FTQI vs. ESGU ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to iShares MSCI USA ESG Optimized ETF (ESGU)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.89

Average Daily Volume

181,406

Number of Holdings ^*

195

* may have additional holdings in another (foreign) market

ESGU

iShares MSCI USA ESG Optimized ETF

ESGU Description

The iShares MSCI USA ESG Optimized ETF seeks to track the investment results of an index composed of U.S. companies that have positive environmental, social and governance characteristics as identified by the index provider while exhibiting risk and return characteristics similar to those of the parent index.

Grade (RS Rating)

Last Trade

$131.23

Average Daily Volume

490,830

Number of Holdings ^*

284

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	ESGU
30 Days	2.45%	3.53%
60 Days	3.28%	4.75%
90 Days	5.53%	6.66%
12 Months	18.20%	32.83%

60 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in ESGU	Overlap
A	D	0.34%	0.11%	0.11%
AAPL	C	9.03%	6.22%	6.22%
ABBV	D	0.17%	0.41%	0.17%
ACGL	D	0.05%	0.12%	0.05%
ADBE	C	1.22%	0.56%	0.56%
ALNY	D	0.12%	0.08%	0.08%
AMD	F	1.45%	0.44%	0.44%
AMT	D	0.27%	0.31%	0.27%
AMZN	C	4.39%	3.61%	3.61%
ANET	C	0.29%	0.2%	0.2%
AVGO	D	4.07%	1.37%	1.37%
AXON	A	0.25%	0.22%	0.22%
AXP	A	0.15%	0.44%	0.15%
CAT	B	0.15%	0.32%	0.15%
CHRW	C	0.18%	0.2%	0.18%
CL	D	0.19%	0.09%	0.09%
COST	B	2.64%	0.79%	0.79%
CRM	B	0.58%	0.72%	0.58%
CSCO	B	1.56%	0.47%	0.47%
EQIX	A	1.25%	0.33%	0.33%
ETN	A	0.14%	0.19%	0.14%
GE	D	0.12%	0.45%	0.12%
GEV	B	0.05%	0.17%	0.05%
GOOG	C	1.87%	2.34%	1.87%
GOOGL	C	1.87%	1.19%	1.19%
HBAN	A	0.18%	0.17%	0.17%
HOLX	D	0.09%	0.1%	0.09%
INTU	C	1.32%	0.61%	0.61%
JBHT	C	0.15%	0.1%	0.1%
LIN	D	1.19%	0.34%	0.34%
LLY	F	0.9%	1.21%	0.9%
LOW	D	0.12%	0.39%	0.12%
META	D	4.15%	2.19%	2.19%
MSFT	F	8.03%	5.77%	5.77%
MTD	D	0.11%	0.08%	0.08%
NDAQ	A	0.36%	0.2%	0.2%
NFLX	A	2.4%	0.6%	0.6%
NOW	A	0.46%	0.66%	0.46%
NTAP	C	0.79%	0.08%	0.08%
NTRS	A	0.19%	0.12%	0.12%
NVDA	C	5.22%	6.91%	5.22%
ORCL	B	0.75%	0.59%	0.59%
PEP	F	1.45%	0.38%	0.38%
PGR	A	0.14%	0.42%	0.14%
POOL	C	0.15%	0.1%	0.1%
PTC	A	0.5%	0.15%	0.15%
QCOM	F	1.11%	0.28%	0.28%
SBAC	D	0.28%	0.13%	0.13%
SPGI	C	0.6%	0.47%	0.47%
STX	D	0.38%	0.09%	0.09%
TRMB	B	0.18%	0.12%	0.12%
TSCO	D	0.28%	0.14%	0.14%
TSLA	B	3.05%	1.78%	1.78%
TXN	C	1.54%	0.7%	0.7%
ULTA	F	0.14%	0.09%	0.09%
V	A	0.24%	1.05%	0.24%
VEEV	C	0.13%	0.11%	0.11%
WAT	B	0.13%	0.17%	0.13%
WTW	B	0.16%	0.11%	0.11%
XOM	B	0.15%	0.58%	0.15%

