FXO vs. KRE ETF Comparison

Comparison of First Trust Financials AlphaDEX (FXO) to SPDR S&P Regional Banking ETF (KRE)

FXO

First Trust Financials AlphaDEX

FXO Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Financials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the financial services sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$57.42

Average Daily Volume

54,562

Number of Holdings ^*

101

* may have additional holdings in another (foreign) market

KRE

SPDR S&P Regional Banking ETF

KRE Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the regional banking segment of the U.S. banking industry. In seeking to track the performance of the S&P Regional Banks Select Industry Index (the "index"), the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the regional banks industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$66.13

Average Daily Volume

14,269,126

Number of Holdings ^*

140

* may have additional holdings in another (foreign) market

Performance

Period	FXO	KRE
30 Days	7.73%	12.81%
60 Days	12.20%	15.39%
90 Days	14.01%	15.31%
12 Months	49.93%	53.86%

20 Overlapping Holdings

Symbol	Grade	Weight in FXO	Weight in KRE	Overlap
BOKF	B	0.63%	0.5%	0.5%
BPOP	C	1.45%	1.1%	1.1%
CBSH	B	0.35%	1.14%	0.35%
CFG	B	0.65%	4.57%	0.65%
CFR	B	0.36%	1.86%	0.36%
COLB	B	1.38%	1.86%	1.38%
EWBC	A	1.14%	2.09%	1.14%
FHB	B	0.68%	0.47%	0.47%
FHN	A	1.18%	3.88%	1.18%
FNB	A	1.35%	1.15%	1.15%
HBAN	A	1.08%	4.87%	1.08%
MTB	A	1.09%	5.01%	1.09%
OZK	B	1.28%	2.28%	1.28%
PB	B	0.66%	1.31%	0.66%
PNFP	B	0.36%	1.58%	0.36%
RF	A	0.65%	4.72%	0.65%
WAL	B	0.61%	2.26%	0.61%
WBS	A	1.48%	2.45%	1.48%
WTFC	A	1.1%	1.44%	1.1%
ZION	B	1.15%	3.08%	1.15%

FXO Overweight 81 Positions Relative to KRE

Symbol	Grade	Weight
JHG	B	1.82%
JEF	A	1.81%
GS	A	1.8%
KKR	A	1.75%
AGO	B	1.74%
TPG	A	1.73%
WTM	A	1.72%
TROW	B	1.67%
CINF	A	1.66%
BEN	C	1.62%
AMG	B	1.6%
ALL	A	1.56%
PGR	A	1.54%
MTG	C	1.46%
RNR	C	1.43%
EG	C	1.42%
UNM	A	1.4%
BX	A	1.37%
SEIC	B	1.36%
ACGL	C	1.35%
OMF	A	1.34%
HLI	A	1.34%
EQH	C	1.31%
LNC	C	1.28%
MKL	A	1.26%
RYAN	A	1.23%
AXS	A	1.23%
L	A	1.21%
TW	A	1.2%
GL	C	1.19%
WFC	A	1.17%
BRK.A	B	1.17%
ALLY	C	1.17%
MS	A	1.15%
CNA	C	1.14%
NTRS	A	1.07%
FCNCA	A	1.06%
UWMC	D	1.02%
NU	C	1.01%
C	A	0.99%
SOFI	B	0.98%
STT	B	0.97%
BRO	B	0.96%
CRBG	B	0.95%
SLM	A	0.95%
MCO	B	0.92%
HIG	B	0.9%
CB	C	0.9%
AFL	B	0.89%
AMP	A	0.69%
CMA	B	0.68%
OWL	A	0.68%
VIRT	A	0.67%
BAC	A	0.67%
JPM	A	0.66%
PNC	B	0.65%
FITB	B	0.64%
TRV	B	0.63%
USB	A	0.63%
BK	A	0.62%
WRB	A	0.61%
ORI	A	0.61%
VOYA	B	0.59%
RJF	A	0.38%
APO	B	0.38%
SF	B	0.36%
DFS	B	0.36%
KEY	B	0.33%
MORN	B	0.31%
AIZ	A	0.31%
AIG	B	0.3%
PRU	A	0.3%
AJG	A	0.3%
RGA	A	0.3%
AFG	A	0.3%
PFG	D	0.29%
STWD	C	0.28%
FAF	A	0.28%
FNF	B	0.28%
XP	F	0.27%
AGNC	C	0.26%

