PFF vs. SMTH ETF Comparison

Comparison of iShares US Preferred Stock ETF (PFF) to ALPS Smith Core Plus Bond ETF (SMTH)
PFF

iShares US Preferred Stock ETF

PFF Description

The investment seeks to track the investment results of an index composed of U.S. preferred stocks. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P U.S. Preferred Stock IndexTM (the "underlying index"), which measures the performance of a select group of preferred stocks listed on the New York Stock Exchange (" NYSE"), NYSE Arca, Inc. ("NYSE Arca"), NYSE Amex, NASDAQ Global Select Market, NASDAQ Select Market or NASDAQ Capital Market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.59

Average Daily Volume

3,712,954

Number of Holdings *

227

* may have additional holdings in another (foreign) market
SMTH

ALPS Smith Core Plus Bond ETF

SMTH Description The fund pursues its investment objective by investing, under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in bonds. Bonds include, but are not limited to, government notes and bonds, corporate bonds, convertible bonds, commercial and residential mortgage-backed securities, and zero-coupon bonds. It may also invest in asset-backed securities, money market instruments, commercial loans, and foreign debt securities (including investments in emerging markets).

Grade (RS Rating)

Last Trade

$25.72

Average Daily Volume

286,573

Number of Holdings *

2

* may have additional holdings in another (foreign) market
Performance
Period PFF SMTH
30 Days -2.25% -1.60%
60 Days -0.76% -3.33%
90 Days 3.62% -1.19%
12 Months 14.66%
2 Overlapping Holdings
Symbol Grade Weight in PFF Weight in SMTH Overlap
GTLS A 0.31% 0.2% 0.2%
TVE C 0.11% 0.06% 0.06%
PFF Overweight 225 Positions Relative to SMTH
Symbol Grade Weight
C A 1.68%
ALB C 1.33%
HPE B 1.15%
NEE C 1.06%
ARES B 0.99%
T A 0.9%
TBB C 0.78%
T A 0.65%
DUK C 0.62%
SOJD D 0.55%
TBC C 0.51%
SREA C 0.47%
RZC A 0.46%
NEE C 0.42%
JPM A 0.41%
APO A 0.4%
CMSD C 0.39%
SO C 0.38%
JXN B 0.37%
F C 0.37%
CHSCO C 0.36%
MET A 0.36%
WCC A 0.35%
PRS C 0.35%
LNC A 0.35%
BTSG A 0.34%
CHSCL B 0.33%
SCHW A 0.32%
SYF A 0.32%
QRTEP C 0.31%
DUKB C 0.31%
CHSCM C 0.31%
BANC A 0.31%
WFC A 0.31%
STT A 0.31%
BPYPM D 0.3%
AXS A 0.3%
FITBI A 0.29%
CTDD A 0.29%
UZE A 0.28%
USM B 0.28%
BAC A 0.28%
CHSCN C 0.27%
SOJC C 0.27%
TPG B 0.26%
NLY C 0.26%
KKR A 0.25%
