FTHI vs. EFIV ETF Comparison

Comparison of First Trust High Income ETF (FTHI) to SPDR S&P 500 ESG ETF (EFIV)

FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.07

Average Daily Volume

203,171

Number of Holdings ^*

165

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$54.99

Average Daily Volume

126,970

Number of Holdings ^*

316

* may have additional holdings in another (foreign) market

Performance

Period	FTHI	EFIV
30 Days	1.41%	1.58%
60 Days	1.90%	2.96%
90 Days	2.40%	4.08%
12 Months	16.52%	29.90%

63 Overlapping Holdings

Symbol	Grade	Weight in FTHI	Weight in EFIV	Overlap
AAPL	C	5.86%	9.5%	5.86%
ABBV	C	0.76%	1.01%	0.76%
ADBE	F	0.55%	0.78%	0.55%
ADP	B	0.32%	0.34%	0.32%
AJG	D	0.05%	0.19%	0.05%
AMAT	D	0.34%	0.45%	0.34%
AMD	D	0.54%	0.72%	0.54%
AMGN	B	0.37%	0.52%	0.37%
AMT	C	0.38%	0.33%	0.33%
BAC	D	0.5%	0.78%	0.5%
BDX	D	0.08%	0.2%	0.08%
BLK	B	0.21%	0.37%	0.21%
BMY	C	0.42%	0.29%	0.29%
CAT	B	0.38%	0.49%	0.38%
CL	D	0.25%	0.26%	0.25%
CME	C	0.38%	0.23%	0.23%
COST	B	0.87%	1.2%	0.87%
CRM	D	0.53%	0.73%	0.53%
CVX	D	0.24%	0.71%	0.24%
DECK	C	0.38%	0.07%	0.07%
DHR	B	0.39%	0.53%	0.39%
ELV	C	0.14%	0.38%	0.14%
EQIX	C	0.21%	0.25%	0.21%
EXR	B	0.16%	0.11%	0.11%
GE	B	0.35%	0.55%	0.35%
GILD	B	0.45%	0.31%	0.31%
GIS	B	0.09%	0.12%	0.09%
GOOG	D	1.72%	2.25%	1.72%
GOOGL	D	2.04%	2.69%	2.04%
GS	C	0.28%	0.45%	0.28%
HD	B	0.85%	1.1%	0.85%
ITW	C	0.39%	0.2%	0.2%
JPM	D	1.27%	1.75%	1.27%
KO	C	0.58%	0.82%	0.58%
LIN	B	0.45%	0.66%	0.45%
LLY	C	1.57%	2.21%	1.57%
LOW	B	0.3%	0.43%	0.3%
MA	B	0.88%	1.2%	0.88%
MDLZ	B	0.09%	0.29%	0.09%
MDT	C	0.5%	0.35%	0.35%
MMC	C	0.46%	0.34%	0.34%
MRK	D	0.64%	0.86%	0.64%
MSFT	C	6.97%	9.39%	6.97%
NEE	C	0.28%	0.51%	0.28%
NVDA	D	5.67%	8.67%	5.67%
PAYX	C	0.2%	0.13%	0.13%
PEP	C	0.51%	0.72%	0.51%
PFE	C	0.31%	0.49%	0.31%
PG	C	0.87%	1.21%	0.87%
PSA	B	0.34%	0.17%	0.17%
QCOM	D	0.36%	0.55%	0.36%
SPGI	B	0.36%	0.49%	0.36%
SYK	C	0.05%	0.37%	0.05%
T	C	0.37%	0.46%	0.37%
TGT	C	0.11%	0.2%	0.11%
TJX	B	0.33%	0.39%	0.33%
TMUS	C	0.27%	0.31%	0.27%
TSLA	C	1.07%	1.89%	1.07%
UNH	C	1.13%	1.6%	1.13%
UNP	C	0.33%	0.45%	0.33%
V	C	0.99%	1.33%	0.99%
WMT	C	0.68%	1.01%	0.68%
XOM	C	0.96%	1.48%	0.96%

