FTC vs. TECB ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to iShares U.S. Tech Breakthrough Multisector ETF (TECB)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$142.99

Average Daily Volume

32,288

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

TECB

iShares U.S. Tech Breakthrough Multisector ETF

TECB Description

The fund seeks to track the investment results of the NYSE FactSet U.S. Tech Breakthrough Index (the underlying index), which measures the performance of U.S. listed companies engaged in cutting edge research and development of products and services in the areas of robotics and artificial intelligence, cyber security, cloud and data tech, financial technology, and genomics and immunology. It generally will invest at least 90% of its assets in the component securities of the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.12

Average Daily Volume

18,779

Number of Holdings ^*

164

* may have additional holdings in another (foreign) market

Performance

Period	FTC	TECB
30 Days	5.36%	3.04%
60 Days	10.08%	5.82%
90 Days	13.53%	7.27%
12 Months	38.90%	35.84%

29 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in TECB	Overlap
AAPL	C	0.33%	4.02%	0.33%
ADSK	B	0.37%	0.87%	0.37%
AMZN	B	0.38%	4.0%	0.38%
BAH	D	0.63%	0.61%	0.61%
BR	B	0.51%	0.16%	0.16%
COIN	A	0.52%	0.36%	0.36%
CPAY	A	0.39%	0.15%	0.15%
CPNG	D	0.86%	0.42%	0.42%
CRM	B	0.2%	4.67%	0.2%
CRWD	B	0.2%	2.06%	0.2%
DLR	A	0.18%	0.85%	0.18%
EQIX	A	0.16%	1.24%	0.16%
FI	A	0.78%	0.75%	0.75%
FTNT	B	0.59%	1.66%	0.59%
GDDY	A	0.98%	0.34%	0.34%
GOOGL	B	0.17%	3.67%	0.17%
GPN	C	0.18%	0.18%	0.18%
IRM	C	0.79%	0.48%	0.48%
ISRG	A	0.53%	2.47%	0.53%
MA	B	0.17%	2.64%	0.17%
META	C	0.67%	4.19%	0.67%
MSTR	A	0.32%	0.81%	0.32%
NFLX	A	0.57%	4.51%	0.57%
NOW	B	0.77%	3.1%	0.77%
NTAP	C	0.47%	0.36%	0.36%
NVDA	A	0.81%	4.33%	0.81%
ORCL	A	0.73%	4.39%	0.73%
PANW	B	0.38%	3.38%	0.38%
QCOM	F	0.16%	2.38%	0.16%

FTC Overweight 157 Positions Relative to TECB

Symbol	Grade	Weight
APP	A	1.81%
PLTR	A	1.32%
AXON	A	1.26%
CVNA	A	1.15%
RCL	A	1.09%
TRGP	A	1.08%
EXPE	B	1.03%
VRT	A	1.01%
DASH	A	1.01%
FICO	B	1.0%
GS	B	0.99%
VST	A	0.97%
KKR	A	0.96%
EME	A	0.96%
HWM	A	0.94%
HOOD	A	0.92%
UTHR	C	0.9%
BK	B	0.9%
WAB	B	0.9%
PWR	A	0.9%
AXP	B	0.89%
CCL	A	0.88%
TT	A	0.88%
HEI	A	0.88%
URI	B	0.87%
ALL	A	0.86%
PGR	B	0.85%
BURL	A	0.85%
NRG	B	0.84%
THC	C	0.82%
VTR	B	0.82%
AMP	A	0.8%
GRMN	B	0.8%
LYV	A	0.79%
RBLX	B	0.79%
FCNCA	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
JPM	A	0.76%
TPL	A	0.75%
PH	B	0.74%
ACGL	D	0.74%
GEN	B	0.73%
MSI	B	0.73%
CEG	C	0.72%
PCG	A	0.71%
HCA	F	0.71%
BSX	A	0.7%
CTAS	B	0.7%
PM	A	0.7%
BRO	B	0.7%
COST	A	0.69%
SHW	C	0.68%
LII	A	0.68%
ANET	C	0.67%
AVGO	C	0.66%
CAT	C	0.66%
PEG	C	0.65%
FSLR	F	0.65%
APO	A	0.64%
ERIE	F	0.63%
IBM	C	0.63%
GE	D	0.63%
RMD	C	0.63%
ALNY	D	0.62%
NEE	C	0.59%
TDG	D	0.59%
BKNG	A	0.57%
TTD	B	0.56%
GWW	B	0.55%
DECK	A	0.54%
CASY	A	0.53%
HLT	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
AJG	B	0.51%
WELL	A	0.51%
TYL	B	0.51%
TJX	A	0.5%
HUBB	B	0.5%
CSL	C	0.49%
MCO	D	0.49%
BRK.A	B	0.49%
SPGI	D	0.48%
MANH	D	0.48%
SO	C	0.47%
LVS	B	0.47%
ECL	D	0.47%
ICE	C	0.47%
UBER	F	0.46%
TSCO	D	0.46%
VLTO	C	0.45%
XYL	D	0.44%
PSA	C	0.44%
CL	D	0.43%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
TSLA	A	0.4%
DELL	B	0.38%
MAR	B	0.38%
APH	B	0.37%
ARES	A	0.36%
MO	A	0.36%
ETN	B	0.36%
RSG	A	0.35%
IR	B	0.35%
DOV	B	0.35%
SPG	A	0.35%
IT	C	0.35%
ORLY	B	0.35%
MCD	D	0.33%
ROL	B	0.33%
MMC	D	0.33%
AZO	C	0.33%
ROST	D	0.32%
OTIS	C	0.32%
CBOE	C	0.32%
AMGN	D	0.31%
RIVN	F	0.31%
VICI	C	0.31%
LLY	F	0.3%
BLD	F	0.3%
EXR	C	0.3%
KO	D	0.29%
O	C	0.29%
WSM	D	0.28%
LPLA	A	0.22%
MPWR	F	0.21%
FAST	B	0.19%
PAYX	B	0.18%
AON	B	0.18%
ADP	B	0.18%
MKL	A	0.18%
WDAY	C	0.18%
ESS	A	0.17%
ITW	B	0.17%
CHD	A	0.17%
MSCI	B	0.17%
CMG	C	0.17%
VRTX	D	0.17%
WAT	C	0.17%
DKNG	B	0.17%
SYK	A	0.17%
WM	B	0.17%
MU	D	0.16%
PG	C	0.16%
AVB	B	0.16%
SBAC	D	0.15%
KMB	C	0.15%
GLPI	C	0.15%
LIN	D	0.15%
CCI	C	0.14%
A	F	0.14%
ZTS	D	0.14%
MTD	F	0.13%
KLAC	F	0.13%

