HSMV vs. MIDE ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to Xtrackers S&P MidCap 400 ESG ETF (MIDE)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.37

Average Daily Volume

1,241

Number of Holdings ^*

196

* may have additional holdings in another (foreign) market

MIDE

Xtrackers S&P MidCap 400 ESG ETF

MIDE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P MidCap 400 ESG Index. The index seeks to target 75% of the float market capitalization (i.e., the amount of stock which is available for trading by the general public) of each Global Industry Classification Standard Industry Group (?GICS Industry Group?) within the S&P MidCap 400 Index, using an ESG score as the defining characteristic. The fund will invest at least 80% of its total assets (but typically far more) in component securities of the index. It is non-diversified.

Grade (RS Rating)

Last Trade

$30.42

Average Daily Volume

634

Number of Holdings ^*

274

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	MIDE
30 Days	2.27%	1.61%
60 Days	4.39%	2.48%
90 Days	9.34%	5.71%
12 Months	19.61%	19.47%

107 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in MIDE	Overlap
ACHC	C	0.55%	0.37%	0.37%
ADC	C	0.63%	0.4%	0.4%
AGCO	D	0.42%	0.29%	0.29%
ALV	F	0.37%	0.37%	0.37%
AM	B	0.48%	0.26%	0.26%
AMG	C	0.49%	0.28%	0.28%
AMH	C	0.52%	0.67%	0.52%
ARW	C	0.46%	0.35%	0.35%
ASH	D	0.42%	0.23%	0.23%
ATR	B	0.49%	0.53%	0.49%
AVT	D	0.47%	0.24%	0.24%
BJ	D	0.55%	0.55%	0.55%
BLKB	B	0.3%	0.17%	0.17%
BRX	B	0.59%	0.43%	0.43%
CBSH	C	0.49%	0.39%	0.39%
CHDN	C	0.45%	0.49%	0.45%
CHH	C	0.48%	0.15%	0.15%
CLH	B	0.58%	0.61%	0.58%
CNO	B	0.57%	0.18%	0.18%
CRI	C	0.47%	0.13%	0.13%
CRUS	D	0.42%	0.38%	0.38%
CSL	C	0.54%	0.98%	0.54%
CUBE	B	0.78%	0.62%	0.62%
CVLT	B	0.69%	0.34%	0.34%
DCI	D	0.46%	0.44%	0.44%
DLB	D	0.41%	0.22%	0.22%
DTM	B	0.56%	0.38%	0.38%
EGP	B	0.56%	0.46%	0.46%
EHC	B	0.52%	0.48%	0.48%
ELS	C	0.59%	0.71%	0.59%
EME	B	0.55%	0.9%	0.55%
ENOV	F	0.34%	0.11%	0.11%
ESNT	B	0.56%	0.35%	0.35%
EVR	B	0.67%	0.44%	0.44%
EXEL	B	0.56%	0.39%	0.39%
EXP	B	0.57%	0.44%	0.44%
FAF	B	0.64%	0.36%	0.36%
FCN	C	0.3%	0.4%	0.3%
FHI	A	0.5%	0.14%	0.14%
FLS	D	0.46%	0.32%	0.32%
FNB	D	0.46%	0.27%	0.27%
FNF	A	0.55%	0.79%	0.55%
G	C	0.59%	0.34%	0.34%
GATX	D	0.5%	0.25%	0.25%
GPK	B	0.5%	0.47%	0.47%
HRB	C	0.64%	0.46%	0.46%
INGR	A	0.56%	0.46%	0.46%
ITT	C	0.47%	0.56%	0.47%
JAZZ	D	0.39%	0.35%	0.35%
JEF	B	0.61%	0.5%	0.5%
JHG	B	0.53%	0.24%	0.24%
KEX	C	0.49%	0.35%	0.35%
KNX	C	0.48%	0.43%	0.43%
LECO	F	0.37%	0.52%	0.37%
LFUS	D	0.55%	0.32%	0.32%
LII	B	0.53%	0.95%	0.53%
LOPE	D	0.5%	0.22%	0.22%
LSTR	D	0.49%	0.34%	0.34%
MAN	C	0.44%	0.17%	0.17%
MDU	B	0.48%	0.27%	0.27%
MMS	D	0.51%	0.28%	0.28%
MSA	C	0.43%	0.33%	0.33%
MSM	D	0.4%	0.18%	0.18%
MTG	B	0.58%	0.34%	0.34%
NBIX	F	0.5%	0.63%	0.5%
NFG	B	0.54%	0.29%	0.29%
NJR	B	0.51%	0.24%	0.24%
NNN	B	0.57%	0.46%	0.46%
NVT	D	0.41%	0.55%	0.41%
OGS	B	0.52%	0.21%	0.21%
OHI	A	0.62%	0.51%	0.51%
ONB	C	0.32%	0.31%	0.31%
ORA	C	0.32%	0.21%	0.21%
PCH	C	0.5%	0.17%	0.17%
POST	C	0.51%	0.31%	0.31%
PRI	B	0.56%	0.46%	0.46%
R	B	0.44%	0.32%	0.32%
REXR	C	0.53%	0.57%	0.53%
RGA	B	0.52%	0.74%	0.52%
RGLD	B	0.42%	0.46%	0.42%
RLI	B	0.51%	0.33%	0.33%
RNR	B	0.51%	0.73%	0.51%
RPM	B	0.52%	0.8%	0.52%
RYN	C	0.49%	0.22%	0.22%
SBRA	B	0.59%	0.22%	0.22%
SCI	B	0.52%	0.6%	0.52%
SEIC	B	0.48%	0.35%	0.35%
SF	A	0.5%	0.46%	0.46%
SFM	B	0.63%	0.53%	0.53%
SIGI	C	0.42%	0.29%	0.29%
SON	C	0.45%	0.28%	0.28%
SR	B	0.52%	0.2%	0.2%
STAG	C	0.55%	0.38%	0.38%
THG	A	0.53%	0.28%	0.28%
TTEK	C	0.57%	0.66%	0.57%
TXRH	D	0.48%	0.57%	0.48%
USFD	B	0.53%	0.67%	0.53%
UTHR	C	0.68%	0.82%	0.68%
VNT	D	0.37%	0.26%	0.26%
VOYA	A	0.49%	0.37%	0.37%
VVV	D	0.43%	0.27%	0.27%
WEN	C	0.39%	0.14%	0.14%
WH	B	0.49%	0.32%	0.32%
WPC	B	0.53%	0.71%	0.53%
WTRG	D	0.52%	0.51%	0.51%
WTS	C	0.45%	0.28%	0.28%
WU	D	0.49%	0.21%	0.21%

