
MDU	C	-0.62%
UNM	B	-0.62%
HP	F	-0.61%
CVI	F	-0.61%
NOV	F	-0.6%
MTDR	F	-0.6%
DINO	F	-0.6%
WBS	D	-0.59%
MUR	F	-0.59%
OVV	F	-0.59%
AN	D	-0.59%
OZK	D	-0.58%
BWA	D	-0.57%
MATX	B	-0.57%
PTEN	F	-0.56%
WAL	B	-0.56%
ABG	D	-0.55%
GL	C	-0.55%
CLF	F	-0.54%
MGY	C	-0.54%
CUZ	B	-0.54%
ADTN	D	-0.53%
MLI	A	-0.53%
CMC	D	-0.53%
OSK	F	-0.53%
URBN	F	-0.51%
PNFP	B	-0.51%
NI	B	-0.51%
PBF	F	-0.5%
BERY	B	-0.49%
OGE	C	-0.49%
AXS	B	-0.48%
SON	C	-0.47%
ONB	C	-0.47%
BC	C	-0.47%
UFPI	C	-0.47%
AGNC	B	-0.47%
APA	F	-0.47%
ALLY	F	-0.47%
EMN	B	-0.46%
HII	D	-0.46%
WTFC	B	-0.46%
UTHR	C	-0.46%
THO	D	-0.46%
EWBC	D	-0.46%
PAG	D	-0.45%
KNX	C	-0.45%
PII	D	-0.45%
CHRD	F	-0.45%
ALK	C	-0.44%
JAZZ	D	-0.44%
WCC	D	-0.44%
FNB	C	-0.44%
NRG	C	-0.44%
FHN	D	-0.43%
NXST	D	-0.43%
TKR	D	-0.43%
SANM	D	-0.43%
VAL	F	-0.42%
CZR	C	-0.42%
AEO	F	-0.41%
OMF	D	-0.41%
OLN	D	-0.39%
ASH	D	-0.39%
RRC	D	-0.37%
DNB	C	-0.36%
UMBF	B	-0.36%
ATKR	F	-0.36%
SSB	B	-0.36%
IPGP	F	-0.35%
ABCB	B	-0.35%
FAF	B	-0.35%
LNT	B	-0.34%
PB	B	-0.34%
DDS	F	-0.34%
LPX	B	-0.34%
SLGN	B	-0.34%
ORI	B	-0.33%
UBSI	B	-0.33%
AIZ	B	-0.33%
M	F	-0.33%
SAIC	C	-0.33%
IDA	C	-0.32%
NJR	B	-0.32%
IAC	C	-0.32%
HOMB	B	-0.32%
CMA	B	-0.32%
REYN	C	-0.32%
BOKF	B	-0.32%
ZION	D	-0.31%
RYN	C	-0.31%
AYI	B	-0.31%
DTM	B	-0.31%
PRGO	D	-0.31%
MIDD	D	-0.31%
BBWI	F	-0.31%
SEIC	C	-0.3%
HWC	D	-0.3%
UGI	C	-0.3%
COLM	C	-0.3%
WTRG	D	-0.3%
ASGN	D	-0.3%
SLM	D	-0.29%
SWX	C	-0.29%
SKX	D	-0.28%
DKS	D	-0.28%
SNX	D	-0.28%
BECN	D	-0.27%
ENS	D	-0.27%
HGV	F	-0.26%
CROX	D	-0.26%
RIG	F	-0.24%
CAR	F	-0.21%
AMKR	F	-0.21%
SKY	B	-0.2%
CCK	A	-0.18%
MAT	C	-0.17%
TFX	C	-0.17%
JEF	B	-0.17%
AFG	B	-0.16%
BXMT	C	-0.16%
BPOP	C	-0.16%
SNV	C	-0.16%
NVST	D	-0.16%
CACI	B	-0.16%
PCH	C	-0.16%
HLI	B	-0.16%
MMS	C	-0.15%
NEOG	D	-0.15%
SUM	D	-0.15%
FUL	C	-0.15%
RGA	C	-0.15%
VOYA	B	-0.15%
AVNT	B	-0.15%
IVZ	B	-0.15%
EHC	C	-0.15%
SEE	D	-0.14%
KWR	D	-0.14%
CRUS	D	-0.14%
SIGI	D	-0.14%
BHF	F	-0.14%
LFUS	C	-0.14%
RHI	D	-0.14%
LSTR	D	-0.14%
KEX	C	-0.14%
SEM	D	-0.14%
GXO	D	-0.14%
BJ	D	-0.13%
CACC	F	-0.13%
LANC	D	-0.13%
AR	F	-0.12%