FYT vs. RFDA ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to RiverFront Dynamic US Dividend Advantage ETF (RFDA)

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$54.73

Average Daily Volume

18,752

Number of Holdings ^*

251

* may have additional holdings in another (foreign) market

RFDA

RiverFront Dynamic US Dividend Advantage ETF

RFDA Description

The Fund seeks to provide capital appreciation and dividend income. RiverFront Dynamic US Dividend Advantage is an Actively Managed ETF and does not follow an index.

Grade (RS Rating)

Last Trade

$55.05

Average Daily Volume

3,864

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYT	RFDA
30 Days	0.39%	4.25%
60 Days	4.13%	10.01%
90 Days	8.13%	3.63%
12 Months	21.06%	31.16%

8 Overlapping Holdings

Symbol	Grade	Weight in FYT	Weight in RFDA	Overlap
APOG	B	0.39%	1.25%	0.39%
CWEN	C	0.15%	1.61%	0.15%
FULT	D	0.26%	0.65%	0.26%
GEF	B	0.66%	0.6%	0.6%
PRDO	D	0.5%	1.97%	0.5%
RC	F	0.57%	0.38%	0.38%
TGNA	B	0.66%	0.57%	0.57%
VBTX	C	0.44%	0.66%	0.44%

FYT Overweight 243 Positions Relative to RFDA

Symbol	Grade	Weight
PRG	C	0.86%
CNX	A	0.77%
UAA	B	0.76%
CCS	C	0.75%
BZH	C	0.73%
NMIH	B	0.73%
BNL	C	0.72%
PHIN	D	0.72%
GHC	A	0.7%
EBC	B	0.7%
INVA	B	0.7%
LZB	D	0.69%
NWE	C	0.69%
HE	F	0.68%
NWN	D	0.68%
EIG	A	0.68%
AVA	D	0.68%
ATSG	D	0.67%
SR	D	0.67%
UVV	D	0.66%
WMK	D	0.66%
IMKTA	F	0.65%
SPB	C	0.65%
ENVA	B	0.63%
HIW	C	0.62%
LGIH	C	0.62%
EFSC	D	0.61%
STBA	D	0.61%
CNO	B	0.61%
RLJ	D	0.61%
GDEN	D	0.61%
SBH	B	0.6%
NX	F	0.6%
CXW	F	0.6%
KOP	F	0.6%
JBT	B	0.6%
CALM	A	0.59%
FCF	D	0.59%
BKU	D	0.59%
RYI	D	0.59%
CABO	F	0.59%
AAT	C	0.59%
HPP	F	0.59%
INDB	D	0.57%
GES	F	0.57%
ALGT	D	0.57%
DNOW	F	0.56%
CUBI	F	0.56%
SNDR	D	0.56%
HTZ	F	0.56%
ADNT	F	0.55%
OCFC	C	0.55%
FRME	D	0.54%
OLPX	C	0.54%
FFBC	D	0.54%
CATY	B	0.54%
VSCO	C	0.53%
REVG	D	0.53%
ARCH	D	0.53%
ABR	C	0.52%
CRI	D	0.52%
KSS	D	0.52%
WERN	D	0.51%
SCHL	F	0.51%
HUBG	D	0.51%
SAH	D	0.51%
PFBC	D	0.51%
WGO	D	0.51%
CRK	B	0.51%
NAVI	D	0.5%
IBOC	D	0.5%
VSH	F	0.49%
ABM	D	0.49%
USM	B	0.49%
REZI	D	0.48%
LILAK	D	0.48%
ANDE	D	0.48%
PEBO	F	0.48%
FBNC	B	0.47%
CENTA	F	0.47%
CRC	B	0.47%
SASR	B	0.46%
PATK	A	0.46%
CENX	C	0.44%
EPC	F	0.44%
MATW	F	0.44%
SSTK	F	0.44%
SLVM	C	0.44%
BANR	B	0.43%
PDCO	F	0.43%
MSGE	B	0.43%
SFNC	B	0.43%
TOWN	C	0.43%
DAN	D	0.42%
PARR	F	0.42%
PNM	B	0.42%
LGND	C	0.42%
TALO	D	0.42%
OFG	D	0.42%
MCRI	B	0.41%
NWBI	D	0.41%
BKE	B	0.41%
HOPE	B	0.41%
JELD	D	0.41%
CASH	C	0.41%
ADV	F	0.4%
CTOS	F	0.4%
BXC	D	0.4%
UNF	A	0.4%
OI	D	0.4%
FHI	A	0.4%
FIBK	C	0.39%
OMI	F	0.39%
KMT	C	0.39%
AMN	F	0.39%
AX	D	0.39%
FHB	D	0.39%
RNST	D	0.38%
WSBC	D	0.38%
WSFS	D	0.38%
NBHC	D	0.38%
SJW	D	0.38%
OMCL	C	0.38%
EQC	D	0.37%
KN	B	0.37%
CBRL	D	0.37%
NMRK	C	0.37%
ARCB	F	0.37%
ODP	F	0.36%
ECVT	F	0.36%
ICUI	B	0.36%
KOS	F	0.35%
HTLD	F	0.35%
CMCO	D	0.35%
MRTN	F	0.34%
VRTS	D	0.33%
MLKN	F	0.33%
CHGG	F	0.32%
DEI	A	0.32%
PLUS	B	0.32%
MODG	F	0.32%
DORM	C	0.31%
ROIC	C	0.31%
ZD	D	0.31%
GEO	D	0.31%
BDC	A	0.3%
VAC	D	0.3%
HELE	D	0.3%
WAFD	D	0.29%
MCY	B	0.29%
GTY	C	0.29%
DIOD	F	0.29%
AUB	D	0.28%
NIC	D	0.28%
LCII	C	0.28%
CSGS	B	0.28%
VCTR	A	0.28%
TCBI	B	0.28%
CNXN	C	0.28%
ALEX	D	0.28%
CPK	C	0.28%
NHC	D	0.28%
PRIM	A	0.28%
SRCE	D	0.27%
CWT	D	0.27%
SNEX	B	0.27%
SAFT	D	0.27%
PSMT	A	0.27%
DEA	D	0.27%
DFIN	B	0.27%
SBCF	D	0.27%
OEC	F	0.27%
UCBI	B	0.27%
TRMK	D	0.26%
EAT	A	0.26%
PTVE	D	0.26%
TCBK	D	0.26%
BUSE	D	0.26%
KLG	F	0.26%
HTH	F	0.25%
GOGO	F	0.25%
CVBF	B	0.25%
PBH	D	0.25%
HLF	F	0.25%
XHR	A	0.25%
PCRX	D	0.24%
LNN	C	0.24%
TRS	D	0.24%
MTX	C	0.22%
SHEN	F	0.22%
FOXF	F	0.21%
BLMN	F	0.21%
KALU	D	0.2%
STRA	F	0.2%
LTH	B	0.16%
FDP	C	0.16%
CBU	D	0.15%
CVCO	C	0.15%
BMBL	F	0.15%
PFS	D	0.15%
PLXS	A	0.15%
BOOT	B	0.15%
FBP	B	0.14%
SHOO	A	0.14%
NBTB	D	0.14%
ADUS	D	0.14%
HNI	B	0.14%
WD	C	0.14%
BHLB	D	0.14%
JBGS	C	0.14%
FBK	B	0.14%
MWA	A	0.14%
STC	D	0.14%
ATUS	C	0.14%
OII	D	0.13%
PPBI	D	0.13%
KFY	C	0.13%
PGRE	D	0.13%
HMN	B	0.13%
NNI	B	0.13%
THS	D	0.13%
LXP	D	0.13%
GNW	A	0.13%
KFRC	F	0.12%
NVEE	F	0.12%
ASB	D	0.12%
CAKE	A	0.12%
AIN	F	0.12%
APAM	B	0.12%
WOR	F	0.11%
SCL	D	0.11%
CTS	B	0.11%
ENOV	F	0.11%
CMTG	F	0.11%
VSAT	F	0.11%
THRM	F	0.11%
OXM	F	0.1%
ROG	D	0.1%
XRX	D	0.1%
GO	F	0.09%
DK	F	0.09%
HI	F	0.08%
IART	F	0.07%

