QQQS vs. FYC ETF Comparison

Comparison of Invesco NASDAQ Future Gen 200 ETF (QQQS) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

QQQS

Invesco NASDAQ Future Gen 200 ETF

QQQS Description

The fund generally will invest at least 90% of its total assets in the securities that comprise the index. The index excludes securities of issuers included in the Nasdaq-100 Index® (an index that measures the performance of 100 of the largest Nasdaq-listed non-financial companies by market capitalization) and the Nasdaq Next Generation 100 Index® (an index that measures the performance of the 100 largest Nasdaq-listed companies outside of the NASDAQ-100 Index® based on market capitalization). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.24

Average Daily Volume

1,932

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$75.01

Average Daily Volume

14,423

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	QQQS	FYC
30 Days	2.33%	2.68%
60 Days	0.46%	3.79%
90 Days	6.07%	11.46%
12 Months	31.18%	39.83%

14 Overlapping Holdings

Symbol	Grade	Weight in QQQS	Weight in FYC	Overlap
AGIO	B	0.51%	0.52%	0.51%
AZTA	F	0.42%	0.11%	0.11%
BCRX	A	0.47%	0.55%	0.47%
FOLD	B	0.52%	0.14%	0.14%
GTX	F	0.46%	0.23%	0.23%
IDCC	A	0.55%	0.66%	0.55%
LGND	A	0.55%	0.28%	0.28%
LITE	A	0.58%	0.38%	0.38%
MNKD	A	0.54%	0.52%	0.52%
OSIS	F	0.46%	0.34%	0.34%
PTCT	B	0.59%	0.57%	0.57%
SATS	B	0.7%	0.64%	0.64%
SMTC	B	0.53%	0.49%	0.49%
VECO	F	0.42%	0.11%	0.11%

QQQS Overweight 176 Positions Relative to FYC

Symbol	Grade	Weight
GEVO	B	1.93%
SGMO	A	0.91%
IGMS	B	0.85%
COMM	A	0.83%
AAOI	B	0.79%
KOD	B	0.77%
CORT	B	0.69%
BVS	A	0.68%
PACB	C	0.67%
ATOM	C	0.65%
NWL	A	0.64%
NTGR	A	0.64%
HELE	C	0.63%
LOVE	B	0.63%
MRSN	D	0.62%
XNCR	A	0.62%
AQST	A	0.62%
IQ	C	0.61%
MASI	A	0.61%
BELFB	C	0.6%
AMSC	A	0.59%
BCYC	D	0.59%
IHRT	A	0.59%
DMRC	A	0.58%
IPGP	B	0.58%
LTRX	B	0.58%
MVIS	F	0.58%
AUTL	D	0.58%
AEHR	D	0.57%
PAHC	B	0.57%
QURE	B	0.57%
IRBT	C	0.57%
PCRX	C	0.56%
AVAV	B	0.56%
RBBN	A	0.56%
KPTI	C	0.56%
ERII	A	0.56%
VIAV	A	0.55%
CSIQ	D	0.55%
ICUI	C	0.55%
ATRC	A	0.55%
INFN	B	0.55%
BAND	A	0.54%
HIMX	D	0.54%
SONO	C	0.54%
HEAR	B	0.54%
LIVN	C	0.54%
OLED	F	0.54%
TTEC	D	0.54%
EGHT	C	0.54%
LYTS	A	0.53%
AKBA	A	0.53%
ABUS	D	0.53%
AXTI	D	0.53%
RDWR	C	0.53%
VYGR	C	0.53%
NKTR	C	0.53%
DBX	A	0.53%
VREX	C	0.53%
TBPH	C	0.53%
TCMD	A	0.53%
LXRX	D	0.53%
CDXC	A	0.52%
CDXS	A	0.52%
AEIS	A	0.52%
AXGN	B	0.52%
ITRI	A	0.52%
GPRO	C	0.52%
KLIC	B	0.52%
SSYS	F	0.52%
INVA	C	0.52%
FSTR	F	0.51%
MGNX	C	0.51%
MMSI	B	0.51%
OMER	B	0.51%
GNTX	B	0.51%
ALT	D	0.51%
FARO	D	0.51%
SUPN	B	0.5%
KE	C	0.5%
SLAB	F	0.5%
DCTH	B	0.5%
RMBS	C	0.5%
PDSB	F	0.5%
MXL	D	0.5%
ACIU	F	0.49%
PLSE	D	0.49%
ANIK	F	0.49%
ADPT	A	0.49%
IOSP	F	0.49%
SRDX	D	0.49%
VXRT	F	0.49%
SAGE	F	0.49%
MDWD	A	0.49%
TILE	A	0.49%
HRTX	F	0.49%
NTCT	C	0.49%
CGNX	B	0.49%
ALDX	D	0.48%
AMRN	F	0.48%
IART	C	0.48%
CNDT	D	0.48%
GT	F	0.48%
MITK	D	0.48%
POWI	C	0.48%
LFUS	D	0.48%
AEYE	C	0.48%
ENTA	D	0.47%
AMKR	F	0.47%
OFIX	A	0.47%
EXTR	B	0.47%
ALKS	F	0.47%
IMMR	F	0.47%
XRAY	F	0.47%
SYNA	F	0.46%
SNBR	F	0.46%
OMCL	B	0.46%
SIMO	F	0.46%
JOUT	F	0.46%
OSUR	F	0.46%
GOGO	F	0.46%
MATW	D	0.46%
ALEC	D	0.46%
ANGO	D	0.46%
MCFT	D	0.46%
QRTEA	F	0.46%
CVLT	B	0.45%
KALV	D	0.45%
CTMX	F	0.45%
XRX	F	0.45%
MCRB	F	0.45%
MKSI	F	0.44%
EDIT	F	0.44%
BLUE	F	0.44%
MDXG	C	0.44%
VNDA	D	0.44%
NVCR	F	0.44%
AOSL	D	0.44%
LASR	A	0.44%
ACLS	F	0.43%
CRUS	F	0.43%
FGEN	F	0.43%
ARWR	F	0.43%
OPK	C	0.43%
BOOM	F	0.43%
ATRO	F	0.42%
IONS	F	0.42%
SCPH	F	0.42%
MLKN	F	0.41%
TPIC	F	0.41%
ARAY	F	0.41%
THRM	D	0.41%
IRWD	F	0.4%
SIGA	D	0.39%
AVNW	F	0.39%
INGN	F	0.39%
STRO	D	0.39%
LUNA	F	0.39%
ATEC	C	0.39%
SIBN	D	0.39%
CERS	F	0.38%
OPTN	F	0.38%
SFIX	C	0.38%
PRPL	F	0.37%
RVNC	C	0.37%
FATE	F	0.37%
VRNT	F	0.36%
XFOR	F	0.36%
DOOO	F	0.36%
PRTA	F	0.35%
SEDG	F	0.34%
TXG	F	0.34%
VSAT	F	0.33%
ADAP	F	0.3%
CHRS	F	0.29%
SCLX	D	0.03%