RZB C 0.25%
MS A 0.25%
KEY A 0.25%
PFH D 0.25%
CFG A 0.24%
CG B 0.24%
EAI D 0.23%
CHSCP D 0.23%
TDS B 0.23%
FG A 0.23%
DTW D 0.23%
USB B 0.22%
NTRS A 0.22%
PBI C 0.22%
AGNCN A 0.21%
ESGRP D 0.21%
HIG C 0.21%
PRU A 0.2%
ATHS C 0.2%
RLJ C 0.2%
FCNCA A 0.2%
UNMA C 0.19%
RF A 0.19%
ACGLO D 0.19%
VOYA A 0.19%
WTFCP A 0.18%
UMH C 0.18%
NGL D 0.18%
MGR D 0.18%
CMSC C 0.17%
KREF D 0.17%
GPJA D 0.16%
TCBI A 0.16%
OZKAP D 0.16%
MTB A 0.16%
WAL A 0.16%
ALL A 0.16%
EMP D 0.15%
HPP F 0.15%
ELC D 0.15%
NAVI D 0.15%
RNR D 0.15%
BHF A 0.15%
NRUC D 0.15%
SR A 0.15%
WAFD A 0.14%
AIZN C 0.14%
EQH B 0.14%
PNFP A 0.14%
AGNC C 0.14%
GL B 0.14%
TVC C 0.14%
FBRT C 0.14%
KIM A 0.13%
SFB D 0.13%
SNV A 0.13%
DBRG D 0.13%
DDT A 0.13%
KMI A 0.13%
NSA C 0.13%
WRB A 0.12%
SLMBP C 0.12%
EIX C 0.12%
SLG B 0.12%
CMSA C 0.12%
GS A 0.12%
VNO B 0.12%
FCNCO C 0.12%
FITB A 0.12%
HBAN A 0.11%
SITC D 0.11%
LBRDP C 0.11%
AUB A 0.11%
DHC F 0.11%
HWC A 0.11%
AFGC D 0.11%
NYMTM A 0.11%
CMS C 0.11%
DTE C 0.11%
DLR A 0.11%
WSBC A 0.1%
SPLP D 0.1%
FULT A 0.1%
AHH D 0.1%
SIGI A 0.1%
RITM C 0.1%
VLY A 0.1%
AFGE D 0.1%
SF A 0.1%
TFC A 0.1%
ADC A 0.09%
CIM D 0.09%
GPMT C 0.09%
AMG A 0.09%
KMPR A 0.09%
AFGD A 0.09%
CADE A 0.09%
ARR C 0.09%
AGNCL A 0.09%
CION D 0.09%
BNRE.A A 0.09%
ZIONO C 0.09%
TRTX B 0.09%
ATLC A 0.08%
CFR A 0.08%
GAIN A 0.08%
TWO D 0.08%
FHN A 0.08%
AFGB C 0.08%
BOH A 0.08%
QVCD D 0.08%
NYMTL A 0.08%
LANDO D 0.08%
CTVA D 0.08%
BC D 0.08%
CNO A 0.08%
WTFCM A 0.08%
ARGD D 0.08%
MBIN D 0.08%
FRT B 0.08%
NYMTN C 0.08%
WBS A 0.08%
EPR D 0.07%
CLDT C 0.07%
BPOPM A 0.07%
BW C 0.07%
ACR A 0.07%
PSA C 0.07%
PCG A 0.07%
ENO C 0.07%
AMH C 0.07%
IVR D 0.07%
FCRX A 0.07%
DCOMP C 0.07%
CTO B 0.07%
RILY F 0.07%
ABR C 0.07%
VLYPP A 0.07%
FTAI A 0.07%
ONB B 0.07%
NEWT B 0.07%
PMT D 0.07%
MFA D 0.07%
HTLF A 0.07%
MSBI A 0.07%
NMFC D 0.07%
TRIN A 0.07%
DRH B 0.07%
EQC A 0.07%
MHNC B 0.07%
REG A 0.07%
DX A 0.07%
SNCR F 0.07%
RILYN D 0.06%
BFS C 0.06%
PEB F 0.06%
LXP D 0.06%
VLYPO A 0.06%
GNL D 0.06%
CNOB A 0.06%
EFC D 0.06%
CODI A 0.06%
SAR A 0.06%
COF A 0.06%
PSEC F 0.06%
BAC A 0.06%
FATBP F 0.05%
MHLA A 0.05%
CIO F 0.05%
INN D 0.05%
RC F 0.05%
FOSL B 0.05%
ASB A 0.05%
SHO D 0.05%
SLNHP B 0.04%
OPI F 0.04%
BHR B 0.03%
XELAP F 0.0%
PFF Underweight 0 Positions Relative to SMTH
Symbol Grade Weight
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