HSMV Overweight 89 Positions Relative to MIDE

Symbol	Grade	Weight
LXP	B	0.72%
IDCC	B	0.7%
CPK	B	0.67%
GMED	D	0.64%
PLXS	B	0.62%
NMIH	B	0.61%
ENSG	C	0.61%
INVA	B	0.6%
FCPT	A	0.59%
GLPI	B	0.58%
FR	C	0.58%
CTRE	B	0.58%
MUSA	C	0.58%
EPRT	A	0.58%
AWR	B	0.57%
JJSF	C	0.57%
NYT	C	0.57%
BCPC	C	0.57%
ORI	A	0.56%
EPR	B	0.55%
CW	B	0.55%
PECO	B	0.55%
CACI	B	0.55%
OGE	B	0.55%
CASY	D	0.55%
ROIC	B	0.54%
SWX	C	0.54%
KFY	B	0.54%
RDN	B	0.54%
EFC	B	0.54%
PRGS	C	0.54%
CWT	C	0.54%
POR	B	0.53%
MAT	C	0.53%
UNF	B	0.53%
PNM	B	0.53%
MCRI	B	0.52%
VRRM	D	0.52%
NWE	A	0.52%
MTN	D	0.52%
IDA	B	0.52%
COOP	B	0.52%
BKH	B	0.52%
AIN	D	0.51%
MSGS	B	0.51%
ALE	A	0.51%
AVA	B	0.51%
NSIT	C	0.51%
WERN	D	0.5%
SLGN	B	0.5%
AFG	B	0.5%
LANC	D	0.5%
MOG.A	B	0.49%
SAIC	C	0.49%
PFGC	B	0.49%
COLM	B	0.49%
ACM	B	0.48%
PBH	B	0.48%
CHE	C	0.48%
FSS	D	0.47%
BWXT	D	0.47%
MIDD	C	0.47%
GGG	C	0.47%
LAMR	A	0.46%
EPC	F	0.46%
AGO	C	0.46%
FLO	C	0.45%
KBR	D	0.44%
RS	D	0.44%
SNX	D	0.44%
FELE	C	0.44%
NSA	B	0.42%
HXL	F	0.42%
PB	B	0.41%
TNC	D	0.41%
IOSP	D	0.41%
GNTX	F	0.4%
OSK	D	0.4%
ENR	F	0.39%
EVTC	D	0.39%
IRT	B	0.37%
AIR	C	0.33%
EXPO	B	0.32%
ABM	D	0.32%
CCOI	C	0.31%
GO	F	0.25%
PDCO	F	0.23%
PZZA	D	0.22%
LEG	D	0.18%

