FTQI vs. FTC ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.60

Average Daily Volume

119,737

Number of Holdings ^*

194

* may have additional holdings in another (foreign) market

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$129.30

Average Daily Volume

19,890

Number of Holdings ^*

184

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	FTC
30 Days	1.63%	3.73%
60 Days	2.29%	5.45%
90 Days	2.51%	4.99%
12 Months	18.50%	31.28%

49 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in FTC	Overlap
AAPL	C	9.13%	0.37%	0.37%
ADBE	F	1.75%	0.37%	0.37%
ALNY	C	0.14%	0.38%	0.14%
AMD	D	1.73%	0.33%	0.33%
AMZN	C	4.32%	0.68%	0.68%
ANET	B	0.28%	0.89%	0.28%
APH	D	0.54%	0.66%	0.54%
AVGO	C	4.41%	0.72%	0.72%
AXON	B	0.16%	0.46%	0.16%
CAT	B	0.13%	0.72%	0.13%
CL	D	0.23%	0.77%	0.23%
COST	B	2.72%	0.95%	0.95%
CRM	D	0.46%	0.35%	0.35%
ERIE	B	0.28%	0.99%	0.28%
ETN	C	0.12%	0.68%	0.12%
EXPE	C	0.17%	0.54%	0.17%
FCNCA	D	0.15%	0.95%	0.15%
GE	B	0.12%	0.94%	0.12%
GOOGL	D	1.71%	0.75%	0.75%
INTU	C	1.27%	0.5%	0.5%
LIN	B	1.27%	0.18%	0.18%
LLY	C	1.18%	0.91%	0.91%
MANH	B	0.2%	0.55%	0.2%
META	B	4.19%	0.92%	0.92%
MPWR	C	0.33%	0.56%	0.33%
MSFT	C	8.44%	0.49%	0.49%
MSI	B	0.2%	0.8%	0.2%
MTD	D	0.13%	0.35%	0.13%
NBIX	F	0.23%	0.15%	0.15%
NFLX	B	2.05%	0.72%	0.72%
NOW	B	0.41%	0.58%	0.41%
NTAP	D	0.8%	0.79%	0.79%
NTRS	A	0.15%	0.73%	0.15%
NVDA	D	4.75%	0.85%	0.85%
OKTA	F	0.05%	0.28%	0.05%
ORCL	C	0.68%	0.8%	0.68%
PEP	C	1.65%	0.18%	0.18%
PH	B	0.12%	0.6%	0.12%
PODD	B	0.18%	0.4%	0.18%
PTC	D	0.46%	0.16%	0.16%
RMD	C	0.15%	0.22%	0.15%
SPGI	B	0.64%	0.2%	0.2%
STX	C	0.4%	0.86%	0.4%
TMUS	C	1.56%	0.59%	0.59%
TXN	C	1.53%	0.17%	0.17%
TYL	C	0.4%	0.6%	0.4%
V	C	0.22%	0.19%	0.19%
VMC	D	0.12%	0.16%	0.12%
WM	D	0.11%	0.5%	0.11%

FTQI Overweight 145 Positions Relative to FTC

Symbol	Grade	Weight
TSLA	C	2.23%
GOOG	D	1.7%
CSCO	C	1.38%
EQIX	C	1.24%
QCOM	D	1.21%
CME	C	0.95%
CHKP	B	0.81%
OTTR	F	0.53%
MGEE	B	0.5%
LNT	B	0.48%
UFPI	C	0.47%
ICLR	D	0.43%
CASY	D	0.42%
DUOL	B	0.37%
A	C	0.37%
WFRD	F	0.37%
WMT	C	0.37%
AMT	C	0.35%
SNY	B	0.35%
BGC	B	0.35%
NDAQ	A	0.34%
ZBRA	B	0.33%
MEDP	F	0.32%
APA	F	0.32%
SBAC	C	0.31%
PAGP	C	0.3%
TRMD	C	0.29%
TSCO	C	0.29%
CG	D	0.29%
BMRN	F	0.28%
BCPC	C	0.28%
MORN	C	0.26%
WWD	D	0.25%
EVRG	B	0.25%
OLED	C	0.23%
CYBR	D	0.22%
PCVX	C	0.22%
EWBC	D	0.22%
PTEN	F	0.22%
MTSI	D	0.2%
MKSI	F	0.2%
VRNS	C	0.2%
OLLI	C	0.2%
ABBV	C	0.2%
PNFP	B	0.2%
UMBF	B	0.2%
COKE	C	0.2%
ICUI	B	0.19%
HALO	C	0.19%
APP	C	0.19%
IESC	C	0.19%
BNTX	C	0.18%
EBAY	B	0.18%
IDCC	B	0.18%
FFIV	B	0.18%
NOVT	D	0.18%
REG	C	0.18%
LITE	B	0.17%
SAIA	D	0.17%
MUSA	D	0.17%
CHRW	B	0.17%
RVMD	C	0.17%
STRL	B	0.17%
SSNC	B	0.17%
UTHR	C	0.17%
NTRA	C	0.17%
DOX	C	0.17%
QRVO	F	0.17%
WTW	C	0.16%
INCY	C	0.16%
HOOD	C	0.16%
EXAS	C	0.16%
JBHT	D	0.15%
HBAN	B	0.15%
CYTK	F	0.15%
FITB	B	0.15%
CHDN	C	0.15%
POOL	C	0.15%
TRMB	C	0.15%
SOFI	C	0.15%
GH	D	0.15%
ACHC	C	0.15%
BSY	D	0.15%
ASND	C	0.15%
LSTR	D	0.15%
ULTA	D	0.15%
CINF	B	0.15%
TWST	D	0.15%
TTEK	C	0.15%
ENSG	B	0.15%
VKTX	C	0.15%
XRAY	D	0.15%
ARGX	C	0.15%
LECO	F	0.14%
WIX	D	0.14%
RGLD	C	0.14%
AXP	B	0.14%
ZION	D	0.14%
PGR	B	0.14%
ACLS	F	0.14%
MDGL	F	0.14%
TECH	C	0.14%
XOM	C	0.14%
VEEV	C	0.14%
MRUS	D	0.14%
APLS	F	0.14%
ITRI	C	0.14%
KRYS	D	0.14%
RPRX	C	0.14%
LNTH	D	0.14%
JAZZ	D	0.14%
MKTX	C	0.13%
AAON	B	0.13%
UPST	C	0.13%
FRPT	B	0.13%
TMDX	C	0.13%
COIN	F	0.13%
LEGN	F	0.13%
SRPT	D	0.13%
LOW	B	0.12%
WAT	C	0.12%
DJT	F	0.12%
LANC	D	0.12%
MIDD	D	0.12%
LOGI	D	0.11%
MASI	F	0.11%
UFPT	B	0.11%
SHOO	B	0.11%
SFM	B	0.1%
HOLX	B	0.1%
MMYT	B	0.09%
TROW	D	0.09%
BL	D	0.08%
CRVL	B	0.08%
DOCU	C	0.07%
CVLT	B	0.07%
ACGL	C	0.06%
CSWI	B	0.06%
TW	B	0.05%
CVCO	A	0.04%
NWSA	D	0.04%
GEV	B	0.03%
RGEN	F	0.02%
RXST	C	0.02%
REYN	C	0.01%

