OPTZ vs. ESGU ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to iShares MSCI USA ESG Optimized ETF (ESGU)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

ESGU

iShares MSCI USA ESG Optimized ETF

ESGU Description

The iShares MSCI USA ESG Optimized ETF seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider while exhibiting risk and return characteristics similar to those of the parent index.

Grade (RS Rating)

Last Trade

$131.23

Average Daily Volume

490,830

Number of Holdings ^*

284

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	ESGU
30 Days	8.47%	3.53%
60 Days	9.68%	4.75%
90 Days	11.36%	6.66%
12 Months		32.83%

97 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in ESGU	Overlap
AAPL	C	1.06%	6.22%	1.06%
ACGL	D	0.19%	0.12%	0.12%
ADBE	C	0.11%	0.56%	0.11%
AIZ	A	0.23%	0.12%	0.12%
AMAT	F	1.0%	0.46%	0.46%
AMD	F	1.03%	0.44%	0.44%
AMT	D	0.07%	0.31%	0.07%
AMZN	C	0.38%	3.61%	0.38%
ANET	C	1.24%	0.2%	0.2%
AXON	A	0.21%	0.22%	0.21%
AXP	A	0.24%	0.44%	0.24%
BG	F	0.25%	0.18%	0.18%
BKR	B	0.07%	0.15%	0.07%
BLK	C	0.24%	0.12%	0.12%
BR	A	0.22%	0.45%	0.22%
CAH	B	0.14%	0.15%	0.14%
CAT	B	0.14%	0.32%	0.14%
CBRE	B	0.1%	0.18%	0.1%
CDNS	B	1.21%	0.22%	0.22%
CEG	D	0.07%	0.11%	0.07%
CHD	B	0.3%	0.21%	0.21%
CL	D	0.25%	0.09%	0.09%
CMCSA	B	0.64%	0.2%	0.2%
COR	B	0.14%	0.22%	0.14%
COST	B	0.29%	0.79%	0.29%
CRM	B	1.37%	0.72%	0.72%
DAL	C	0.19%	0.23%	0.19%
DECK	A	0.39%	0.2%	0.2%
DELL	C	1.29%	0.11%	0.11%
DGX	A	0.14%	0.14%	0.14%
DIS	B	0.77%	0.47%	0.47%
DLR	B	0.11%	0.23%	0.11%
DVA	B	0.14%	0.1%	0.1%
EA	A	0.66%	0.17%	0.17%
ECL	D	0.15%	0.4%	0.15%
EIX	B	0.05%	0.11%	0.05%
EME	C	0.18%	0.13%	0.13%
EQIX	A	0.1%	0.33%	0.1%
ETN	A	0.15%	0.19%	0.15%
FDX	B	0.13%	0.11%	0.11%
FI	A	0.25%	0.12%	0.12%
FSLR	F	0.96%	0.08%	0.08%
GDDY	A	1.27%	0.11%	0.11%
GS	A	0.25%	0.4%	0.25%
HIG	B	0.2%	0.26%	0.2%
HII	D	0.09%	0.07%	0.07%
HON	B	0.15%	0.39%	0.15%
HUBB	B	0.15%	0.11%	0.11%
IBM	C	1.02%	0.52%	0.52%
IDXX	F	0.11%	0.23%	0.11%
INTC	D	1.31%	0.29%	0.29%
IQV	D	0.11%	0.12%	0.11%
ISRG	A	0.15%	0.33%	0.15%
KKR	A	0.25%	0.12%	0.12%
LIN	D	0.14%	0.34%	0.14%
LOW	D	0.35%	0.39%	0.35%
LULU	C	0.39%	0.12%	0.12%
MCD	D	0.32%	0.31%	0.31%
MCO	B	0.2%	0.3%	0.2%
MELI	D	0.27%	0.17%	0.17%
META	D	0.65%	2.19%	0.65%
MOH	F	0.12%	0.08%	0.08%
NFLX	A	0.73%	0.6%	0.6%
NOW	A	1.27%	0.66%	0.66%
NVDA	C	1.44%	6.91%	1.44%
PEP	F	0.26%	0.38%	0.26%
PGR	A	0.21%	0.42%	0.21%
PNR	A	0.15%	0.32%	0.15%
PRU	A	0.23%	0.54%	0.23%
PWR	A	0.16%	0.11%	0.11%
RCL	A	0.47%	0.14%	0.14%
SBAC	D	0.08%	0.13%	0.08%
SLB	C	0.06%	0.1%	0.06%
SNPS	B	1.16%	0.21%	0.21%
SPGI	C	0.2%	0.47%	0.2%
STE	F	0.12%	0.15%	0.12%
SYK	C	0.14%	0.11%	0.11%
T	A	0.64%	0.16%	0.16%
TAP	C	0.32%	0.19%	0.19%
TGT	F	0.28%	0.23%	0.23%
TMO	F	0.11%	0.2%	0.11%
TRGP	B	0.07%	0.28%	0.07%
TRV	B	0.22%	0.21%	0.21%
TSLA	B	0.49%	1.78%	0.49%
TT	A	0.15%	0.47%	0.15%
ULTA	F	0.3%	0.09%	0.09%
UNH	C	0.13%	0.95%	0.13%
URI	B	0.15%	0.13%	0.13%
V	A	0.22%	1.05%	0.22%
VRTX	F	0.13%	0.32%	0.13%
WDAY	B	0.13%	0.17%	0.13%
WELL	A	0.1%	0.24%	0.1%
WST	C	0.14%	0.1%	0.1%
WTW	B	0.22%	0.11%	0.11%
WY	D	0.09%	0.1%	0.09%
XYL	D	0.12%	0.22%	0.12%
ZBH	C	0.14%	0.1%	0.1%