HSMV Underweight 167 Positions Relative to MIDE

Symbol	Grade	Weight
WSM	C	-0.9%
BURL	B	-0.87%
MANH	B	-0.81%
THC	B	-0.78%
WSO	C	-0.77%
PSTG	F	-0.75%
TOL	B	-0.75%
OC	C	-0.72%
ERIE	A	-0.65%
DT	C	-0.64%
EQH	C	-0.64%
DKS	D	-0.63%
XPO	D	-0.62%
JLL	B	-0.62%
BLD	D	-0.6%
FND	C	-0.6%
EWBC	C	-0.59%
CCK	A	-0.57%
FIX	B	-0.57%
ALLY	F	-0.57%
OVV	D	-0.53%
ARMK	B	-0.53%
RRX	C	-0.51%
UNM	B	-0.51%
WMS	D	-0.5%
COHR	B	-0.49%
ONTO	F	-0.47%
TTC	D	-0.45%
TPX	C	-0.44%
FHN	D	-0.44%
WEX	C	-0.44%
OLED	C	-0.43%
FYBR	C	-0.42%
CHK	D	-0.41%
BERY	B	-0.41%
LAD	C	-0.4%
AXTA	C	-0.4%
WBS	C	-0.4%
AR	D	-0.39%
CIEN	C	-0.39%
HALO	B	-0.39%
AYI	B	-0.39%
RGEN	F	-0.39%
X	D	-0.38%
CFR	C	-0.37%
PLNT	A	-0.37%
SSD	C	-0.37%
MDY	C	-0.37%
CR	C	-0.37%
AA	D	-0.37%
PNFP	B	-0.37%
ZION	D	-0.36%
TMHC	B	-0.36%
WFRD	F	-0.36%
HQY	C	-0.36%
DINO	D	-0.36%
LNTH	C	-0.36%
SWN	D	-0.35%
H	C	-0.35%
TREX	F	-0.35%
RRC	D	-0.35%
WCC	C	-0.35%
NOV	D	-0.34%
WTFC	B	-0.34%
SNV	C	-0.34%
STWD	A	-0.33%
ELF	F	-0.33%
LEA	D	-0.33%
CYTK	F	-0.33%
LPX	B	-0.32%
NOVT	D	-0.32%
MTZ	B	-0.32%
CBT	B	-0.3%
DAR	F	-0.3%
DBX	D	-0.3%
CADE	B	-0.3%
EXLS	C	-0.3%
SRCL	A	-0.3%
CMC	D	-0.3%
GXO	D	-0.3%
KRG	B	-0.3%
KBH	B	-0.3%
ESAB	C	-0.29%
THO	D	-0.29%
PVH	F	-0.29%
VNO	B	-0.29%
OPCH	C	-0.29%
WHR	D	-0.29%
TKR	D	-0.28%
ST	D	-0.28%
KD	D	-0.28%
MTSI	D	-0.28%
VMI	D	-0.28%
CLF	F	-0.28%
COLB	B	-0.27%
GBCI	B	-0.26%
CIVI	F	-0.26%
BC	C	-0.26%
MUR	D	-0.26%
NXST	D	-0.26%
UGI	C	-0.25%
BCO	B	-0.24%
SLM	C	-0.24%
DOCS	B	-0.24%
GTLS	F	-0.24%
OZK	D	-0.23%
CPRI	D	-0.23%
PII	D	-0.23%
HOG	C	-0.23%
WLK	D	-0.23%
CUZ	B	-0.22%
CNX	A	-0.22%
AVNT	B	-0.22%
EEFT	D	-0.22%
RMBS	F	-0.22%
UMBF	B	-0.22%
GAP	F	-0.22%
ENS	C	-0.21%
BDC	B	-0.21%
BYD	C	-0.21%
M	F	-0.21%
AN	D	-0.21%
ASGN	D	-0.21%
HAE	D	-0.2%
KRC	B	-0.2%
VAL	F	-0.19%
VLY	C	-0.18%
SLAB	D	-0.18%
TEX	D	-0.18%
COTY	F	-0.18%
POWI	F	-0.17%
NSP	D	-0.17%
CNXC	D	-0.17%
LITE	B	-0.17%
AMED	C	-0.17%
NVST	D	-0.16%
PK	D	-0.16%
AMKR	F	-0.16%
ASB	D	-0.16%
TCBI	B	-0.16%
RCM	C	-0.15%
SYNA	F	-0.15%
NEOG	C	-0.15%
PAG	D	-0.15%
TNL	D	-0.15%
LIVN	D	-0.14%
SMG	C	-0.14%
ZI	D	-0.14%
AZTA	D	-0.13%
TGNA	C	-0.13%
BHF	D	-0.13%
VC	F	-0.13%
TDC	F	-0.13%
VAC	F	-0.12%
GT	F	-0.12%
JWN	B	-0.11%
ZD	D	-0.11%
ADNT	F	-0.1%
PGNY	F	-0.1%
ALGM	F	-0.1%
PPC	D	-0.09%
GEF	D	-0.08%
CAR	F	-0.07%
HELE	D	-0.07%
UA	C	-0.07%
UAA	C	-0.07%
WOLF	F	-0.05%