FXR vs. LSEQ ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to Harbor Long-Short Equity ETF (LSEQ)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

LSEQ

Harbor Long-Short Equity ETF

LSEQ Description

Under normal market circumstances, the fund invests at least 80% of its net assets, plus borrowings for investment purposes, in long and short positions in equity securities. The fund advisor seeks to achieve the fund's investment objective by establishing long and/or short positions in equity securities.

Grade (RS Rating)

Last Trade

$29.27

Average Daily Volume

596

Number of Holdings ^*

154

* may have additional holdings in another (foreign) market

Performance

Period	FXR	LSEQ
30 Days	7.85%	4.81%
60 Days	9.12%	6.50%
90 Days	12.26%	7.67%
12 Months	40.52%

12 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in LSEQ	Overlap
AMCR	D	0.41%	0.77%	0.41%
ATR	B	0.49%	0.72%	0.49%
AXTA	A	0.25%	1.54%	0.25%
EXP	A	0.96%	0.77%	0.77%
FICO	B	1.4%	0.88%	0.88%
KEX	C	0.74%	1.13%	0.74%
LPX	B	1.22%	0.76%	0.76%
PKG	A	0.77%	1.01%	0.77%
R	B	1.03%	1.37%	1.03%
RPM	A	0.25%	0.99%	0.25%
SHW	A	0.71%	0.68%	0.68%
ZBRA	B	0.75%	1.19%	0.75%

FXR Overweight 125 Positions Relative to LSEQ

Symbol	Grade	Weight
AXON	A	1.77%
SYF	B	1.52%
WCC	B	1.45%
AAON	B	1.44%
SNA	A	1.44%
MDU	D	1.38%
PCAR	B	1.36%
G	B	1.35%
EME	C	1.35%
GPN	B	1.33%
FIX	A	1.32%
HWM	A	1.32%
OSK	B	1.3%
FOUR	B	1.3%
OC	A	1.29%
AL	B	1.27%
PWR	A	1.27%
HEI	B	1.24%
AXP	A	1.24%
URI	B	1.23%
TT	A	1.23%
CNH	C	1.12%
ALSN	B	1.1%
SON	D	1.08%
LMT	D	1.08%
GTES	A	1.07%
GNRC	B	1.06%
FI	A	1.06%
VNT	B	1.04%
TTEK	F	1.02%
MLM	B	0.99%
SNDR	B	0.97%
FDX	B	0.96%
CTAS	B	0.95%
ADTN	A	0.93%
MSM	C	0.9%
CSL	C	0.9%
CXT	B	0.89%
TXT	D	0.88%
BERY	B	0.88%
GPK	C	0.87%
BC	C	0.87%
MMM	D	0.87%
VSTS	C	0.86%
TRU	D	0.86%
BAH	F	0.86%
COF	B	0.86%
TDG	D	0.85%
AGCO	D	0.85%
GE	D	0.85%
AYI	B	0.84%
BLDR	D	0.84%
BWXT	B	0.83%
AWI	A	0.82%
TDY	B	0.76%
JBHT	C	0.75%
NVT	B	0.74%
DOV	A	0.74%
KNX	B	0.73%
DCI	B	0.73%
LII	A	0.72%
SLGN	A	0.72%
EEFT	B	0.72%
CSX	B	0.72%
CAT	B	0.69%
MIDD	C	0.68%
HII	D	0.67%
SSD	D	0.67%
DE	A	0.66%
VLTO	D	0.65%
SPR	D	0.65%
EFX	F	0.63%
BLD	D	0.63%
WU	D	0.62%
SAIA	B	0.56%
SQ	B	0.56%
ESAB	B	0.54%
GXO	B	0.52%
CMI	A	0.51%
GWW	B	0.51%
PYPL	B	0.5%
RHI	B	0.5%
LECO	B	0.49%
PNR	A	0.49%
IEX	B	0.48%
J	F	0.48%
AZEK	A	0.45%
GD	F	0.44%
UPS	C	0.44%
SEE	C	0.44%
CNM	D	0.43%
TTC	D	0.43%
FTV	C	0.43%
CARR	D	0.42%
PPG	F	0.42%
FCN	D	0.39%
ATI	D	0.38%
AOS	F	0.37%
DOW	F	0.37%
WMS	D	0.37%
EMR	A	0.27%
FLS	B	0.26%
ADP	B	0.25%
CW	B	0.25%
PH	A	0.25%
HON	B	0.25%
AME	A	0.25%
VMC	B	0.25%
LHX	C	0.24%
WAB	B	0.24%
WWD	B	0.23%
ITT	A	0.23%
GGG	B	0.23%
UNP	C	0.22%
KEYS	A	0.22%
ALLE	D	0.22%
MSA	D	0.22%
JKHY	D	0.22%
NDSN	B	0.22%
LSTR	D	0.22%
BALL	D	0.21%
EXPD	D	0.21%
LFUS	F	0.21%
MAS	D	0.21%
FBIN	D	0.19%

