GSLC vs. FTA ETF Comparison

Comparison of Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF (GSLC) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

GSLC

Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF

GSLC Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Goldman Sachs ActiveBeta® U.S. Large Cap Equity Index. The fund invests at least 80% of its assets (exclusive of collateral held from securities lending) in securities included in its underlying index. The index is designed to deliver exposure to equity securities of large-capitalization U.S. issuers. The index is constructed using the patented ActiveBeta® Portfolio Construction Methodology.

Grade (RS Rating)

Last Trade

$112.89

Average Daily Volume

192,830

Number of Holdings ^*

424

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.16

Average Daily Volume

35,869

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	GSLC	FTA
30 Days	4.49%	2.23%
60 Days	11.28%	8.56%
90 Days	4.30%	9.43%
12 Months	36.87%	27.63%

159 Overlapping Holdings

Symbol	Grade	Weight in GSLC	Weight in FTA	Overlap
ABT	C	0.21%	0.18%	0.18%
ACGL	A	0.18%	0.94%	0.18%
ADM	F	0.18%	0.83%	0.18%
AEP	C	0.03%	0.78%	0.03%
AFL	A	0.14%	0.6%	0.14%
AIG	C	0.21%	0.66%	0.21%
ARE	D	0.04%	0.35%	0.04%
ATO	A	0.11%	0.79%	0.11%
BAC	B	0.34%	0.48%	0.34%
BBY	C	0.24%	0.59%	0.24%
BG	F	0.15%	0.76%	0.15%
BIIB	F	0.1%	0.14%	0.1%
BLK	A	0.12%	0.2%	0.12%
BRK.A	B	1.1%	0.94%	0.94%
C	B	0.26%	0.48%	0.26%
CAG	D	0.18%	0.76%	0.18%
CB	A	0.21%	0.76%	0.21%
CBRE	C	0.05%	0.22%	0.05%
CE	D	0.13%	0.86%	0.13%
CF	A	0.1%	0.96%	0.1%
CFG	C	0.07%	0.76%	0.07%
CHTR	D	0.12%	0.53%	0.12%
CI	D	0.31%	0.17%	0.17%
CINF	A	0.11%	0.96%	0.11%
CMCSA	B	0.33%	0.89%	0.33%
CMI	A	0.08%	0.19%	0.08%
CMS	A	0.06%	0.58%	0.06%
CNC	F	0.23%	0.75%	0.23%
CNP	B	0.05%	0.46%	0.05%
COF	A	0.31%	0.72%	0.31%
COP	D	0.12%	0.76%	0.12%
CSCO	A	0.35%	0.37%	0.35%
CTRA	D	0.03%	0.74%	0.03%
CTSH	B	0.17%	0.76%	0.17%
CTVA	A	0.02%	0.18%	0.02%
CVS	D	0.25%	0.87%	0.25%
CVX	B	0.2%	0.78%	0.2%
DE	C	0.07%	0.55%	0.07%
DG	F	0.03%	0.11%	0.03%
DGX	D	0.14%	0.55%	0.14%
DHI	C	0.18%	1.13%	0.18%
DOV	C	0.11%	0.36%	0.11%
DOW	B	0.09%	0.35%	0.09%
DTE	B	0.02%	0.56%	0.02%
DUK	C	0.09%	0.56%	0.09%
DVN	F	0.02%	0.69%	0.02%
EBAY	A	0.11%	0.8%	0.11%
ED	C	0.07%	0.78%	0.07%
EG	A	0.11%	0.87%	0.11%
EIX	C	0.02%	0.59%	0.02%
ELV	F	0.17%	0.16%	0.16%
EOG	B	0.09%	0.81%	0.09%
EPAM	F	0.08%	0.35%	0.08%
EQR	C	0.07%	0.52%	0.07%
ETR	A	0.06%	1.02%	0.06%
EXC	C	0.04%	0.97%	0.04%
