FYC vs. JSMD ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Janus Small/Mid Cap Growth Alpha ETF (JSMD)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$73.05

Average Daily Volume

22,986

Number of Holdings ^*

241

* may have additional holdings in another (foreign) market

JSMD

Janus Small/Mid Cap Growth Alpha ETF

JSMD Description

Janus Small/Mid Cap Growth Alpha ETF seeks investment results that correspond generally, before fees and expenses, to the performance of the Janus Small/Mid Cap Growth Alpha Index.

Grade (RS Rating)

Last Trade

$71.24

Average Daily Volume

15,357

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

Performance

Period	FYC	JSMD
30 Days	4.54%	3.16%
60 Days	4.48%	2.08%
90 Days	11.89%	6.95%
12 Months	25.20%	19.87%

36 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in JSMD	Overlap
AESI	C	0.35%	0.18%	0.18%
ALG	D	0.12%	0.2%	0.12%
ALRM	F	0.2%	0.45%	0.2%
AWR	B	0.13%	0.1%	0.1%
BOWL	D	0.48%	0.04%	0.04%
CBZ	F	0.43%	0.32%	0.32%
CORT	B	0.52%	0.75%	0.52%
CPRX	B	0.46%	0.48%	0.46%
CSWI	B	0.59%	0.48%	0.48%
DFH	C	0.3%	0.04%	0.04%
DOCN	B	0.13%	0.61%	0.13%
DOCS	B	0.32%	0.95%	0.32%
GRBK	B	0.46%	0.12%	0.12%
HASI	B	0.41%	0.26%	0.26%
HRMY	B	0.3%	0.43%	0.3%
HWKN	C	0.76%	0.37%	0.37%
IAS	D	0.13%	0.14%	0.13%
IESC	C	0.67%	0.3%	0.3%
IIPR	A	0.41%	0.13%	0.13%
KNTK	A	0.37%	0.22%	0.22%
LPG	F	0.39%	0.12%	0.12%
MBIN	C	0.5%	0.12%	0.12%
MYRG	F	0.17%	0.15%	0.15%
NSA	A	0.4%	0.12%	0.12%
NSSC	D	0.34%	0.23%	0.23%
PJT	C	0.66%	0.19%	0.19%
PLAB	D	0.11%	0.24%	0.11%
PLMR	B	0.54%	0.15%	0.15%
PLYM	D	0.13%	0.04%	0.04%
SKWD	C	0.52%	0.1%	0.1%
STRL	C	0.62%	0.36%	0.36%
TBBK	B	0.6%	0.16%	0.16%
TGLS	B	0.45%	0.29%	0.29%
UFPT	C	0.55%	0.47%	0.47%
USLM	B	0.67%	0.36%	0.36%
WABC	D	0.35%	0.08%	0.08%

