PFF vs. SCAP ETF Comparison

Comparison of iShares US Preferred Stock ETF (PFF) to InfraCap Small Cap Income ETF (SCAP)

PFF

iShares US Preferred Stock ETF

PFF Description

The investment seeks to track the investment results of an index composed of U.S. preferred stocks. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P U.S. Preferred Stock IndexTM (the "underlying index"), which measures the performance of a select group of preferred stocks listed on the New York Stock Exchange (" NYSE"), NYSE Arca, Inc. ("NYSE Arca"), NYSE Amex, NASDAQ Global Select Market, NASDAQ Select Market or NASDAQ Capital Market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$32.54

Average Daily Volume

3,365,432

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

SCAP

InfraCap Small Cap Income ETF

SCAP Description

The investment seeks to provide total return through long-term capital appreciation and current income. The fund seeks to achieve its investment objective by investing in a diversified group of U.S.-traded equity securities consisting of common and preferred stock, ADRs, and REITs. Under normal circumstances, it invests at least 80% of its net assets (plus any borrowings for investment purposes) in small cap securities. The fund's sub-advisor generally defines a small cap company as one having a market capitalization less than the market cap of the largest company in the Russell 2000 Index at the time of acquisition.

Grade (RS Rating)

Last Trade

$34.72

Average Daily Volume

3,647

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	PFF	SCAP
30 Days	-1.82%	-1.51%
60 Days	2.09%	-0.99%
90 Days	4.44%	3.77%
12 Months	16.83%

4 Overlapping Holdings

Symbol	Grade	Weight in PFF	Weight in SCAP	Overlap
AGNC	D	0.14%	1.97%	0.14%
PNFP	A	0.14%	1.96%	0.14%
VLYPP	B	0.07%	0.47%	0.07%
WAL	C	0.15%	1.11%	0.15%