QQQS Underweight 226 Positions Relative to FYC

Symbol	Grade	Weight
TRUP	A	-0.8%
EAT	A	-0.78%
RKLB	A	-0.73%
ROAD	B	-0.72%
PAYO	B	-0.71%
POWL	A	-0.71%
MCY	B	-0.69%
LRN	A	-0.69%
YOU	A	-0.69%
STEP	B	-0.69%
PJT	B	-0.68%
IESC	A	-0.67%
ENVA	A	-0.67%
QCRH	B	-0.67%
PRIM	A	-0.67%
STRL	B	-0.67%
WULF	B	-0.67%
SGBX	F	-0.66%
CDE	C	-0.66%
ACLX	B	-0.66%
PTGX	B	-0.66%
GVA	A	-0.66%
FTDR	B	-0.66%
PBI	A	-0.65%
TRN	C	-0.65%
TBBK	D	-0.65%
KYMR	C	-0.65%
SLVM	B	-0.64%
CNK	A	-0.64%
DSGR	C	-0.64%
PRM	A	-0.63%
TGTX	A	-0.63%
AMRX	B	-0.63%
GSHD	A	-0.62%
HNI	D	-0.62%
ASTH	C	-0.61%
VCYT	A	-0.61%
CALM	B	-0.61%
ATGE	A	-0.61%
ALKT	B	-0.61%
JANX	A	-0.6%
CHEF	D	-0.6%
SKWD	B	-0.6%
REVG	D	-0.6%
NHC	C	-0.6%
RYTM	D	-0.6%
DOCS	A	-0.6%
HWKN	D	-0.59%
WWW	C	-0.57%
ALHC	A	-0.57%
SYBT	B	-0.55%
CRAI	B	-0.55%
CPRX	A	-0.55%
NBHC	A	-0.55%
CCOI	B	-0.55%
SKYW	A	-0.55%
VCTR	A	-0.54%
CWAN	B	-0.53%
PRCT	A	-0.53%
INTA	B	-0.53%
OSW	A	-0.53%
USLM	A	-0.53%
OSCR	C	-0.52%
TGLS	B	-0.52%
PRK	A	-0.52%
ADMA	B	-0.51%
PLMR	D	-0.51%
AORT	A	-0.51%
LFST	C	-0.51%
SABR	C	-0.51%
MWA	B	-0.51%
DORM	A	-0.51%
MIRM	B	-0.51%
OUT	C	-0.51%
MBIN	F	-0.5%
VITL	C	-0.5%
NMIH	D	-0.49%
NPAB	D	-0.49%
PTON	A	-0.49%
PRGS	B	-0.49%
CHWY	D	-0.47%
LMAT	B	-0.47%
FBP	D	-0.46%
ASPN	F	-0.45%
UFPT	D	-0.45%
GERN	C	-0.45%
COLL	F	-0.45%
BLBD	F	-0.44%
LMND	A	-0.43%
HRMY	D	-0.43%
NRIX	B	-0.42%
IOVA	B	-0.42%
VERX	B	-0.41%
CENX	B	-0.41%
EVH	D	-0.41%
SEMR	D	-0.41%
SITM	B	-0.4%
SHAK	A	-0.4%
APOG	A	-0.4%
CARG	B	-0.4%
RNG	A	-0.4%
GABC	A	-0.39%
UE	B	-0.39%
BANF	B	-0.39%
AAT	C	-0.39%
WT	B	-0.39%
HLIT	F	-0.38%
BGC	A	-0.38%
DOCN	B	-0.38%
AMPH	A	-0.38%