EXPD	D	0.11%	0.17%	0.11%
F	D	0.11%	0.72%	0.11%
FANG	D	0.05%	0.71%	0.05%
FDX	F	0.14%	0.44%	0.14%
FE	C	0.06%	0.56%	0.06%
FITB	C	0.02%	0.57%	0.02%
GD	C	0.14%	0.17%	0.14%
GIS	C	0.05%	0.57%	0.05%
GPC	D	0.07%	0.34%	0.07%
GPN	F	0.04%	0.87%	0.04%
HAL	D	0.03%	0.57%	0.03%
HBAN	B	0.03%	0.74%	0.03%
HCA	C	0.12%	0.42%	0.12%
HIG	A	0.23%	0.78%	0.23%
HPE	B	0.3%	0.79%	0.3%
HPQ	B	0.08%	0.34%	0.08%
HSY	D	0.08%	0.35%	0.08%
HUM	F	0.04%	0.14%	0.04%
INTC	D	0.08%	0.38%	0.08%
IPG	D	0.12%	0.73%	0.12%
J	F	0.06%	0.18%	0.06%
JBL	C	0.14%	0.55%	0.14%
JCI	C	0.02%	0.19%	0.02%
JNJ	D	0.65%	0.37%	0.37%
K	B	0.05%	0.23%	0.05%
KDP	C	0.06%	0.37%	0.06%
KEY	B	0.02%	0.39%	0.02%
KHC	F	0.07%	0.73%	0.07%
KMB	D	0.15%	0.17%	0.15%
KMI	A	0.21%	0.73%	0.21%
KR	C	0.42%	0.55%	0.42%
KVUE	C	0.06%	0.21%	0.06%
L	C	0.17%	0.7%	0.17%
LEN	C	0.34%	1.04%	0.34%
LHX	A	0.05%	0.17%	0.05%
LKQ	F	0.18%	0.65%	0.18%
LMT	A	0.11%	0.42%	0.11%
LNG	A	0.06%	0.69%	0.06%
LOW	C	0.41%	0.4%	0.4%
LYB	B	0.11%	0.67%	0.11%
MAA	D	0.06%	0.18%	0.06%
MDLZ	D	0.09%	0.18%	0.09%
MDT	C	0.08%	0.38%	0.08%
MKL	B	0.12%	0.83%	0.12%
MOH	F	0.02%	0.38%	0.02%
MPC	D	0.25%	0.79%	0.25%
MS	A	0.17%	0.36%	0.17%
MTB	A	0.05%	0.77%	0.05%
NEE	C	0.08%	0.4%	0.08%
NKE	D	0.2%	0.19%	0.19%
NUE	D	0.16%	0.79%	0.16%
OC	C	0.1%	0.67%	0.1%
OKE	A	0.15%	0.37%	0.15%
OMC	C	0.15%	0.38%	0.15%
OXY	D	0.04%	0.68%	0.04%
PCG	C	0.03%	0.76%	0.03%
PEG	A	0.09%	0.4%	0.09%
PFG	A	0.19%	0.18%	0.18%
PKG	B	0.1%	0.39%	0.1%
PNC	C	0.07%	0.39%	0.07%
POOL	D	0.06%	0.2%	0.06%
PPG	D	0.1%	0.36%	0.1%
PRU	B	0.13%	0.17%	0.13%
PSX	D	0.17%	0.77%	0.17%
PYPL	A	0.08%	0.45%	0.08%
QCOM	D	0.39%	0.14%	0.14%
REGN	D	0.29%	0.16%	0.16%
RF	B	0.03%	0.56%	0.03%
RJF	B	0.1%	0.16%	0.1%
RS	D	0.13%	0.68%	0.13%
SJM	D	0.02%	0.74%	0.02%
SNA	C	0.1%	0.74%	0.1%
SRE	C	0.05%	0.53%	0.05%
SSNC	C	0.24%	0.39%	0.24%
STLD	C	0.11%	0.81%	0.11%
STT	A	0.22%	0.58%	0.22%
SWKS	F	0.18%	0.45%	0.18%
SYF	A	0.33%	0.88%	0.33%
SYY	D	0.22%	0.18%	0.18%
T	B	0.33%	0.96%	0.33%
TDY	A	0.12%	0.55%	0.12%
TGT	C	0.21%	0.35%	0.21%
TRGP	A	0.1%	0.19%	0.1%
TROW	D	0.07%	0.63%	0.07%
TRV	B	0.13%	0.39%	0.13%
TSCO	A	0.2%	0.17%	0.17%
TSN	D	0.05%	0.17%	0.05%
TXT	F	0.17%	0.5%	0.17%
USB	C	0.05%	0.56%	0.05%
VLO	F	0.22%	0.72%	0.22%
VTR	C	0.02%	0.2%	0.02%
VTRS	D	0.34%	0.73%	0.34%
VZ	C	0.26%	0.73%	0.26%
WBD	F	0.25%	0.75%	0.25%
WEC	B	0.03%	0.59%	0.03%
WFC	B	0.26%	0.63%	0.26%
WMT	A	0.93%	0.19%	0.19%
WPC	C	0.05%	0.56%	0.05%
WRB	C	0.08%	0.36%	0.08%
WY	C	0.04%	0.4%	0.04%
XOM	A	0.75%	0.67%	0.67%
ZBH	F	0.08%	0.49%	0.08%
ZM	B	0.18%	0.57%	0.18%