FTQI Overweight 135 Positions Relative to ESGU

Symbol	Grade	Weight
TMUS	B	1.78%
CME	A	0.96%
CHKP	D	0.72%
APH	A	0.58%
MGEE	C	0.58%
APP	B	0.52%
UFPI	B	0.51%
LNT	A	0.49%
DUOL	A	0.48%
CASY	A	0.43%
TYL	B	0.4%
WMT	A	0.39%
BGC	C	0.39%
ZBRA	B	0.37%
CG	A	0.37%
WFRD	D	0.31%
IESC	B	0.31%
PAGP	A	0.29%
BCPC	B	0.29%
SNY	F	0.28%
MORN	B	0.28%
EWBC	A	0.28%
PNFP	B	0.27%
OTTR	C	0.27%
MEDP	D	0.27%
EVRG	A	0.26%
SOFI	A	0.26%
WWD	B	0.25%
LITE	B	0.25%
ICLR	D	0.25%
UMBF	B	0.24%
CYBR	B	0.24%
UPST	B	0.24%
IDCC	A	0.24%
COIN	C	0.24%
STRL	B	0.24%
MTSI	B	0.23%
HOOD	B	0.23%
MSI	B	0.22%
ERIE	D	0.22%
RVMD	C	0.22%
PTEN	C	0.22%
EXPE	B	0.22%
NBIX	C	0.21%
COKE	C	0.2%
PODD	C	0.2%
NTRA	B	0.2%
MANH	D	0.2%
DJT	C	0.2%
MPWR	F	0.2%
FFIV	B	0.2%
SAIA	B	0.2%
INCY	C	0.19%
FCNCA	A	0.18%
AAON	B	0.18%
REG	B	0.18%
NOVT	D	0.18%
ZION	B	0.18%
ICUI	D	0.18%
UTHR	C	0.18%
MKSI	C	0.18%
VRNS	D	0.18%
OLLI	D	0.18%
GH	B	0.17%
CINF	A	0.17%
MDGL	B	0.17%
DOX	D	0.17%
SSNC	B	0.17%
EBAY	D	0.17%
OLED	D	0.17%
LECO	B	0.16%
WIX	B	0.16%
MASI	A	0.16%
ARGX	A	0.16%
ITRI	B	0.16%
JAZZ	B	0.16%
MUSA	A	0.16%
PCVX	D	0.16%
BNTX	D	0.16%
FITB	A	0.16%
LSTR	D	0.15%
FRPT	B	0.14%
PH	A	0.14%
RMD	C	0.14%
BSY	D	0.14%
ENSG	D	0.14%
HALO	F	0.14%
CHDN	B	0.14%
MKTX	D	0.13%
TECH	D	0.13%
MIDD	C	0.13%
SFM	A	0.13%
MRUS	F	0.13%
CYTK	F	0.13%
RGLD	C	0.13%
TTEK	F	0.13%
VMC	B	0.13%
VKTX	F	0.12%
LANC	C	0.12%
KRYS	B	0.12%
TWST	D	0.12%
ROIV	C	0.12%
UFPT	B	0.11%
WM	A	0.11%
SHOO	D	0.11%
TROW	B	0.1%
MMYT	B	0.09%
BL	B	0.09%
DOCU	A	0.09%
LOGI	D	0.09%
TRMD	F	0.09%
CRVL	A	0.09%
CVLT	B	0.08%
CSWI	A	0.07%
BMRN	D	0.06%
ASND	D	0.05%
NWSA	B	0.05%
TW	A	0.05%
CVCO	A	0.04%
APA	D	0.03%
QRVO	F	0.03%
RGEN	D	0.02%
OKTA	C	0.02%
REYN	D	0.01%
RXST	F	0.01%
TMDX	F	0.01%
ACHC	F	0.01%
LEGN	F	0.01%
ACLS	F	0.01%
APLS	D	0.01%
LNTH	D	0.01%
XRAY	F	0.01%
SRPT	D	0.01%
EXAS	D	0.01%
RPRX	D	0.01%