FYC Overweight 205 Positions Relative to JSMD

Symbol	Grade	Weight
SMMT	C	1.67%
ADMA	C	0.94%
ZETA	B	0.91%
ALHC	C	0.88%
CNK	B	0.79%
OSCR	C	0.79%
PRCT	B	0.78%
PTGX	B	0.78%
CRS	B	0.76%
SATS	B	0.74%
MIRM	D	0.72%
QTWO	B	0.71%
ACIW	B	0.71%
GVA	B	0.71%
PI	B	0.7%
POWL	C	0.69%
RDNT	B	0.68%
SPNT	C	0.68%
ROAD	A	0.68%
LRN	B	0.68%
SGBX	F	0.67%
FTDR	B	0.67%
TDS	B	0.66%
SMTC	C	0.65%
DY	C	0.65%
ATGE	D	0.63%
WHD	C	0.63%
KRYS	D	0.63%
AMRX	B	0.63%
ALKT	D	0.62%
AGIO	D	0.62%
GERN	D	0.62%
TRN	C	0.61%
ITRI	C	0.6%
OSW	C	0.6%
AZZ	D	0.59%
TMDX	D	0.59%
NHI	B	0.59%
BKD	D	0.57%
SLG	B	0.57%
AROC	D	0.56%
CEIX	C	0.55%
SKYW	C	0.55%
TWST	D	0.54%
RXST	C	0.54%
COLL	C	0.54%
IDCC	B	0.54%
ICFI	B	0.53%
TNDM	C	0.52%
BRC	B	0.52%
KTOS	B	0.52%
KYMR	B	0.52%
PTCT	C	0.51%
LMAT	B	0.51%
HURN	C	0.51%
MYGN	C	0.51%
ARDX	D	0.5%
EPAC	B	0.5%
JWN	C	0.5%
LAUR	C	0.49%
SPR	D	0.49%
SCS	C	0.49%
PMT	C	0.48%
GFF	C	0.48%
HIMS	D	0.47%
VERX	D	0.47%
HLX	F	0.47%
TPG	B	0.46%
AGYS	D	0.46%
GBX	C	0.45%
AKR	B	0.45%
TNL	F	0.45%
FLNC	C	0.44%
BCRX	C	0.44%
WRBY	C	0.43%
CAL	F	0.43%
CMPR	F	0.43%
SBRA	A	0.42%
RYTM	C	0.42%
DSGR	B	0.41%
SYBT	C	0.41%
CARS	D	0.41%
PAR	B	0.41%
CRDO	D	0.41%
BANF	B	0.41%
INSW	D	0.4%
SHAK	C	0.4%
UE	B	0.4%
GIII	C	0.39%
BROS	D	0.39%
MRUS	D	0.39%
CHCO	B	0.38%
CARG	B	0.38%
ACVA	B	0.38%
ESRT	B	0.38%
CDRE	C	0.37%
PRGS	B	0.37%
ALX	B	0.37%
YOU	B	0.37%
MGNI	C	0.36%
AGM	D	0.36%
SWI	B	0.36%
OSIS	C	0.36%
LKFN	C	0.36%
ENV	C	0.35%
JJSF	D	0.35%
VGR	C	0.34%
FORM	F	0.34%
RKLB	B	0.34%
GPOR	C	0.33%
GBDC	C	0.33%
MIR	F	0.32%
THR	D	0.32%
PK	F	0.32%
TNC	D	0.32%
VECO	F	0.31%
TGI	F	0.31%
ANIP	F	0.31%
GH	D	0.31%
IOSP	D	0.3%
FA	B	0.29%
ENVX	F	0.29%
CTRE	A	0.29%
SKT	B	0.28%
OUT	B	0.28%
NABL	D	0.28%
IVT	B	0.28%
ESE	C	0.27%
CLDX	C	0.27%
JBI	F	0.27%
SABR	D	0.27%
SITM	C	0.27%
CRNX	C	0.27%
PDFS	D	0.27%
PRVA	F	0.26%
LTC	B	0.26%
AIV	B	0.26%
MLNK	C	0.26%
EXTR	C	0.26%
SXI	D	0.25%
JOE	D	0.25%
TR	C	0.25%
LADR	B	0.25%
DRH	C	0.24%
SMG	C	0.24%
GIC	D	0.24%
FOR	D	0.23%
ETWO	C	0.23%
SHO	D	0.23%
VCEL	F	0.23%
HEES	D	0.23%
RRR	F	0.23%
AMC	D	0.23%
YELP	F	0.22%
PEB	D	0.22%
NOVA	C	0.22%
ZUO	D	0.21%
RAMP	F	0.2%
BE	F	0.2%
FWRG	F	0.2%
AGL	F	0.18%
TRIP	F	0.18%
XMTR	D	0.18%
PDFS	D	0.18%
RUN	C	0.18%
RKT	B	0.16%
VCYT	B	0.16%
UMH	B	0.15%
CWAN	B	0.15%
TGTX	B	0.15%
NEO	C	0.14%
MGEE	A	0.14%
CLSK	F	0.14%
INTA	B	0.14%
DNLI	B	0.14%
FCPT	A	0.14%
DRVN	C	0.13%
AMWD	C	0.13%
BANC	C	0.13%
LMND	D	0.13%
CNMD	D	0.13%
KW	C	0.13%
PHR	C	0.13%
EVTC	D	0.12%
WINA	D	0.12%
RNG	D	0.12%
DBRG	D	0.12%
BEAM	F	0.12%
NTST	C	0.12%
JAMF	F	0.12%
RES	F	0.11%
GTX	D	0.11%
MTRN	F	0.11%
NARI	F	0.11%
ROCK	D	0.11%
VC	F	0.1%
CTKB	F	0.1%
WNC	F	0.1%
UPWK	F	0.1%
UEC	F	0.1%
MCW	D	0.1%
AI	F	0.09%
PLAY	F	0.09%
CXM	F	0.09%
BASE	F	0.09%

