FTC vs. PFUT ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to Putnam Sustainable Future ETF (PFUT)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

PFUT

Putnam Sustainable Future ETF

PFUT Description

The investment seeks long-term capital appreciation. The fund invests mainly in common stocks of U.S. companies of any size, with a focus on companies whose products and services provide solutions that directly contribute to sustainable social, environmental and economic development (Impact Companies). Under normal circumstances, the fund invests at least 80% of the value of its net assets in securities that meet Putnam Management?s sustainability criteria. In applying these criteria, Putnam Management will assign each company a proprietary environmental, social and/or corporate governance (ESG) rating ranging from 1 to 4.

Grade (RS Rating)

Last Trade

$26.45

Average Daily Volume

23,002

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTC	PFUT
30 Days	9.08%	5.25%
60 Days	12.23%	5.80%
90 Days	15.96%	7.43%
12 Months	42.15%	33.33%

23 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in PFUT	Overlap
CEG	D	0.72%	1.86%	0.72%
CMG	B	0.17%	0.99%	0.17%
COIN	C	0.52%	1.19%	0.52%
CTAS	B	0.7%	1.25%	0.7%
ECL	D	0.47%	0.51%	0.47%
FICO	B	1.0%	1.1%	1.0%
FSLR	F	0.65%	0.61%	0.61%
ISRG	A	0.53%	2.13%	0.53%
IT	C	0.35%	1.92%	0.35%
KKR	A	0.96%	0.7%	0.7%
MA	C	0.17%	1.77%	0.17%
MSCI	C	0.17%	1.86%	0.17%
MTD	D	0.13%	0.96%	0.13%
NEE	D	0.59%	1.72%	0.59%
NOW	A	0.77%	1.64%	0.77%
NRG	B	0.84%	0.76%	0.76%
PWR	A	0.9%	1.58%	0.9%
RMD	C	0.63%	1.49%	0.63%
UBER	D	0.46%	0.95%	0.46%
URI	B	0.87%	0.38%	0.38%
VRT	B	1.01%	2.09%	1.01%
XYL	D	0.44%	1.6%	0.44%
ZTS	D	0.14%	1.13%	0.14%