FYT Underweight 62 Positions Relative to RFDA

Symbol	Grade	Weight
NVDA	B	-9.32%
AAPL	C	-8.31%
MSFT	D	-8.05%
AMZN	C	-3.97%
GOOG	B	-2.33%
VGR	B	-1.95%
IBM	A	-1.95%
HRB	C	-1.91%
HPE	B	-1.81%
AM	A	-1.77%
CSCO	A	-1.67%
ORI	A	-1.63%
FIS	A	-1.63%
PEG	A	-1.59%
USB	C	-1.54%
EOG	B	-1.5%
KMI	A	-1.34%
CRGY	B	-1.31%
UHT	D	-1.29%
PBI	C	-1.28%
QCOM	D	-1.25%
TJX	D	-1.25%
GMRE	C	-1.23%
SKT	A	-1.22%
V	B	-1.22%
XOM	A	-1.21%
BGS	D	-1.2%
NRC	F	-1.14%
MYE	F	-1.06%
UVE	C	-1.03%
EGY	D	-1.02%
GNK	D	-0.96%
DLX	F	-0.96%
WASH	C	-0.93%
HAFC	D	-0.91%
HTBK	D	-0.89%
THFF	D	-0.89%
TRST	D	-0.88%
METC	D	-0.86%
LMT	A	-0.85%
FHN	D	-0.85%
JWN	D	-0.81%
MPW	C	-0.8%
AMGN	D	-0.8%
GOOGL	B	-0.8%
MO	D	-0.78%
KO	C	-0.74%
PAYX	B	-0.71%
OMF	D	-0.69%
ETD	C	-0.67%
CPT	C	-0.66%
INVH	D	-0.64%
VLY	C	-0.64%
WU	D	-0.64%
MSM	D	-0.59%
EVRG	C	-0.58%
UPBD	F	-0.54%
FNB	D	-0.53%
DVN	F	-0.47%
PDM	C	-0.44%
PM	D	-0.43%
STWD	C	-0.42%