FYC vs. IAK ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to iShares U.S. Insurance ETF (IAK)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

IAK

iShares U.S. Insurance ETF

IAK Description

The investment seeks to track the investment results of an index composed of U.S. equities in the insurance sector. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the Dow Jones U.S. Select Insurance Index (the "underlying index"), which measures the performance of the insurance sector of the U.S. equity market. The underlying index may include large-, mid- or small-capitalization companies, and components primarily include financial and insurance companies. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$136.03

Average Daily Volume

63,083

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	IAK
30 Days	11.90%	4.13%
60 Days	12.40%	4.68%
90 Days	15.20%	9.37%
12 Months	46.68%	40.05%

6 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in IAK	Overlap
LMND	B	0.67%	0.21%	0.21%
MCY	A	0.69%	0.24%	0.24%
OSCR	D	0.43%	0.36%	0.36%
PLMR	B	0.53%	0.33%	0.33%
SKWD	A	0.58%	0.2%	0.2%
TRUP	B	0.74%	0.21%	0.21%

FYC Overweight 234 Positions Relative to IAK

Symbol	Grade	Weight
RKLB	B	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
IDCC	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
QCRH	A	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	B	0.69%
USLM	A	0.69%
FTDR	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
ATGE	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
SKYW	B	0.62%
PBI	B	0.61%
HNI	B	0.61%
PTON	B	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
CALM	A	0.58%
KYMR	D	0.58%
HWKN	B	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
CCOI	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
OUT	A	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
LITE	B	0.47%
FBP	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
MBIN	D	0.43%
ASTH	D	0.43%
NMIH	D	0.43%
APOG	B	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
RNG	B	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	B	0.4%
BGC	C	0.4%
SEMR	B	0.4%
WT	B	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	B	0.39%
UE	C	0.38%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	B	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	B	0.35%
BRC	D	0.34%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
PMT	D	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
NSA	D	0.31%
WRBY	B	0.31%
HLIT	D	0.3%
KNTK	B	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
LGND	B	0.28%
BKD	D	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
IIPR	D	0.27%
LKFN	B	0.27%
OCUL	D	0.27%
EPAC	B	0.27%
AROC	B	0.27%
NEO	C	0.26%
SKT	B	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	A	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
MAC	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
CDP	C	0.24%
TNDM	F	0.24%
UMH	C	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	D	0.23%
JJSF	B	0.23%
SXT	B	0.23%
DNLI	D	0.23%
KW	B	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	B	0.23%
ACVA	B	0.23%
EPR	D	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	D	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
FBRT	C	0.12%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
BXMT	C	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
GNL	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 46 Positions Relative to IAK

Symbol	Grade	Weight
PGR	A	-16.35%
CB	C	-11.69%
TRV	B	-6.34%
AFL	B	-6.0%
MET	A	-4.7%
PRU	A	-4.66%
ALL	A	-4.52%
AIG	B	-4.47%
HIG	B	-4.02%
ACGL	D	-3.88%
CINF	A	-2.76%
MKL	A	-2.61%
PFG	D	-2.17%
WRB	A	-2.12%
FNF	B	-1.82%
L	A	-1.78%
UNM	A	-1.42%
AIZ	A	-1.32%
KNSL	B	-1.24%
AFG	A	-1.21%
ERIE	D	-1.2%
PRI	A	-1.19%
GL	B	-1.16%
ORI	A	-1.05%
RLI	B	-0.87%
FAF	A	-0.79%
AXS	A	-0.78%
SIGI	C	-0.72%
THG	A	-0.7%
LNC	B	-0.6%
WTM	A	-0.58%
AGO	B	-0.54%
KMPR	B	-0.51%
CNO	A	-0.49%
BHF	B	-0.37%
GNW	A	-0.35%
STC	B	-0.24%
HMN	B	-0.2%
EIG	B	-0.16%
SAFT	C	-0.16%
CNA	B	-0.14%
AMSF	B	-0.14%
PRA	C	-0.1%
AMBC	C	-0.08%
UFCS	B	-0.06%
JRVR	F	-0.03%