FXO Underweight 120 Positions Relative to KRE

Symbol	Grade	Weight
TFC	A	-4.4%
SNV	C	-2.3%
SSB	B	-1.59%
VLY	B	-1.5%
CADE	B	-1.48%
AX	B	-1.45%
UMBF	B	-1.34%
ONB	C	-1.16%
ASB	B	-1.05%
TBBK	B	-0.95%
BANC	B	-0.93%
HWC	B	-0.89%
FULT	A	-0.86%
TCBI	C	-0.86%
GBCI	B	-0.85%
BKU	A	-0.84%
HOMB	A	-0.79%
FFIN	B	-0.78%
CUBI	B	-0.77%
BOH	B	-0.75%
FBP	C	-0.69%
ABCB	B	-0.65%
UBSI	B	-0.62%
FIBK	B	-0.59%
AUB	B	-0.55%
EBC	B	-0.55%
PFS	B	-0.54%
CVBF	A	-0.54%
CBU	B	-0.53%
CATY	B	-0.52%
INDB	B	-0.52%
SFBS	C	-0.48%
UCB	A	-0.48%
IBOC	B	-0.47%
WAFD	B	-0.45%
RNST	B	-0.44%
WSFS	B	-0.43%
PPBI	C	-0.42%
HTLF	B	-0.42%
TFIN	B	-0.42%
IBTX	B	-0.41%
BANR	B	-0.4%
SBCF	B	-0.39%
CASH	B	-0.38%
NBHC	C	-0.36%
SFNC	C	-0.34%
TRMK	C	-0.33%
FFBC	B	-0.33%
HTH	C	-0.31%
FRME	B	-0.3%
SASR	B	-0.3%
OFG	B	-0.29%
VBTX	B	-0.28%
PRK	B	-0.28%
NWBI	B	-0.28%
FCF	B	-0.28%
HOPE	C	-0.27%
BHLB	B	-0.26%
EGBN	B	-0.25%
NBTB	B	-0.25%
WSBC	B	-0.24%
TOWN	B	-0.24%
LKFN	C	-0.24%
BANF	B	-0.24%
FBMS	B	-0.23%
LOB	C	-0.22%
EFSC	B	-0.21%
FBK	C	-0.21%
CHCO	B	-0.2%
PFBC	B	-0.2%
FBNC	B	-0.2%
WABC	B	-0.19%
OCFC	B	-0.19%
BRKL	B	-0.19%
DCOM	B	-0.19%
QCRH	B	-0.18%
MCB	B	-0.16%
PFC	B	-0.16%
STBA	B	-0.16%
CPF	B	-0.15%
HAFC	B	-0.15%
TCBK	C	-0.15%
AMAL	B	-0.15%
SYBT	B	-0.15%
CFFN	C	-0.15%
FFWM	C	-0.14%
HFWA	C	-0.14%
BUSE	B	-0.14%
SRCE	B	-0.14%
NIC	B	-0.13%
PEBO	B	-0.13%
CFB	B	-0.13%
HTBK	B	-0.13%
NFBK	C	-0.13%
BY	B	-0.13%
OSBC	A	-0.13%
CNOB	B	-0.12%
IBCP	B	-0.12%
TMP	B	-0.12%
CCB	A	-0.11%
KRNY	C	-0.11%
TFSL	A	-0.11%
SBSI	C	-0.11%
HIFS	C	-0.1%
OBK	C	-0.1%
WASH	C	-0.1%
PGC	B	-0.1%
FFIC	B	-0.09%
AMTB	B	-0.09%
MBWM	B	-0.09%
UVSP	B	-0.08%
CTBI	B	-0.08%
TRST	B	-0.08%
HBNC	B	-0.07%
THFF	B	-0.06%
CAC	C	-0.06%
MSBI	B	-0.06%
GSBC	C	-0.05%
CLBK	C	-0.04%
HONE	C	-0.04%