CAKE	A	-0.38%
KTOS	C	-0.38%
ESRT	C	-0.37%
CIFR	B	-0.37%
OII	D	-0.37%
IIPR	C	-0.37%
CHCO	A	-0.37%
ESE	A	-0.37%
ICFI	B	-0.37%
BRC	D	-0.36%
KN	C	-0.36%
HURN	A	-0.36%
CWT	D	-0.36%
WTTR	D	-0.36%
PMT	D	-0.36%
ADUS	D	-0.36%
NSA	D	-0.34%
NHI	C	-0.34%
GFF	F	-0.34%
FLNC	B	-0.34%
BKD	D	-0.34%
AZZ	D	-0.34%
MGNI	D	-0.33%
TWST	F	-0.33%
OCUL	B	-0.32%
BLFS	B	-0.32%
MYGN	F	-0.3%
KNTK	B	-0.29%
HEES	B	-0.29%
NVAX	F	-0.29%
TNDM	F	-0.28%
EPAC	A	-0.27%
BANC	B	-0.27%
WRBY	A	-0.27%
CDP	B	-0.27%
HUMA	D	-0.27%
MGEE	C	-0.26%
MAC	B	-0.26%
KW	C	-0.26%
DRVN	A	-0.26%
CEIX	A	-0.26%
AGYS	D	-0.26%
GTY	C	-0.26%
TNL	A	-0.26%
SKT	B	-0.26%
WDFC	A	-0.26%
JJSF	C	-0.25%
SXT	C	-0.25%
CPK	C	-0.25%
UMH	D	-0.25%
SXI	A	-0.25%
CDRE	D	-0.25%
IAS	A	-0.25%
AGM	D	-0.25%
ELME	D	-0.25%
FCPT	D	-0.25%
AROC	D	-0.25%
ANIP	F	-0.25%
NXRT	D	-0.25%
LKFN	B	-0.25%
RXST	D	-0.25%
CMPR	F	-0.24%
SCS	F	-0.24%
ALX	D	-0.24%
AIV	D	-0.24%
EPR	D	-0.24%
SWI	B	-0.24%
AESI	F	-0.23%
ARQT	D	-0.23%
DNLI	C	-0.23%
ARDX	D	-0.22%
ACVA	F	-0.22%
NEO	D	-0.22%
HLX	F	-0.21%
PHR	F	-0.2%
MIR	A	-0.16%
ENVX	D	-0.15%
WEN	A	-0.14%
TGI	C	-0.14%
SOUN	B	-0.14%
PAR	A	-0.14%
FBRT	B	-0.13%
APAM	A	-0.13%
MLNK	B	-0.13%
CLB	A	-0.13%
BL	B	-0.13%
WABC	B	-0.13%
PLAY	C	-0.13%
STRA	F	-0.12%
APPN	A	-0.12%
TNC	F	-0.12%
RRR	F	-0.12%
CARS	D	-0.12%
ACAD	F	-0.12%
PZZA	A	-0.12%
IRDM	B	-0.12%
GNL	D	-0.12%
AMC	D	-0.12%
SMPL	C	-0.12%
NSSC	F	-0.12%
YELP	F	-0.12%
TR	F	-0.12%
JAMF	D	-0.12%
LTC	A	-0.12%
CTS	A	-0.12%
CBZ	B	-0.12%
BXMT	C	-0.12%
AWR	C	-0.12%
RLAY	F	-0.11%
LPG	F	-0.11%
ARLO	F	-0.11%
BEAM	F	-0.11%
THR	F	-0.11%
JOE	F	-0.11%
XPRO	F	-0.1%
CLDX	F	-0.1%