FYC Underweight 202 Positions Relative to JSMD

Symbol	Grade	Weight
APP	B	-3.82%
HEI	A	-2.93%
INCY	C	-2.88%
NBIX	D	-2.47%
BSY	D	-2.34%
TECH	D	-2.33%
ROL	B	-2.31%
MEDP	D	-2.16%
CRL	D	-2.02%
BRKR	D	-1.9%
ENSG	A	-1.75%
HALO	B	-1.56%
ERIE	B	-1.52%
LNTH	C	-1.46%
RGLD	B	-1.41%
GPK	A	-1.38%
EXP	A	-1.37%
FN	D	-1.33%
TTEK	B	-1.17%
FIX	B	-1.15%
SPSC	D	-1.15%
OPCH	C	-1.12%
WMS	D	-1.06%
CRVL	B	-1.05%
DBX	D	-1.01%
LSCC	D	-0.99%
BMI	A	-0.99%
PAYC	D	-0.92%
CMC	D	-0.87%
IBKR	B	-0.85%
PCTY	D	-0.83%
BOX	A	-0.79%
QLYS	F	-0.76%
WCC	D	-0.75%
AIT	C	-0.74%
FCN	C	-0.74%
CNM	F	-0.73%
AAON	A	-0.73%
MLI	B	-0.73%
WSC	D	-0.71%
SSD	C	-0.7%
KNSL	C	-0.68%
NYT	C	-0.67%
AGCO	D	-0.63%
SANM	D	-0.6%
CASY	C	-0.59%
SITE	D	-0.58%
WAL	B	-0.56%
PLXS	B	-0.56%
EXLS	B	-0.55%
ACLS	F	-0.54%
TOL	B	-0.52%
MTDR	F	-0.51%
DV	F	-0.5%
WTS	C	-0.5%
RYAN	C	-0.49%
AMPH	C	-0.46%
TNET	D	-0.46%
COKE	C	-0.45%
PGNY	F	-0.45%
BJ	D	-0.45%
PRFT	A	-0.44%
RLI	B	-0.44%
ADUS	B	-0.43%
DKS	D	-0.43%
SFM	B	-0.43%
CNXC	D	-0.42%
FELE	D	-0.42%
WING	B	-0.41%
FND	C	-0.41%
BLD	D	-0.41%
MUSA	B	-0.39%
HLNE	B	-0.39%
PLUS	B	-0.39%
REXR	C	-0.37%
RUSHA	C	-0.36%
HRI	D	-0.36%
KAI	C	-0.35%
SIGI	C	-0.35%
WTRG	D	-0.34%
EVCM	D	-0.32%
GMS	C	-0.32%
BRBR	C	-0.32%
CELH	F	-0.32%
ESGR	D	-0.31%
SLM	D	-0.3%
STAA	F	-0.3%
ZI	D	-0.3%
ATKR	F	-0.29%
CZR	D	-0.28%
ELF	F	-0.27%
CROX	C	-0.27%
LAD	C	-0.26%
MTH	B	-0.25%
IBOC	C	-0.24%
MGRC	F	-0.24%
AX	D	-0.23%
TRNO	B	-0.23%
DAR	F	-0.23%
IBP	C	-0.21%
ETSY	F	-0.21%
VCTR	B	-0.21%
EPRT	A	-0.2%
NMIH	B	-0.2%
FIVE	D	-0.18%
NFE	F	-0.18%
ABR	C	-0.17%
IPAR	D	-0.16%
BOOT	B	-0.16%
GPI	B	-0.16%
ABG	F	-0.15%
ACMR	F	-0.15%
MHO	B	-0.15%
ENVA	C	-0.14%
GSHD	C	-0.14%
CALM	B	-0.13%
CVCO	B	-0.12%
SHLS	D	-0.11%
CASH	B	-0.11%
CRAI	C	-0.11%
YETI	D	-0.11%
CCRN	F	-0.1%
ARRY	F	-0.1%
CUBI	F	-0.1%
NBHC	D	-0.1%
OTTR	D	-0.1%
RC	F	-0.09%
CLFD	C	-0.09%
SSTK	F	-0.09%
PFBC	C	-0.08%
MGPI	C	-0.08%
QCRH	C	-0.08%
GSL	D	-0.08%
NX	D	-0.08%
RDVT	B	-0.07%
HCI	C	-0.07%
GRNT	D	-0.07%
KE	F	-0.07%
DCGO	D	-0.07%
BY	C	-0.07%
BFC	B	-0.06%
AMAL	B	-0.06%
ASC	D	-0.06%
HGTY	D	-0.06%
ANET	C	-0.05%
OSBC	B	-0.05%
KRT	D	-0.05%
PLPC	D	-0.05%
CFB	C	-0.05%
VITL	D	-0.05%
TH	C	-0.04%
SMLR	F	-0.04%
MCB	C	-0.04%
CCBG	B	-0.04%
IMXI	D	-0.04%
HTBI	B	-0.04%
BWMN	F	-0.04%
SCLX	F	-0.04%
FSBC	B	-0.04%
BFST	B	-0.04%
XPEL	D	-0.04%
VEL	B	-0.04%
CMPO	B	-0.04%
CCB	C	-0.04%
MBUU	D	-0.03%
NAPA	F	-0.03%
TITN	F	-0.03%
PAY	C	-0.03%
ATLC	D	-0.03%
BCAL	D	-0.03%
ESQ	A	-0.03%
GCBC	D	-0.03%
NBN	C	-0.03%
HDSN	F	-0.03%
ODC	D	-0.02%
FRD	F	-0.02%
PLBC	C	-0.02%
BWFG	B	-0.02%
SSBK	C	-0.02%
CIVB	C	-0.02%
AMPS	F	-0.02%
ALTG	F	-0.02%
NECB	B	-0.02%
REFI	B	-0.02%
OBT	C	-0.02%
UNTY	C	-0.02%
ARHS	F	-0.02%
CBNK	B	-0.02%
TCBX	A	-0.02%
ORRF	B	-0.02%
HZO	C	-0.02%
VTSI	F	-0.01%
PCYO	C	-0.01%
MNSB	D	-0.01%
FRAF	C	-0.01%
MCFT	D	-0.01%
PSTL	B	-0.01%
ESSA	C	-0.01%
OVLY	C	-0.01%
LOVE	C	-0.01%
KFS	F	-0.01%
HGBL	F	-0.0%