FTQI Underweight 135 Positions Relative to FTC

Symbol	Grade	Weight
IRM	C	-1.14%
HWM	B	-1.07%
HEI	B	-1.01%
BK	B	-1.01%
KKR	B	-1.0%
GRMN	D	-0.99%
GDDY	C	-0.96%
TT	B	-0.96%
LII	B	-0.95%
TJX	B	-0.94%
PWR	B	-0.93%
WAB	B	-0.93%
MMM	B	-0.91%
RCL	B	-0.91%
JPM	D	-0.9%
FICO	B	-0.88%
VRT	C	-0.88%
BAH	C	-0.88%
HLT	B	-0.87%
BKNG	C	-0.86%
APO	C	-0.84%
CEG	C	-0.83%
DECK	C	-0.83%
VST	C	-0.82%
BRO	C	-0.8%
AJG	D	-0.8%
CMG	C	-0.79%
ISRG	B	-0.78%
URI	B	-0.77%
BSX	B	-0.76%
NTNX	C	-0.75%
ROST	C	-0.74%
ECL	B	-0.74%
TDG	B	-0.74%
RSG	D	-0.74%
AMGN	B	-0.74%
PANW	D	-0.72%
VRTX	D	-0.72%
PLTR	B	-0.71%
IR	C	-0.7%
CSL	B	-0.7%
MAR	C	-0.67%
DAL	C	-0.66%
UBER	C	-0.66%
PSTG	F	-0.66%
LPLA	D	-0.65%
CCL	C	-0.64%
PHM	B	-0.63%
PM	C	-0.63%
KLAC	D	-0.62%
CTAS	B	-0.6%
CRWD	D	-0.59%
MCO	B	-0.58%
MMC	C	-0.56%
AMAT	D	-0.55%
BR	D	-0.55%
DPZ	F	-0.55%
ARES	B	-0.55%
FSLR	C	-0.54%
AZO	D	-0.54%
DLR	B	-0.54%
ORLY	C	-0.54%
WMB	B	-0.54%
ROL	C	-0.53%
LYV	B	-0.53%
WSO	C	-0.52%
RIVN	F	-0.52%
XYL	C	-0.5%
LRCX	F	-0.49%
OTIS	C	-0.49%
PINS	F	-0.47%
PCAR	D	-0.47%
CDNS	D	-0.45%
NVR	B	-0.43%
NXPI	F	-0.43%
IBM	B	-0.43%
DDOG	D	-0.43%
WELL	C	-0.43%
SNPS	D	-0.42%
MO	C	-0.41%
PPL	C	-0.41%
ADP	B	-0.41%
MGM	F	-0.41%
IT	B	-0.4%
ESS	B	-0.4%
SO	B	-0.4%
GWW	B	-0.39%
KO	C	-0.39%
AVB	B	-0.39%
STE	C	-0.39%
TTD	B	-0.38%
SYK	C	-0.38%
HUBB	B	-0.38%
PG	C	-0.37%
INVH	C	-0.36%
DKNG	C	-0.36%
EA	D	-0.36%
CHD	D	-0.35%
VRSK	D	-0.35%
HON	D	-0.34%
ADI	C	-0.34%
ROP	C	-0.34%
MLM	D	-0.33%
ZS	F	-0.3%
SNAP	F	-0.29%
SMCI	F	-0.28%
TRU	B	-0.23%
SHW	B	-0.21%
CPAY	B	-0.2%
MAS	B	-0.2%
AON	B	-0.2%
DASH	C	-0.2%
HD	B	-0.19%
AMH	C	-0.19%
RPM	B	-0.19%
MA	B	-0.19%
PAYX	C	-0.19%
DRI	B	-0.18%
ADSK	C	-0.18%
MRVL	C	-0.18%
SPG	B	-0.18%
STZ	D	-0.17%
TTWO	C	-0.17%
AME	C	-0.17%
CPRT	D	-0.16%
ROK	D	-0.16%
NET	D	-0.16%
HST	C	-0.16%
LVS	D	-0.15%
BA	F	-0.15%
ENTG	F	-0.14%
HUBS	D	-0.14%
SLB	F	-0.14%
EW	F	-0.13%
LW	D	-0.13%