NSCS vs. HSMV ETF Comparison

Comparison of Nuveen Small Cap Select ETF (NSCS) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

NSCS

Nuveen Small Cap Select ETF

NSCS Description

The investment seeks capital appreciation. Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in exchange-traded common stocks of small-capitalization companies. It may invest up to 15% of its total assets in non-dollar denominated equity securities of non-U.S. issuers listed on a foreign exchange that trade on such exchange contemporaneously with the shares of the fund. Up to 15% of the fund's total assets may be invested in equity securities of emerging market issuers.

Grade (RS Rating)

Last Trade

$27.45

Average Daily Volume

1,154

Number of Holdings ^*

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.45

Average Daily Volume

1,106

Number of Holdings ^*

146

* may have additional holdings in another (foreign) market

Performance

Period	NSCS	HSMV
30 Days	-0.90%	0.47%
60 Days	4.63%	4.26%
90 Days	6.78%	9.88%
12 Months	25.39%	26.01%

7 Overlapping Holdings

Symbol	Grade	Weight in NSCS	Weight in HSMV	Overlap
BKH	B	1.3%	0.89%	0.89%
EGP	D	1.47%	0.7%	0.7%
EHC	B	1.49%	0.91%	0.91%
EVR	C	2.49%	0.3%	0.3%
KEX	C	0.87%	0.3%	0.3%
MMS	A	1.4%	1.06%	1.06%
PRI	A	0.88%	0.71%	0.71%

NSCS Overweight 67 Positions Relative to HSMV

Symbol	Grade	Weight
WTFC	C	2.22%
PIPR	C	2.21%
SSB	C	1.83%
NOG	D	1.72%
PRMW	C	1.72%
BANR	C	1.65%
MMSI	C	1.61%
ESE	B	1.61%
ACA	C	1.58%
AIT	A	1.57%
FLR	D	1.52%
AVNT	B	1.52%
HQY	B	1.52%
AVAV	B	1.52%
FIBK	D	1.47%
TPH	B	1.47%
STAG	D	1.45%
MGNI	D	1.44%
SHAK	C	1.42%
WK	D	1.41%
KTOS	A	1.39%
TROX	D	1.38%
SUM	D	1.38%
SIG	C	1.38%
SHOO	A	1.38%
QTWO	C	1.37%
CMC	C	1.37%
BYD	C	1.35%
ONTO	C	1.34%
ASGN	D	1.34%
HOMB	D	1.33%
EVRI	B	1.32%
NPO	C	1.3%
LITE	C	1.3%
GDYN	B	1.25%
OPCH	D	1.19%
ARCB	D	1.19%
RDNT	C	1.18%
MTDR	F	1.14%
CVLT	C	1.14%
ICHR	F	1.11%
PFBC	D	1.1%
GKOS	C	1.09%
SLAB	D	1.04%
LADR	D	1.02%
BRBR	B	1.02%
SR	A	0.92%
SEM	D	0.92%
RBRK	F	0.92%
ENV	C	0.88%
DAN	F	0.85%
ZD	D	0.82%
INN	B	0.79%
FROG	F	0.78%
SIBN	F	0.74%
TTMI	D	0.73%
INSM	D	0.72%
KRYS	D	0.71%
CRNX	D	0.69%
PCVX	B	0.67%
ESTA	F	0.66%
HALO	D	0.64%
ARHS	F	0.62%
MDGL	F	0.48%
TCMD	C	0.48%
IMVT	F	0.46%
BPMC	F	0.32%