OPTZ Overweight 224 Positions Relative to ESGU

Symbol	Grade	Weight
APP	B	2.03%
CRWD	B	1.37%
TTMI	B	1.36%
FFIV	B	1.25%
QLYS	C	1.22%
BHE	B	1.2%
ITRI	B	1.19%
MSI	B	1.18%
WIX	B	1.15%
INFN	C	1.11%
VZIO	A	1.04%
VRSN	F	1.03%
BAH	F	1.02%
ROP	B	1.0%
DJT	C	0.93%
LUMN	C	0.83%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
TMUS	B	0.72%
RNG	B	0.72%
ZM	B	0.71%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
WWW	B	0.48%
NCLH	B	0.48%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
RL	B	0.39%
SIG	B	0.39%
MAR	B	0.39%
LVS	C	0.38%
WHR	B	0.37%
GRMN	B	0.37%
ANF	C	0.36%
SBH	C	0.36%
WYNN	D	0.36%
BZH	B	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
PVH	C	0.34%
ORLY	B	0.34%
ALV	C	0.33%
BURL	A	0.33%
CHDN	B	0.32%
APO	B	0.31%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
ROST	C	0.29%
DKS	C	0.29%
GPC	D	0.29%
LC	A	0.28%
LEA	D	0.28%
LNW	D	0.28%
DOLE	D	0.27%
SQ	B	0.27%
WBA	F	0.27%
STZ	D	0.27%
ODP	F	0.27%
AX	A	0.26%
DAN	D	0.26%
CVS	D	0.26%
APTV	D	0.25%
AMP	A	0.25%
CAL	D	0.25%
TROW	B	0.24%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
EWTX	C	0.23%
CPAY	A	0.23%
PRG	C	0.22%
SIGI	C	0.22%
GPN	B	0.22%
COOP	B	0.22%
LBPH	A	0.22%
NATL	B	0.21%
GL	B	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
MSCI	C	0.21%
BRO	B	0.21%
ALL	A	0.21%
LDI	C	0.2%
ICE	C	0.2%
STRL	B	0.2%
MKTX	D	0.2%
CME	A	0.2%
CRS	A	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
PMT	D	0.19%
CBOE	B	0.19%
CB	C	0.19%
FIX	A	0.18%
APD	A	0.18%
VMC	B	0.18%
GTLS	B	0.18%
PAYC	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
SHW	A	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
AIT	A	0.16%
ACHR	B	0.16%
INCY	C	0.16%
VERA	B	0.16%
GNRC	B	0.16%
ESTC	C	0.15%
GFF	A	0.15%
PCAR	B	0.15%
PEGA	A	0.15%
WAB	B	0.15%
JAZZ	B	0.15%
PH	A	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
MRC	B	0.14%
LECO	B	0.14%
UTHR	C	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
BV	B	0.13%
VRSK	A	0.13%
ALGN	D	0.13%
NBIX	C	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
KRYS	B	0.12%
RPRX	D	0.12%
RSG	A	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
EFX	F	0.11%
COGT	D	0.11%
SRPT	D	0.11%
BAX	D	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
UHS	D	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
SPG	B	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
SBRA	C	0.09%
OGN	D	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
KNTK	B	0.07%
WMB	A	0.07%
BKD	D	0.07%
DTM	B	0.07%
ATO	A	0.06%
WKC	D	0.06%
ETR	B	0.06%
OII	B	0.06%
WHD	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
VAL	D	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 187 Positions Relative to ESGU