FTHI Overweight 102 Positions Relative to EFIV

Symbol	Grade	Weight
AMZN	C	3.7%
META	B	2.45%
BRK.A	C	1.76%
BXMT	C	1.72%
AVGO	C	1.65%
SLG	B	1.38%
UL	C	1.13%
CCEP	B	1.07%
JXN	A	0.95%
LADR	B	0.95%
MO	C	0.91%
CRNX	C	0.9%
CCI	C	0.67%
BRBR	C	0.64%
CALM	A	0.61%
PTVE	D	0.61%
INGR	B	0.61%
NFLX	B	0.61%
NVS	C	0.59%
VST	C	0.59%
IDA	C	0.55%
STNG	D	0.51%
MEDP	F	0.48%
INSM	D	0.48%
TMO	B	0.48%
ORCL	C	0.47%
TOL	B	0.45%
SLM	D	0.44%
CVLT	B	0.43%
EXP	B	0.43%
INTU	C	0.42%
VZ	B	0.4%
ALSN	B	0.4%
DELL	D	0.4%
AM	C	0.39%
NOW	B	0.38%
HLI	B	0.38%
IBM	B	0.38%
PM	C	0.38%
WFC	D	0.37%
USFD	B	0.37%
ARES	B	0.37%
EHC	C	0.37%
UMBF	B	0.37%
LANC	D	0.37%
HESM	D	0.37%
PPC	D	0.36%
FNF	B	0.36%
DTM	B	0.36%
NVO	C	0.36%
SCCO	D	0.36%
ISRG	B	0.36%
TXN	C	0.36%
IIPR	B	0.36%
RTX	C	0.35%
KNSL	C	0.35%
REYN	C	0.34%
IDCC	B	0.34%
SFM	B	0.34%
DUK	C	0.34%
EWBC	D	0.33%
WSO	C	0.32%
VEEV	C	0.32%
SBRA	C	0.32%
SLVM	B	0.32%
BAH	C	0.32%
KRC	B	0.3%
DHT	D	0.3%
FTI	D	0.3%
HON	D	0.29%
BKNG	C	0.29%
LMT	C	0.29%
O	C	0.29%
GAP	F	0.28%
MGEE	B	0.28%
SBLK	D	0.27%
GGG	C	0.27%
BKU	C	0.27%
LOPE	D	0.27%
AMH	C	0.26%
CNA	C	0.25%
MATX	B	0.25%
COP	D	0.24%
FLO	C	0.23%
ATR	B	0.23%
OGN	D	0.23%
OTTR	F	0.22%
SO	B	0.21%
MUSA	D	0.2%
NEU	D	0.19%
XEL	B	0.19%
PFGC	B	0.19%
CVBF	D	0.16%
MSI	B	0.16%
WEC	C	0.16%
SFNC	B	0.13%
KAR	D	0.13%
NHI	C	0.13%
GEV	B	0.12%
BX	B	0.11%
D	C	0.09%
SPG	B	0.05%