NSCS Underweight 139 Positions Relative to HSMV

Symbol	Grade	Weight
ATR	A	-2.04%
ORI	A	-1.7%
POST	B	-1.7%
INGR	A	-1.67%
SEIC	B	-1.65%
DTM	A	-1.62%
CTRE	B	-1.6%
OGE	A	-1.53%
CACI	A	-1.48%
IDA	B	-1.46%
MSGS	B	-1.37%
ADC	B	-1.33%
DCI	B	-1.33%
AMH	D	-1.31%
CHE	B	-1.29%
RLI	A	-1.28%
FLO	C	-1.26%
NJR	C	-1.22%
AM	A	-1.2%
NWE	A	-1.18%
NNN	A	-1.16%
NFG	A	-1.15%
FHI	C	-1.14%
OHI	C	-1.13%
POR	B	-1.11%
AFG	B	-1.08%
GNTX	F	-1.06%
GGG	B	-1.04%
GLPI	B	-1.04%
NYT	B	-1.02%
MDU	C	-0.97%
DLB	D	-0.93%
FCPT	C	-0.9%
EPR	C	-0.89%
MSA	D	-0.87%
KBR	D	-0.85%
ELS	D	-0.83%
EFC	D	-0.83%
LSTR	D	-0.78%
ESNT	C	-0.78%
AVA	B	-0.77%
ENSG	D	-0.77%
PECO	C	-0.72%
AWR	B	-0.71%
CBSH	D	-0.71%
OGS	A	-0.71%
RNR	A	-0.7%
EPRT	C	-0.68%
PBH	D	-0.68%
LOPE	D	-0.67%
SLGN	A	-0.66%
CPK	B	-0.65%
RGA	C	-0.65%
RPM	C	-0.63%
CW	A	-0.63%
NMIH	C	-0.61%
AMG	C	-0.61%
AGO	D	-0.6%
SF	A	-0.6%
FCN	B	-0.59%
IDCC	A	-0.59%
PRGS	B	-0.59%
SCI	C	-0.58%
JHG	C	-0.58%
FELE	B	-0.57%
SBRA	C	-0.57%
MTG	B	-0.57%
ACM	B	-0.56%
COLM	B	-0.56%
BCPC	C	-0.54%
CWT	D	-0.54%
ARW	C	-0.54%
RS	D	-0.52%
AVT	B	-0.52%
FNF	A	-0.52%
EPC	F	-0.52%
CHH	C	-0.52%
GATX	D	-0.51%
FR	C	-0.48%
FLS	B	-0.47%
LANC	F	-0.47%
MSM	D	-0.47%
LAMR	C	-0.46%
MUSA	D	-0.46%
BRX	B	-0.46%
RYN	C	-0.45%
CHDN	D	-0.44%
PFGC	B	-0.43%
ASH	F	-0.42%
BWXT	A	-0.42%
BLKB	C	-0.42%
FAF	B	-0.41%
SAIC	B	-0.41%
RDN	D	-0.41%
PB	D	-0.4%
JEF	B	-0.39%
CLH	C	-0.39%
ENR	B	-0.39%
CNO	C	-0.39%
MAN	D	-0.38%
ITT	B	-0.38%
LXP	D	-0.38%
GPK	B	-0.38%
RGLD	C	-0.35%
ABM	D	-0.35%
IOSP	F	-0.35%
BJ	D	-0.35%
CSL	A	-0.34%
AGCO	D	-0.33%
FNB	D	-0.33%
JJSF	A	-0.33%
COOP	C	-0.33%
LECO	F	-0.33%
MTN	D	-0.31%
G	A	-0.31%
JAZZ	F	-0.31%
EXEL	C	-0.3%
MIDD	D	-0.29%
CRI	D	-0.28%
HRB	C	-0.28%
ALV	F	-0.28%
ONB	D	-0.28%
KFY	C	-0.28%
CUBE	C	-0.27%
LFUS	C	-0.27%
EVTC	D	-0.27%
R	C	-0.27%
LII	C	-0.26%
ORA	B	-0.26%
OSK	F	-0.26%
AIN	D	-0.26%
FSS	B	-0.25%
HXL	F	-0.24%
PLXS	B	-0.24%
REXR	D	-0.24%
CASY	D	-0.24%
IRT	C	-0.23%
PCH	C	-0.21%
NSA	C	-0.15%