OUSM vs. HSMV ETF Comparison

Comparison of O'Shares FTSE Russell Small Cap Quality Dividend ETF (OUSM) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

OUSM

O'Shares FTSE Russell Small Cap Quality Dividend ETF

OUSM Description

O'Shares FTSE US Small Cap Quality Dividend ETF is an exchange traded fund (ETF) that seeks investment performance that correlates generally to price and yield before fees and expenses of the FTSE USA Small Cap Qual/Vol/Yield Factor 3% Capped Index.

Grade (RS Rating)

Last Trade

$44.33

Average Daily Volume

69,477

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.37

Average Daily Volume

1,241

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

Performance

Period	OUSM	HSMV
30 Days	1.49%	2.27%
60 Days	3.25%	4.39%
90 Days	7.29%	9.34%
12 Months	24.57%	19.61%

53 Overlapping Holdings

Symbol	Grade	Weight in OUSM	Weight in HSMV	Overlap
ALE	A	0.14%	0.51%	0.14%
AVA	B	0.11%	0.51%	0.11%
AVT	D	1.21%	0.47%	0.47%
AWR	B	0.12%	0.57%	0.12%
BKH	B	0.15%	0.52%	0.15%
CASY	D	1.88%	0.55%	0.55%
CCOI	C	0.75%	0.31%	0.31%
CHE	C	1.98%	0.48%	0.48%
CHH	C	0.68%	0.48%	0.48%
COLM	B	0.53%	0.49%	0.49%
CPK	B	0.08%	0.67%	0.08%
CRI	C	0.48%	0.47%	0.47%
DCI	D	1.43%	0.46%	0.46%
DLB	D	1.1%	0.41%	0.41%
EHC	B	2.09%	0.52%	0.52%
ESNT	B	1.4%	0.56%	0.56%
EVR	B	1.78%	0.67%	0.67%
EXPO	B	0.88%	0.32%	0.32%
FHI	A	0.61%	0.5%	0.5%
FLO	C	0.6%	0.45%	0.45%
GNTX	F	1.3%	0.4%	0.4%
HRB	C	1.75%	0.64%	0.64%
IDA	B	0.21%	0.52%	0.21%
IDCC	B	0.86%	0.7%	0.7%
INGR	A	1.15%	0.56%	0.56%
ITT	C	1.83%	0.47%	0.47%
JJSF	C	0.31%	0.57%	0.31%
LANC	D	0.45%	0.5%	0.45%
LECO	F	1.69%	0.37%	0.37%
LFUS	D	1.57%	0.55%	0.55%
LSTR	D	1.09%	0.49%	0.49%
MSM	D	0.61%	0.4%	0.4%
MTG	B	1.52%	0.58%	0.58%
MUSA	C	1.91%	0.58%	0.58%
NFG	B	0.21%	0.54%	0.21%
NJR	B	0.18%	0.51%	0.18%
NWE	A	0.13%	0.52%	0.13%
NYT	C	1.95%	0.57%	0.57%
OGE	B	0.32%	0.55%	0.32%
OGS	B	0.15%	0.52%	0.15%
ORI	A	2.06%	0.56%	0.56%
PDCO	F	0.98%	0.23%	0.23%
POR	B	0.19%	0.53%	0.19%
PRI	B	1.98%	0.56%	0.56%
RDN	B	1.19%	0.54%	0.54%
RLI	B	1.35%	0.51%	0.51%
SEIC	B	1.63%	0.48%	0.48%
SR	B	0.13%	0.52%	0.13%
TXRH	D	1.81%	0.48%	0.48%
WH	B	1.17%	0.49%	0.49%
WTRG	D	0.4%	0.52%	0.4%
WTS	C	0.86%	0.45%	0.45%
WU	D	1.0%	0.49%	0.49%

OUSM Overweight 52 Positions Relative to HSMV

Symbol	Grade	Weight
TW	A	2.2%
JNPR	A	2.08%
TFX	C	2.05%
MKTX	C	1.97%
DKS	D	1.83%
OGN	D	1.82%
HLI	B	1.75%
OC	C	1.71%
TPR	C	1.7%
AOS	C	1.65%
WSM	C	1.62%
BMI	B	1.5%
TTC	D	1.46%
BWA	D	1.4%
PINC	C	1.32%
MLI	B	1.26%
RL	B	1.26%
AIT	C	1.25%
SSD	C	1.21%
UFPI	C	1.15%
VST	C	1.13%
RHI	D	1.1%
HLNE	B	1.07%
AAON	B	0.99%
BC	C	0.93%
POWI	F	0.83%
PII	D	0.77%
TGNA	C	0.65%
VSH	D	0.59%
APAM	C	0.58%
SHOO	B	0.57%
NI	B	0.55%
BRC	B	0.53%
CNS	B	0.49%
WDFC	B	0.44%
PNW	B	0.4%
CALM	B	0.38%
GOLF	F	0.35%
LZB	C	0.31%
EIG	B	0.26%
SNDR	B	0.24%
REYN	C	0.22%
KFRC	D	0.19%
AMSF	C	0.19%
UVV	D	0.15%
WMK	C	0.14%
RGR	F	0.13%
MGEE	B	0.12%
OTTR	D	0.12%
DHIL	B	0.09%
EBF	B	0.09%
NWN	B	0.05%