GSLC Overweight 265 Positions Relative to FTA

Symbol	Grade	Weight
AAPL	C	6.4%
MSFT	D	5.94%
NVDA	B	5.46%
AMZN	C	3.13%
META	A	2.64%
GOOGL	B	1.86%
GOOG	B	1.72%
LLY	D	1.41%
AVGO	B	1.21%
JPM	C	0.98%
COST	C	0.86%
UNH	B	0.85%
HD	A	0.83%
MA	A	0.79%
V	B	0.72%
TSLA	C	0.69%
PG	D	0.62%
ABBV	C	0.6%
ADBE	F	0.51%
ACN	B	0.51%
BLDR	C	0.5%
MRK	F	0.49%
FICO	C	0.44%
AMAT	C	0.43%
IBM	A	0.43%
GWW	B	0.42%
CRM	B	0.42%
BKNG	B	0.42%
TJX	D	0.41%
CL	D	0.4%
PEP	F	0.38%
KO	C	0.35%
CTAS	C	0.35%
FAST	C	0.34%
VRSN	C	0.34%
BK	A	0.33%
AMD	C	0.33%
NFLX	A	0.33%
PHM	C	0.33%
LRCX	D	0.33%
MCO	D	0.32%
IDXX	D	0.32%
AMP	A	0.32%
CDNS	D	0.32%
PM	D	0.31%
NOW	B	0.31%
MMC	D	0.3%
MANH	A	0.3%
MSI	A	0.3%
MTD	C	0.29%
ORLY	A	0.29%
ORCL	A	0.29%
INTU	F	0.28%
GE	B	0.28%
TXN	C	0.27%
YUM	C	0.27%
AMGN	D	0.26%
AXP	A	0.26%
FTNT	A	0.25%
ULTA	D	0.25%
VRTX	D	0.25%
KLAC	B	0.25%
AZO	D	0.25%
TMUS	A	0.25%
LIN	C	0.25%
DECK	B	0.25%
VST	A	0.24%
PINS	D	0.24%
TMO	D	0.24%
IT	A	0.23%
LDOS	A	0.23%
ROP	D	0.23%
ITW	C	0.22%
APH	D	0.22%
EA	D	0.22%
APO	A	0.22%
SHW	C	0.22%
ANET	A	0.21%
ADSK	B	0.21%
DFS	A	0.21%
PGR	B	0.21%
LII	C	0.21%
CAT	A	0.21%
SNPS	F	0.21%
BMY	A	0.21%
WAB	A	0.21%
BSX	A	0.2%
WMB	A	0.2%
MCD	A	0.2%
RSG	D	0.2%
MAS	C	0.19%
RTX	A	0.19%
HUBS	D	0.19%
ICE	A	0.19%
FI	A	0.19%
NTNX	C	0.19%
EXPE	B	0.18%
DHR	D	0.18%
DIS	D	0.18%
HST	D	0.18%
AJG	C	0.18%
GILD	A	0.18%
SWK	C	0.18%
GDDY	B	0.18%
CCL	C	0.18%
TEAM	D	0.18%
PANW	B	0.18%
CLX	C	0.17%
ISRG	C	0.17%
MCK	F	0.17%
OTIS	A	0.17%
PTC	B	0.17%
CEG	A	0.17%
HOLX	D	0.16%
NRG	A	0.16%
MO	D	0.16%
HON	C	0.16%
UBER	C	0.16%
PH	A	0.16%
DPZ	D	0.16%
AVY	D	0.15%
BRO	A	0.15%
ZTS	C	0.15%
WM	B	0.15%
SYK	C	0.15%
ETN	B	0.15%
WSM	C	0.15%
PSTG	F	0.15%
NTAP	D	0.15%
IEX	D	0.14%
BR	B	0.14%
TT	A	0.14%
HLT	A	0.14%
CBOE	B	0.14%
CHD	D	0.13%
ADI	B	0.13%
DELL	C	0.13%
JKHY	A	0.13%
DRI	C	0.13%
AKAM	D	0.13%
SPGI	C	0.13%
TDG	A	0.13%
DAL	C	0.13%
RPM	A	0.13%
NTRS	B	0.13%
IRM	B	0.12%
PODD	C	0.12%