PFF Overweight 219 Positions Relative to SCAP

Symbol	Grade	Weight
C	A	1.7%
ALB	C	1.27%
NEE	D	1.14%
HPE	A	1.07%
T	A	0.91%
TBB	C	0.79%
T	A	0.66%
DUK	C	0.62%
SOJD	D	0.57%
TBC	D	0.52%
SREA	A	0.47%
RZC	A	0.46%
NEE	D	0.43%
APO	B	0.41%
JPM	A	0.41%
CMSD	C	0.39%
SO	C	0.39%
F	D	0.38%
MET	C	0.37%
JXN	B	0.37%
CHSCO	A	0.36%
WCC	A	0.35%
PRS	C	0.35%
LNC	A	0.35%
CHSCL	A	0.34%
SCHW	B	0.32%
SYF	B	0.32%
AXS	C	0.31%
QRTEP	F	0.31%
BPYPM	B	0.31%
BANC	B	0.31%
CHSCM	B	0.31%
STT	A	0.31%
DUKB	C	0.31%
WFC	B	0.3%
FITBI	A	0.29%
BTSG	A	0.29%
UZE	B	0.28%
USM	B	0.28%
CTDD	C	0.28%
CHSCN	A	0.27%
SOJC	D	0.27%
TPG	B	0.26%
NLY	D	0.26%
CFG	A	0.25%
KKR	B	0.25%
GTLS	B	0.25%
RZB	C	0.25%
CG	B	0.25%
MS	B	0.25%
PFH	D	0.25%
CHSCP	D	0.24%
DTW	D	0.24%
KEY	B	0.24%
NTRS	B	0.23%
PBI	A	0.23%
FG	F	0.23%
TDS	B	0.23%
EAI	D	0.23%
HIG	D	0.22%
USB	B	0.22%
ESGRP	B	0.21%
PRU	B	0.2%
FCNCA	C	0.2%
RLJ	F	0.2%
AGNCN	A	0.2%
MGR	C	0.19%
UNMA	D	0.19%
VOYA	B	0.19%
ATHS	A	0.19%
RF	B	0.19%
ACGLO	C	0.19%
UMH	D	0.18%
WTFCP	A	0.18%
NGL	F	0.18%
OZKAP	C	0.17%
ALL	C	0.17%
KREF	D	0.17%
CMSC	C	0.17%
MTB	B	0.16%
NRUC	C	0.16%
BHF	B	0.16%
SR	D	0.16%
TCBI	B	0.16%
GPJA	D	0.16%
FBRT	B	0.15%
GL	C	0.15%
EMP	D	0.15%
TVC	C	0.15%
RNR	C	0.15%
HPP	F	0.15%
NAVI	F	0.15%
ELC	D	0.15%
AIZN	C	0.14%
WAFD	D	0.14%
EQH	B	0.14%
CMSA	C	0.13%
SNV	B	0.13%
VNO	B	0.13%
SFB	D	0.13%
FITB	B	0.13%
DBRG	D	0.13%
DDT	A	0.13%
NSA	D	0.13%
KMI	B	0.13%
EIX	D	0.12%
CMS	C	0.12%
DTE	C	0.12%
TVE	C	0.12%
SLG	B	0.12%
KIM	B	0.12%
FCNCO	C	0.12%
GS	B	0.12%
LBRDP	A	0.11%
HBAN	B	0.11%
AUB	C	0.11%
HWC	A	0.11%
NYMTM	A	0.11%
AFGC	C	0.11%
DLR	A	0.11%
SLMBP	D	0.11%
WRB	C	0.11%
TRTX	A	0.1%
SPLP	F	0.1%
WSBC	A	0.1%
FULT	B	0.1%
RITM	D	0.1%
AHH	D	0.1%
SIGI	C	0.1%
CADE	B	0.1%
VLY	A	0.1%
SITC	F	0.1%
AFGE	C	0.1%
SF	A	0.1%
TFC	C	0.1%
DHC	D	0.1%
GPMT	C	0.09%
CIM	D	0.09%
KMPR	B	0.09%
AMG	A	0.09%
ADC	C	0.09%
AFGD	C	0.09%
SNCR	D	0.09%
ZIONO	A	0.09%
BNRE.A	A	0.09%
AGNCL	A	0.09%
ARR	D	0.09%
HTLF	A	0.08%
FHN	B	0.08%
TWO	F	0.08%
NYMTL	A	0.08%
CFR	B	0.08%
AFGB	C	0.08%
NMFC	F	0.08%
LANDO	D	0.08%
BC	C	0.08%
QVCD	C	0.08%
BOH	A	0.08%
WTFCM	A	0.08%
MBIN	F	0.08%
GAIN	B	0.08%
ARGD	D	0.08%
CTVA	A	0.08%
FRT	D	0.08%
CNO	A	0.08%
NYMTN	A	0.08%
WBS	B	0.08%
ACR	C	0.07%
AMH	F	0.07%
BPOPM	A	0.07%
PCG	B	0.07%
IVR	F	0.07%
DCOMP	A	0.07%
EPR	D	0.07%
SAR	C	0.07%
PSA	D	0.07%
FTAI	A	0.07%
CTO	B	0.07%
RILY	D	0.07%
ENO	C	0.07%
MHNC	A	0.07%
ONB	A	0.07%
NEWT	B	0.07%
FCRX	A	0.07%
ABR	B	0.07%
PMT	D	0.07%
MSBI	A	0.07%
TRIN	D	0.07%
MFA	D	0.07%
BW	B	0.07%
DRH	D	0.07%
REG	D	0.07%
ATLC	A	0.07%
DX	C	0.07%
EQC	C	0.07%
ASB	A	0.06%
RILYN	B	0.06%
OPI	F	0.06%
BFS	D	0.06%
LXP	D	0.06%
PEB	F	0.06%
CODI	D	0.06%
COF	A	0.06%
EFC	D	0.06%
BAC	B	0.06%
PSEC	D	0.06%
CNOB	D	0.06%
CLDT	F	0.06%
VLYPO	C	0.06%
GNL	D	0.06%
MHLA	A	0.05%
FATBP	F	0.05%
CIO	D	0.05%
INN	F	0.05%
SHO	D	0.05%
FOSL	A	0.05%
RC	F	0.05%
BHR	D	0.03%
XELAP	F	0.0%

PFF Underweight 37 Positions Relative to SCAP

Symbol	Grade	Weight
HRI	A	-2.95%
EWBC	A	-2.78%
AES	F	-2.45%
KRC	B	-2.22%
MUR	F	-2.21%
CASY	A	-2.14%
PFBC	B	-2.14%
DKL	D	-2.1%
SM	F	-2.05%
NTB	C	-2.03%
BRX	C	-1.96%
CHRD	F	-1.94%
REXR	F	-1.93%
PAGP	D	-1.84%
AVNT	D	-1.81%
BLMN	F	-1.8%
MKSI	F	-1.75%
AB	B	-1.74%
WWD	D	-1.72%
CELH	F	-1.66%
GATX	A	-1.64%
NTST	F	-1.58%
POR	C	-1.57%
EPRT	C	-1.56%
MCBS	C	-1.51%
JEF	B	-1.45%
SLM	C	-1.35%
PK	F	-1.29%
NYT	A	-1.22%
STAG	D	-1.18%
AIZ	D	-1.18%
ASIX	C	-1.16%
CHCT	B	-1.12%
SBLK	F	-1.1%
BPOP	F	-1.02%
KRT	C	-0.94%
ESI	A	-0.93%