Symbol	Grade	Weight
MSFT	F	-5.77%
GOOG	C	-2.34%
AVGO	D	-1.37%
JPM	A	-1.34%
LLY	F	-1.21%
GOOGL	C	-1.19%
HD	A	-1.02%
MA	C	-0.95%
KO	D	-0.85%
TXN	C	-0.7%
ADP	B	-0.69%
PG	A	-0.69%
BAC	A	-0.65%
JNJ	D	-0.62%
INTU	C	-0.61%
CVX	A	-0.61%
ORCL	B	-0.59%
XOM	B	-0.58%
MS	A	-0.54%
PEG	A	-0.48%
GILD	C	-0.48%
K	A	-0.48%
MRK	F	-0.47%
CSCO	B	-0.47%
CMI	A	-0.46%
GE	D	-0.45%
ACN	C	-0.43%
BK	A	-0.42%
RTX	C	-0.42%
BRK.A	B	-0.41%
ABBV	D	-0.41%
NEE	D	-0.41%
OKE	A	-0.39%
CRH	A	-0.39%
NI	A	-0.38%
AMGN	D	-0.37%
GWW	B	-0.37%
VZ	C	-0.37%
ADSK	A	-0.37%
COP	C	-0.36%
PNC	B	-0.36%
GIS	D	-0.35%
ZTS	D	-0.34%
ELV	F	-0.34%
BKNG	A	-0.34%
C	A	-0.34%
HES	B	-0.32%
MCK	B	-0.32%
MMM	D	-0.32%
KMI	A	-0.32%
MET	A	-0.31%
DHR	F	-0.31%
CCI	D	-0.31%
LRCX	F	-0.29%
UNP	C	-0.29%
CI	F	-0.28%
QCOM	F	-0.28%
PANW	C	-0.27%
CLX	B	-0.26%
NXPI	D	-0.26%
EW	C	-0.25%
FLUT	A	-0.25%
EXPD	D	-0.25%
SBUX	A	-0.24%
DFS	B	-0.24%
PFE	D	-0.24%
LKQ	D	-0.23%
UBER	D	-0.23%
DE	A	-0.22%
KR	B	-0.22%
SYF	B	-0.22%
PPG	F	-0.21%
ANSS	B	-0.21%
SCHW	B	-0.2%
LNG	B	-0.2%
FERG	B	-0.2%
KEYS	A	-0.2%
NDAQ	A	-0.2%
CHRW	C	-0.2%
VLTO	D	-0.19%
NOC	D	-0.19%
JCI	C	-0.18%
CMS	C	-0.18%
MU	D	-0.18%
HPE	B	-0.17%
HBAN	A	-0.17%
GEV	B	-0.17%
COO	D	-0.17%
MMC	B	-0.17%
CARR	D	-0.17%
USB	A	-0.17%
WAT	B	-0.17%
BMY	B	-0.17%
BBY	D	-0.16%
FDS	B	-0.16%
UPS	C	-0.16%
MRVL	B	-0.16%
IT	C	-0.16%
EXC	C	-0.16%
KHC	F	-0.16%
TEAM	A	-0.15%
NEM	D	-0.15%
TWLO	A	-0.15%
IRM	D	-0.15%
PTC	A	-0.15%
D	C	-0.15%
REGN	F	-0.15%
KMB	D	-0.15%
FTV	C	-0.14%
OVV	B	-0.14%
PYPL	B	-0.14%
TSCO	D	-0.14%
WFC	A	-0.13%
CMG	B	-0.13%
FIS	C	-0.13%
WSM	B	-0.13%
TFC	A	-0.13%
LII	A	-0.13%
HUBS	A	-0.13%
J	F	-0.13%
PLD	D	-0.13%
HCA	F	-0.13%
PSX	C	-0.13%
NUE	C	-0.12%
NTRS	A	-0.12%
AFL	B	-0.12%
TRMB	B	-0.12%
CNH	C	-0.12%
EQT	B	-0.12%
FICO	B	-0.12%
ADI	D	-0.12%
COF	B	-0.12%
PFG	D	-0.11%
IR	B	-0.11%
PAYX	C	-0.11%
IEX	B	-0.11%
HLT	A	-0.11%
VEEV	C	-0.11%
HWM	A	-0.11%
AJG	B	-0.11%
STLD	B	-0.11%
A	D	-0.11%
OC	A	-0.11%
FOX	A	-0.11%
IP	B	-0.11%
MKC	D	-0.1%
HOLX	D	-0.1%
JNPR	F	-0.1%
MRO	B	-0.1%
PHM	D	-0.1%
POOL	C	-0.1%
ES	D	-0.1%
DXCM	D	-0.1%
LH	C	-0.1%
FBIN	D	-0.1%
HPQ	B	-0.1%
LDOS	C	-0.1%
ODFL	B	-0.1%
JBHT	C	-0.1%
MDB	C	-0.1%
DHI	D	-0.09%
KDP	D	-0.09%
HRL	D	-0.09%
ADM	D	-0.09%
AKAM	D	-0.09%
FANG	D	-0.09%
STX	D	-0.09%
ED	D	-0.09%
SNOW	C	-0.09%
BALL	D	-0.09%
WDC	D	-0.09%
WTRG	B	-0.09%
SYY	B	-0.09%
PARA	C	-0.09%
VLO	C	-0.09%
TFX	F	-0.08%
AVTR	F	-0.08%
MTD	D	-0.08%
ALNY	D	-0.08%
IPG	D	-0.08%
IFF	D	-0.08%
NTAP	C	-0.08%
CPB	D	-0.08%
CNC	D	-0.07%
BIIB	F	-0.07%
DLTR	F	-0.06%
MRNA	F	-0.04%