FTC Underweight 135 Positions Relative to TECB

Symbol	Grade	Weight
MSFT	D	-3.52%
ADBE	D	-3.07%
AMD	F	-3.01%
V	A	-2.93%
MRK	F	-2.66%
TXN	C	-2.53%
GILD	C	-2.02%
REGN	F	-1.5%
ADI	D	-1.42%
MELI	D	-1.35%
INTC	C	-1.34%
INTU	B	-1.14%
AME	A	-0.58%
SNOW	C	-0.56%
TEAM	A	-0.56%
PYPL	B	-0.54%
HPQ	B	-0.53%
HUBS	B	-0.5%
ZS	B	-0.5%
MCHP	F	-0.46%
EBAY	D	-0.45%
ANSS	B	-0.39%
AKAM	F	-0.36%
JNPR	D	-0.33%
OKTA	D	-0.33%
CACI	C	-0.33%
INCY	C	-0.31%
WDC	F	-0.3%
MDB	C	-0.3%
SQ	A	-0.29%
FIS	C	-0.29%
MRNA	F	-0.25%
NTNX	B	-0.25%
PINS	F	-0.24%
TWLO	A	-0.23%
PSTG	F	-0.22%
SAIC	F	-0.21%
S	B	-0.19%
SRPT	F	-0.17%
EXEL	B	-0.17%
QLYS	C	-0.15%
VRNS	D	-0.15%
SNAP	D	-0.15%
RVMD	B	-0.14%
TENB	D	-0.13%
LUMN	C	-0.12%
SSNC	C	-0.1%
GWRE	A	-0.1%
DBX	C	-0.1%
GTLB	B	-0.1%
BPMC	C	-0.1%
CVLT	B	-0.1%
AFRM	A	-0.09%
PARA	D	-0.09%
TW	A	-0.09%
TOST	A	-0.09%
ETSY	D	-0.09%
CFLT	B	-0.09%
LSCC	D	-0.09%
CGNX	D	-0.09%
ALTR	B	-0.08%
ALRM	C	-0.08%
JKHY	D	-0.08%
SOFI	A	-0.08%
BSY	D	-0.08%
RPD	C	-0.07%
ACLX	C	-0.07%
YOU	D	-0.06%
MKTX	D	-0.06%
WEX	F	-0.05%
INFA	D	-0.05%
CALX	D	-0.05%
PEGA	B	-0.05%
BILL	B	-0.05%
ACIW	B	-0.04%
QTWO	B	-0.04%
PTON	C	-0.04%
FOUR	A	-0.04%
LGND	C	-0.04%
BEAM	C	-0.04%
IOVA	F	-0.04%
SWTX	C	-0.04%
OMF	A	-0.04%
FRSH	C	-0.04%
TDC	D	-0.04%
PRGS	B	-0.04%
AI	B	-0.04%
SLAB	F	-0.04%
TWST	F	-0.04%
EEFT	C	-0.03%
BCRX	D	-0.03%
CCCS	B	-0.03%
WK	C	-0.03%
NTLA	F	-0.03%
DVAX	C	-0.03%
DOCN	D	-0.03%
ATEN	A	-0.03%
UPST	B	-0.03%
GERN	F	-0.03%
PAR	A	-0.02%
SYM	B	-0.02%
ENVA	B	-0.02%
VERX	A	-0.02%
FLYW	B	-0.02%
MTTR	B	-0.02%
VIRT	A	-0.02%
BL	C	-0.02%
NVAX	F	-0.02%
ZUO	B	-0.02%
NCNO	B	-0.02%
CWAN	B	-0.02%
SIRI	D	-0.02%
AVPT	A	-0.02%
APPN	C	-0.02%
INTA	B	-0.02%
XNCR	B	-0.02%
DDD	C	-0.01%
ARCT	F	-0.01%
MQ	F	-0.01%
BMBL	C	-0.01%
DFIN	D	-0.01%
AVDX	B	-0.01%
BASE	C	-0.01%
ALKT	B	-0.01%
PRLB	C	-0.01%
FSLY	F	-0.01%
RCUS	F	-0.01%
CXM	C	-0.01%
PAYO	A	-0.01%
VIR	F	-0.01%
VMEO	C	-0.01%
LPRO	C	-0.0%
WRLD	D	-0.0%
RPAY	D	-0.0%
DNA	F	-0.0%