FTHI Underweight 253 Positions Relative to EFIV

Symbol	Grade	Weight
ACN	C	-0.65%
MCD	B	-0.62%
ABT	C	-0.6%
CSCO	C	-0.59%
DIS	D	-0.48%
CMCSA	D	-0.46%
AXP	B	-0.43%
UBER	C	-0.42%
REGN	C	-0.37%
PLD	C	-0.36%
MS	D	-0.36%
ETN	C	-0.36%
BSX	B	-0.36%
CB	B	-0.35%
SBUX	C	-0.33%
C	C	-0.32%
DE	B	-0.3%
CI	C	-0.3%
MU	F	-0.29%
LRCX	F	-0.29%
KLAC	D	-0.29%
UPS	D	-0.28%
NKE	D	-0.28%
SCHW	D	-0.27%
ICE	C	-0.27%
ZTS	C	-0.26%
SHW	B	-0.26%
TT	B	-0.24%
INTC	F	-0.24%
WM	D	-0.23%
WELL	C	-0.23%
CMG	C	-0.23%
PYPL	B	-0.22%
PH	B	-0.22%
MCO	B	-0.22%
AON	B	-0.22%
PNC	B	-0.21%
CTAS	B	-0.21%
CVS	D	-0.21%
USB	B	-0.2%
CARR	B	-0.19%
ECL	B	-0.19%
CSX	D	-0.19%
FCX	D	-0.18%
NEM	B	-0.18%
APD	B	-0.18%
DHI	B	-0.17%
AFL	C	-0.17%
MPC	F	-0.17%
MAR	C	-0.17%
SLB	F	-0.17%
NSC	C	-0.17%
EMR	D	-0.17%
COF	B	-0.16%
GM	C	-0.16%
OKE	B	-0.16%
TRV	C	-0.16%
PSX	F	-0.16%
HLT	B	-0.16%
WMB	B	-0.16%
ADSK	C	-0.16%
TFC	C	-0.16%
PCAR	D	-0.15%
ROST	C	-0.15%
SRE	C	-0.15%
BK	B	-0.15%
DLR	B	-0.15%
MET	B	-0.14%
FIS	B	-0.14%
JCI	B	-0.14%
URI	B	-0.14%
AIG	D	-0.14%
ALL	B	-0.14%
AMP	A	-0.13%
TEL	D	-0.13%
GWW	B	-0.13%
MSCI	C	-0.13%
VLO	F	-0.13%
PWR	B	-0.12%
HUM	F	-0.12%
RCL	B	-0.12%
CNC	D	-0.12%
A	C	-0.12%
EXC	C	-0.12%
KMI	B	-0.12%
CMI	C	-0.12%
EW	F	-0.12%
IDXX	C	-0.12%
PRU	C	-0.12%
ACGL	C	-0.12%
PEG	B	-0.12%
RSG	D	-0.12%
ED	C	-0.11%
CBRE	A	-0.11%
IR	C	-0.11%
RMD	C	-0.11%
KR	C	-0.11%
OTIS	C	-0.11%
YUM	D	-0.11%
SYY	D	-0.11%
AME	C	-0.11%
KDP	B	-0.11%
VRSK	D	-0.11%
CTVA	B	-0.11%
EIX	C	-0.1%
EBAY	B	-0.1%
TRGP	B	-0.1%
AVB	B	-0.1%
BKR	C	-0.1%
IRM	C	-0.1%
OXY	F	-0.1%
HIG	B	-0.1%
HES	F	-0.1%
DOW	D	-0.1%
EA	D	-0.1%
BIIB	F	-0.09%
PPG	D	-0.09%
HSY	C	-0.09%
WTW	C	-0.09%
WAB	B	-0.09%
ON	D	-0.09%
TSCO	C	-0.09%
NDAQ	A	-0.09%
ROK	D	-0.09%
LULU	D	-0.09%
FANG	D	-0.09%
ADM	D	-0.09%
MTD	D	-0.09%
CSGP	D	-0.09%
XYL	C	-0.09%
DFS	B	-0.09%
FTV	C	-0.08%
SBAC	C	-0.08%
DOV	B	-0.08%
VTR	C	-0.08%
IFF	B	-0.08%
ETR	B	-0.08%
EQR	B	-0.08%
AXON	B	-0.08%
CAH	C	-0.08%
MTB	B	-0.08%
FITB	B	-0.08%
KHC	C	-0.08%
PHM	B	-0.08%
GPN	D	-0.08%
DAL	C	-0.08%
AWK	B	-0.08%
HPQ	D	-0.08%
CPAY	B	-0.07%
WY	C	-0.07%
SW	B	-0.07%
MRNA	F	-0.07%
TROW	D	-0.07%
ES	C	-0.07%
TTWO	C	-0.07%
LYB	D	-0.07%
STT	A	-0.07%
HAL	F	-0.07%
BR	D	-0.07%
DVN	F	-0.07%
WAT	C	-0.06%
SYF	C	-0.06%
HOLX	B	-0.06%
BBY	C	-0.06%
ARE	C	-0.06%
GPC	D	-0.06%
OMC	B	-0.06%
EL	F	-0.06%
EQT	D	-0.06%
BAX	C	-0.06%
RF	B	-0.06%
BALL	C	-0.06%
WDC	D	-0.06%
HBAN	B	-0.06%
MKC	C	-0.06%
HUBB	B	-0.06%
K	B	-0.06%
ZBH	F	-0.06%
RJF	C	-0.06%
HPE	D	-0.06%
CBOE	C	-0.06%
AMCR	B	-0.05%
KIM	C	-0.05%
DOC	C	-0.05%
DGX	B	-0.05%
EG	C	-0.05%
CCL	C	-0.05%
EXPE	C	-0.05%
AVY	C	-0.05%
FDS	C	-0.05%
MAS	B	-0.05%
TSN	C	-0.05%
PFG	B	-0.05%
NTRS	A	-0.05%
ULTA	D	-0.05%
CFG	C	-0.05%
APTV	D	-0.05%
KMX	D	-0.04%
HST	C	-0.04%
ALLE	B	-0.04%
SJM	C	-0.04%
REG	C	-0.04%
JKHY	B	-0.04%
JBHT	D	-0.04%
POOL	C	-0.04%
UDR	C	-0.04%
CF	C	-0.04%
LVS	D	-0.04%
AKAM	D	-0.04%
IEX	D	-0.04%
SWK	B	-0.04%
KEY	B	-0.04%
CAG	C	-0.04%
PNR	B	-0.04%
FRT	C	-0.03%
GL	C	-0.03%
HAS	B	-0.03%
DAY	D	-0.03%
HRL	C	-0.03%
LW	D	-0.03%
TPR	C	-0.03%
MGM	F	-0.03%
NWSA	D	-0.03%
CPB	C	-0.03%
CRL	F	-0.03%
TAP	D	-0.03%
AIZ	B	-0.03%
MKTX	C	-0.03%
ALB	D	-0.03%
LKQ	F	-0.03%
INCY	C	-0.03%
TFX	C	-0.03%
BXP	B	-0.03%
IPG	C	-0.03%
CHRW	B	-0.03%
BEN	F	-0.02%
BBWI	F	-0.02%
ETSY	F	-0.02%
WBA	F	-0.02%
BIO	C	-0.02%
AAL	D	-0.02%
IVZ	B	-0.02%
WYNN	D	-0.02%
RL	C	-0.02%
BWA	D	-0.02%
MHK	C	-0.02%
FMC	C	-0.02%
CZR	C	-0.02%
NCLH	C	-0.02%
MOS	F	-0.02%
DVA	B	-0.02%
NWS	D	-0.01%
PARA	F	-0.01%