FXR Underweight 142 Positions Relative to LSEQ

Symbol	Grade	Weight
APP	B	-3.65%
PLTR	B	-2.91%
CVNA	B	-2.27%
AAL	B	-2.23%
VSCO	B	-1.95%
CASY	A	-1.91%
KSS	F	-1.89%
CCL	B	-1.89%
HPE	B	-1.85%
WMT	A	-1.84%
USFD	A	-1.82%
COST	B	-1.77%
DOCS	C	-1.75%
CPNG	D	-1.66%
RGLD	C	-1.66%
PLTK	B	-1.55%
OGN	D	-1.54%
BSX	B	-1.52%
EXEL	B	-1.49%
TMUS	B	-1.49%
SPOT	B	-1.46%
DECK	A	-1.45%
BKNG	A	-1.39%
ANET	C	-1.39%
DOCU	A	-1.38%
PFE	D	-1.26%
MTCH	D	-1.22%
PRGO	B	-1.21%
RCL	A	-1.19%
GDDY	A	-1.19%
MUSA	A	-1.16%
JWN	C	-1.15%
LIN	D	-1.11%
LLY	F	-1.11%
MSI	B	-1.09%
KMI	A	-1.08%
THC	D	-1.07%
WSM	B	-1.02%
FTI	A	-0.97%
T	A	-0.96%
META	D	-0.95%
PEGA	A	-0.94%
TRGP	B	-0.93%
NTAP	C	-0.92%
TJX	A	-0.92%
EHC	B	-0.91%
TXRH	C	-0.91%
NOW	A	-0.9%
ECL	D	-0.88%
MANH	D	-0.88%
AM	A	-0.88%
DASH	A	-0.87%
HLT	A	-0.86%
COR	B	-0.86%
DTM	B	-0.86%
UBER	D	-0.86%
OKE	A	-0.84%
WMB	A	-0.83%
NFLX	A	-0.83%
GWRE	A	-0.82%
FTNT	C	-0.81%
IT	C	-0.8%
FFIV	B	-0.78%
UAL	A	-0.77%
ISRG	A	-0.76%
GLW	B	-0.76%
TYL	B	-0.76%
NTNX	A	-0.75%
HCA	F	-0.73%
ZM	B	-0.73%
VST	B	-0.73%
GMED	A	-0.72%
NTRA	B	-0.72%
DUOL	A	-0.72%
ROST	C	-0.72%
LOW	D	-0.71%
CAH	B	-0.7%
COHR	B	-0.7%
EBAY	D	-0.69%
INCY	C	-0.69%
PFGC	B	-0.69%
TKO	B	-0.69%
PANW	C	-0.69%
UTHR	C	-0.68%
TTD	B	-0.67%
JAZZ	B	-0.67%
BURL	A	-0.67%
BMY	B	-0.67%
RBLX	C	-0.67%
SO	D	-0.67%
SYK	C	-0.66%
AAPL	C	-0.65%
ITCI	C	-0.65%
HRB	D	-0.65%
DELL	C	-0.64%
NI	A	-0.64%
RMD	C	-0.63%
ILMN	D	-0.63%
SMAR	A	-0.61%
NRG	B	-0.61%
OMC	C	-0.57%
SMG	D	-0.57%
AMGN	D	-0.54%
IFF	D	-0.54%
ALNY	D	-0.52%
ABBV	D	-0.52%
CEG	D	-0.52%
BFAM	D	-0.49%
SMCI	F	--1.15%
IDXX	F	--1.41%
SLB	C	--1.48%
WDAY	B	--1.49%
CIVI	D	--1.5%
CHRD	D	--1.53%
AAP	C	--1.55%
SNOW	C	--1.59%
ACHC	F	--1.61%
CABO	C	--1.62%
ALB	C	--1.65%
DG	F	--1.73%
APA	D	--1.74%
MEDP	D	--1.79%
SNPS	B	--1.79%
LITE	B	--1.79%
DLTR	F	--1.82%
FANG	D	--1.83%
MSFT	F	--1.86%
U	C	--1.89%
DXCM	D	--1.89%
WFRD	D	--1.91%
MTN	C	--1.93%
GO	C	--1.94%
WING	D	--1.98%
AMZN	C	--1.99%
TXG	F	--2.0%
DV	C	--2.05%
CAR	C	--2.13%
WBA	F	--2.17%
MCK	B	--2.19%
FIVN	C	--2.29%
NFE	D	--2.39%
OVV	B	--2.47%