CRWD	D	0.12%
TER	C	0.12%
EME	B	0.12%
CAH	B	0.12%
MU	D	0.12%
VRT	B	0.12%
AME	C	0.12%
CDW	D	0.12%
FCNCA	D	0.11%
MCHP	F	0.11%
VRSK	D	0.11%
CMG	C	0.11%
LPLA	D	0.11%
CME	A	0.11%
AON	A	0.11%
HWM	A	0.11%
NDSN	C	0.11%
FDS	C	0.11%
VLTO	A	0.11%
GRMN	D	0.1%
EW	F	0.1%
IR	A	0.1%
ON	F	0.1%
KEYS	B	0.1%
ECL	C	0.1%
KKR	A	0.1%
RCL	B	0.1%
SO	A	0.09%
MMM	C	0.09%
MRO	B	0.09%
XYL	C	0.09%
CARR	A	0.09%
LNT	B	0.09%
NVR	C	0.09%
ALL	A	0.09%
VICI	C	0.09%
MAR	A	0.09%
PCAR	D	0.09%
IQV	F	0.09%
ROST	D	0.09%
CSL	A	0.09%
GGG	C	0.09%
HUBB	A	0.08%
WSO	C	0.08%
ALGN	D	0.08%
PWR	A	0.08%
INVH	D	0.08%
CSX	D	0.08%
EL	D	0.08%
FTV	C	0.08%
PPL	C	0.08%
MSTR	B	0.08%
CPRT	B	0.08%
STZ	D	0.08%
WAT	B	0.08%
PAYX	B	0.07%
ARES	A	0.07%
GEV	A	0.07%
AVB	C	0.07%
BDX	C	0.07%
MPWR	B	0.07%
WELL	C	0.07%
NI	A	0.07%
STX	C	0.07%
GLW	C	0.07%
STE	D	0.07%
BAH	C	0.07%
WDC	C	0.07%
MNST	D	0.06%
TTWO	D	0.06%
MET	A	0.06%
COIN	F	0.06%
TYL	D	0.06%
EVRG	C	0.06%
A	B	0.06%
AXON	A	0.06%
TRMB	B	0.06%
BX	C	0.06%
UNP	F	0.06%
VMC	D	0.06%
SPG	A	0.06%
NDAQ	C	0.05%
MLM	F	0.05%
PFE	D	0.05%
AVTR	D	0.05%
ALNY	C	0.05%
ADP	A	0.05%
IP	C	0.05%
SUI	D	0.05%
OKTA	F	0.05%
LECO	D	0.05%
DASH	A	0.05%
CPAY	A	0.05%
SMCI	F	0.05%
DLTR	F	0.05%
ESS	D	0.05%
LVS	B	0.04%
WDAY	D	0.04%
IFF	D	0.04%
SCHW	D	0.04%
OVV	D	0.04%
DLR	C	0.04%
GEHC	C	0.03%
FIS	A	0.03%
LYV	A	0.03%
WTW	C	0.03%
ODFL	F	0.03%
ZS	F	0.03%
EMR	B	0.03%
URI	C	0.02%
RBLX	D	0.02%
O	C	0.02%
ANSS	D	0.02%
RMD	C	0.02%
NOC	B	0.02%
DDOG	B	0.02%
APA	F	0.02%
PSA	C	0.02%

GSLC Underweight 27 Positions Relative to FTA

Symbol	Grade	Weight
FOXA	B	-1.03%
UAL	A	-0.99%
APTV	D	-0.88%
GM	D	-0.84%
EQT	C	-0.82%
XEL	C	-0.81%
AEE	A	-0.81%
UHAL	C	-0.8%
BEN	F	-0.62%
D	A	-0.57%
JBHT	D	-0.53%
INCY	B	-0.53%
BKR	B	-0.5%
LUV	B	-0.5%
TEL	D	-0.49%
CRBG	B	-0.48%
FNF	C	-0.41%
APD	C	-0.39%
KIM	C	-0.39%
GS	B	-0.37%
CPB	D	-0.36%
HRL	F	-0.35%
UPS	D	-0.33%
MKC	C	-0.19%
DD	C	-0.18%
AWK	D	-0.18%
WLK	C	-0.17%