FTQI Underweight 224 Positions Relative to ESGU

Symbol	Grade	Weight
JPM	A	-1.34%
HD	A	-1.02%
MA	C	-0.95%
UNH	C	-0.95%
KO	D	-0.85%
ADP	B	-0.69%
PG	A	-0.69%
BAC	A	-0.65%
JNJ	D	-0.62%
CVX	A	-0.61%
MS	A	-0.54%
PRU	A	-0.54%
IBM	C	-0.52%
PEG	A	-0.48%
GILD	C	-0.48%
K	A	-0.48%
MRK	F	-0.47%
TT	A	-0.47%
DIS	B	-0.47%
AMAT	F	-0.46%
CMI	A	-0.46%
BR	A	-0.45%
ACN	C	-0.43%
BK	A	-0.42%
RTX	C	-0.42%
BRK.A	B	-0.41%
NEE	D	-0.41%
ECL	D	-0.4%
GS	A	-0.4%
OKE	A	-0.39%
CRH	A	-0.39%
HON	B	-0.39%
NI	A	-0.38%
AMGN	D	-0.37%
GWW	B	-0.37%
VZ	C	-0.37%
ADSK	A	-0.37%
COP	C	-0.36%
PNC	B	-0.36%
GIS	D	-0.35%
ZTS	D	-0.34%
ELV	F	-0.34%
BKNG	A	-0.34%
C	A	-0.34%
ISRG	A	-0.33%
HES	B	-0.32%
MCK	B	-0.32%
VRTX	F	-0.32%
PNR	A	-0.32%
MMM	D	-0.32%
KMI	A	-0.32%
MCD	D	-0.31%
MET	A	-0.31%
DHR	F	-0.31%
CCI	D	-0.31%
MCO	B	-0.3%
LRCX	F	-0.29%
INTC	D	-0.29%
UNP	C	-0.29%
CI	F	-0.28%
TRGP	B	-0.28%
PANW	C	-0.27%
CLX	B	-0.26%
HIG	B	-0.26%
NXPI	D	-0.26%
EW	C	-0.25%
FLUT	A	-0.25%
EXPD	D	-0.25%
SBUX	A	-0.24%
WELL	A	-0.24%
DFS	B	-0.24%
PFE	D	-0.24%
IDXX	F	-0.23%
DAL	C	-0.23%
LKQ	D	-0.23%
TGT	F	-0.23%
UBER	D	-0.23%
DLR	B	-0.23%
DE	A	-0.22%
CDNS	B	-0.22%
XYL	D	-0.22%
COR	B	-0.22%
KR	B	-0.22%
SYF	B	-0.22%
CHD	B	-0.21%
TRV	B	-0.21%
PPG	F	-0.21%
SNPS	B	-0.21%
ANSS	B	-0.21%
SCHW	B	-0.2%
CMCSA	B	-0.2%
LNG	B	-0.2%
FERG	B	-0.2%
DECK	A	-0.2%
KEYS	A	-0.2%
TMO	F	-0.2%
VLTO	D	-0.19%
TAP	C	-0.19%
NOC	D	-0.19%
CBRE	B	-0.18%
JCI	C	-0.18%
BG	F	-0.18%
CMS	C	-0.18%
MU	D	-0.18%
HPE	B	-0.17%
EA	A	-0.17%
COO	D	-0.17%
MELI	D	-0.17%
MMC	B	-0.17%
CARR	D	-0.17%
USB	A	-0.17%
WDAY	B	-0.17%
BMY	B	-0.17%
BBY	D	-0.16%
FDS	B	-0.16%
UPS	C	-0.16%
MRVL	B	-0.16%
T	A	-0.16%
IT	C	-0.16%
EXC	C	-0.16%
KHC	F	-0.16%
TEAM	A	-0.15%
NEM	D	-0.15%
BKR	B	-0.15%
STE	F	-0.15%
TWLO	A	-0.15%
IRM	D	-0.15%
CAH	B	-0.15%
D	C	-0.15%
REGN	F	-0.15%
KMB	D	-0.15%
FTV	C	-0.14%
OVV	B	-0.14%
RCL	A	-0.14%
DGX	A	-0.14%
PYPL	B	-0.14%
WFC	A	-0.13%
CMG	B	-0.13%
FIS	C	-0.13%
WSM	B	-0.13%
EME	C	-0.13%
TFC	A	-0.13%
LII	A	-0.13%
HUBS	A	-0.13%
J	F	-0.13%
PLD	D	-0.13%
HCA	F	-0.13%
PSX	C	-0.13%
URI	B	-0.13%
LULU	C	-0.12%
NUE	C	-0.12%
BLK	C	-0.12%
AFL	B	-0.12%
AIZ	A	-0.12%
CNH	C	-0.12%
EQT	B	-0.12%
IQV	D	-0.12%
FICO	B	-0.12%
ADI	D	-0.12%
FI	A	-0.12%
COF	B	-0.12%
KKR	A	-0.12%
FDX	B	-0.11%
PFG	D	-0.11%
GDDY	A	-0.11%
SYK	C	-0.11%
IR	B	-0.11%
EIX	B	-0.11%
PAYX	C	-0.11%
IEX	B	-0.11%
HLT	A	-0.11%
HWM	A	-0.11%
AJG	B	-0.11%
CEG	D	-0.11%
HUBB	B	-0.11%
DELL	C	-0.11%
STLD	B	-0.11%
OC	A	-0.11%
PWR	A	-0.11%
FOX	A	-0.11%
IP	B	-0.11%
MKC	D	-0.1%
JNPR	F	-0.1%
ZBH	C	-0.1%
MRO	B	-0.1%
PHM	D	-0.1%
ES	D	-0.1%
DXCM	D	-0.1%
LH	C	-0.1%
WST	C	-0.1%
FBIN	D	-0.1%
SLB	C	-0.1%
HPQ	B	-0.1%
LDOS	C	-0.1%
ODFL	B	-0.1%
WY	D	-0.1%
DVA	B	-0.1%
MDB	C	-0.1%
DHI	D	-0.09%
KDP	D	-0.09%
HRL	D	-0.09%
ADM	D	-0.09%
AKAM	D	-0.09%
FANG	D	-0.09%
ED	D	-0.09%
SNOW	C	-0.09%
BALL	D	-0.09%
WDC	D	-0.09%
WTRG	B	-0.09%
SYY	B	-0.09%
PARA	C	-0.09%
VLO	C	-0.09%
TFX	F	-0.08%
AVTR	F	-0.08%
MOH	F	-0.08%
FSLR	F	-0.08%
IPG	D	-0.08%
IFF	D	-0.08%
CPB	D	-0.08%
HII	D	-0.07%
CNC	D	-0.07%
BIIB	F	-0.07%
DLTR	F	-0.06%
MRNA	F	-0.04%