OUSM Underweight 143 Positions Relative to HSMV

Symbol	Grade	Weight
CUBE	B	-0.78%
LXP	B	-0.72%
CVLT	B	-0.69%
UTHR	C	-0.68%
FAF	B	-0.64%
GMED	D	-0.64%
ADC	C	-0.63%
SFM	B	-0.63%
OHI	A	-0.62%
PLXS	B	-0.62%
NMIH	B	-0.61%
ENSG	C	-0.61%
JEF	B	-0.61%
INVA	B	-0.6%
ELS	C	-0.59%
SBRA	B	-0.59%
FCPT	A	-0.59%
BRX	B	-0.59%
G	C	-0.59%
GLPI	B	-0.58%
FR	C	-0.58%
CTRE	B	-0.58%
EPRT	A	-0.58%
CLH	B	-0.58%
EXP	B	-0.57%
NNN	B	-0.57%
CNO	B	-0.57%
TTEK	C	-0.57%
BCPC	C	-0.57%
EGP	B	-0.56%
DTM	B	-0.56%
EXEL	B	-0.56%
STAG	C	-0.55%
ACHC	C	-0.55%
EPR	B	-0.55%
CW	B	-0.55%
BJ	D	-0.55%
PECO	B	-0.55%
EME	B	-0.55%
CACI	B	-0.55%
FNF	A	-0.55%
ROIC	B	-0.54%
SWX	C	-0.54%
CSL	C	-0.54%
KFY	B	-0.54%
EFC	B	-0.54%
PRGS	C	-0.54%
CWT	C	-0.54%
REXR	C	-0.53%
USFD	B	-0.53%
WPC	B	-0.53%
MAT	C	-0.53%
THG	A	-0.53%
LII	B	-0.53%
UNF	B	-0.53%
PNM	B	-0.53%
JHG	B	-0.53%
MCRI	B	-0.52%
VRRM	D	-0.52%
SCI	B	-0.52%
MTN	D	-0.52%
COOP	B	-0.52%
AMH	C	-0.52%
RPM	B	-0.52%
RGA	B	-0.52%
RNR	B	-0.51%
AIN	D	-0.51%
MSGS	B	-0.51%
MMS	D	-0.51%
POST	C	-0.51%
NSIT	C	-0.51%
PCH	C	-0.5%
LOPE	D	-0.5%
WERN	D	-0.5%
SF	A	-0.5%
GATX	D	-0.5%
SLGN	B	-0.5%
AFG	B	-0.5%
GPK	B	-0.5%
NBIX	F	-0.5%
VOYA	A	-0.49%
MOG.A	B	-0.49%
RYN	C	-0.49%
SAIC	C	-0.49%
ATR	B	-0.49%
PFGC	B	-0.49%
AMG	C	-0.49%
CBSH	C	-0.49%
KEX	C	-0.49%
KNX	C	-0.48%
AM	B	-0.48%
MDU	B	-0.48%
ACM	B	-0.48%
PBH	B	-0.48%
FSS	D	-0.47%
BWXT	D	-0.47%
MIDD	C	-0.47%
GGG	C	-0.47%
LAMR	A	-0.46%
EPC	F	-0.46%
FLS	D	-0.46%
FNB	D	-0.46%
ARW	C	-0.46%
AGO	C	-0.46%
SON	C	-0.45%
CHDN	C	-0.45%
MAN	C	-0.44%
KBR	D	-0.44%
RS	D	-0.44%
SNX	D	-0.44%
FELE	C	-0.44%
R	B	-0.44%
VVV	D	-0.43%
MSA	C	-0.43%
NSA	B	-0.42%
CRUS	D	-0.42%
AGCO	D	-0.42%
SIGI	C	-0.42%
RGLD	B	-0.42%
HXL	F	-0.42%
ASH	D	-0.42%
PB	B	-0.41%
NVT	D	-0.41%
TNC	D	-0.41%
IOSP	D	-0.41%
OSK	D	-0.4%
ENR	F	-0.39%
EVTC	D	-0.39%
JAZZ	D	-0.39%
WEN	C	-0.39%
IRT	B	-0.37%
ALV	F	-0.37%
VNT	D	-0.37%
ENOV	F	-0.34%
AIR	C	-0.33%
ONB	C	-0.32%
ABM	D	-0.32%
ORA	C	-0.32%
FCN	C	-0.3%
BLKB	B	-0.3%
GO	F	-0.25%
PZZA	D	-0.22%
LEG	D	-0.18%