FTC Overweight 163 Positions Relative to PFUT

Symbol	Grade	Weight
APP	B	1.81%
PLTR	B	1.32%
AXON	A	1.26%
CVNA	B	1.15%
RCL	A	1.09%
TRGP	B	1.08%
EXPE	B	1.03%
DASH	A	1.01%
GS	A	0.99%
GDDY	A	0.98%
VST	B	0.97%
EME	C	0.96%
HWM	A	0.94%
HOOD	B	0.92%
UTHR	C	0.9%
BK	A	0.9%
WAB	B	0.9%
AXP	A	0.89%
CCL	B	0.88%
TT	A	0.88%
HEI	B	0.88%
CPNG	D	0.86%
ALL	A	0.86%
PGR	A	0.85%
BURL	A	0.85%
THC	D	0.82%
VTR	C	0.82%
NVDA	C	0.81%
AMP	A	0.8%
GRMN	B	0.8%
LYV	A	0.79%
IRM	D	0.79%
RBLX	C	0.79%
FCNCA	A	0.78%
FI	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
JPM	A	0.76%
TPL	A	0.75%
PH	A	0.74%
ACGL	D	0.74%
GEN	B	0.73%
ORCL	B	0.73%
MSI	B	0.73%
PCG	A	0.71%
HCA	F	0.71%
BSX	B	0.7%
PM	B	0.7%
BRO	B	0.7%
COST	B	0.69%
SHW	A	0.68%
LII	A	0.68%
ANET	C	0.67%
META	D	0.67%
AVGO	D	0.66%
CAT	B	0.66%
PEG	A	0.65%
APO	B	0.64%
ERIE	D	0.63%
IBM	C	0.63%
GE	D	0.63%
BAH	F	0.63%
ALNY	D	0.62%
FTNT	C	0.59%
TDG	D	0.59%
NFLX	A	0.57%
BKNG	A	0.57%
TTD	B	0.56%
GWW	B	0.55%
DECK	A	0.54%
CASY	A	0.53%
HLT	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
AJG	B	0.51%
WELL	A	0.51%
TYL	B	0.51%
BR	A	0.51%
TJX	A	0.5%
HUBB	B	0.5%
CSL	C	0.49%
MCO	B	0.49%
BRK.A	B	0.49%
SPGI	C	0.48%
MANH	D	0.48%
NTAP	C	0.47%
SO	D	0.47%
LVS	C	0.47%
ICE	C	0.47%
TSCO	D	0.46%
VLTO	D	0.45%
PSA	D	0.44%
CL	D	0.43%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
TSLA	B	0.4%
CPAY	A	0.39%
DELL	C	0.38%
MAR	B	0.38%
AMZN	C	0.38%
PANW	C	0.38%
ADSK	A	0.37%
APH	A	0.37%
ARES	A	0.36%
MO	A	0.36%
ETN	A	0.36%
RSG	A	0.35%
IR	B	0.35%
DOV	A	0.35%
SPG	B	0.35%
ORLY	B	0.35%
AAPL	C	0.33%
MCD	D	0.33%
ROL	B	0.33%
MMC	B	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
OTIS	C	0.32%
CBOE	B	0.32%
AMGN	D	0.31%
RIVN	F	0.31%
VICI	C	0.31%
LLY	F	0.3%
BLD	D	0.3%
EXR	D	0.3%
KO	D	0.29%
O	D	0.29%
WSM	B	0.28%
LPLA	A	0.22%
MPWR	F	0.21%
CRM	B	0.2%
CRWD	B	0.2%
FAST	B	0.19%
PAYX	C	0.18%
AON	A	0.18%
ADP	B	0.18%
MKL	A	0.18%
DLR	B	0.18%
WDAY	B	0.18%
GPN	B	0.18%
ESS	B	0.17%
ITW	B	0.17%
CHD	B	0.17%
VRTX	F	0.17%
WAT	B	0.17%
DKNG	B	0.17%
GOOGL	C	0.17%
SYK	C	0.17%
WM	A	0.17%
MU	D	0.16%
QCOM	F	0.16%
PG	A	0.16%
EQIX	A	0.16%
AVB	B	0.16%
SBAC	D	0.15%
KMB	D	0.15%
GLPI	C	0.15%
LIN	D	0.15%
CCI	D	0.14%
A	D	0.14%
KLAC	D	0.13%

FTC Underweight 56 Positions Relative to PFUT

Symbol	Grade	Weight
ROP	B	-2.1%
SFM	A	-2.07%
DDOG	A	-2.02%
TMO	F	-1.88%
VRSK	A	-1.88%
DHR	F	-1.83%
TPG	A	-1.71%
FSS	B	-1.67%
PINS	D	-1.54%
COF	B	-1.52%
HASI	D	-1.52%
CDNS	B	-1.46%
HUBS	A	-1.39%
CWST	A	-1.38%
EXAS	D	-1.36%
MTN	C	-1.36%
FWRG	C	-1.36%
PEN	B	-1.34%
DAR	C	-1.33%
RRX	B	-1.32%
ZBRA	B	-1.31%
ADBE	C	-1.27%
GPK	C	-1.27%
CPB	D	-1.24%
STX	D	-1.24%
SUM	B	-1.23%
ICLR	D	-1.22%
HQY	B	-1.2%
WY	D	-1.2%
ADI	D	-1.16%
VERX	B	-1.15%
ALTR	B	-1.12%
ONON	A	-1.06%
AMAT	F	-1.05%
TRMB	B	-1.05%
IDXX	F	-1.01%
ASML	F	-0.98%
SNPS	B	-0.98%
CNM	D	-0.95%
LULU	C	-0.94%
LEVI	F	-0.85%
TTEK	F	-0.79%
VRRM	D	-0.76%
HAS	D	-0.76%
REGN	F	-0.73%
AZN	D	-0.7%
GEV	B	-0.69%
ARGX	A	-0.67%
BMRN	D	-0.62%
PL	A	-0.55%
GWRE	A	-0.52%
SGBX	F	-0.51%
ASND	D	-0.44%
TWST	D	-0.4%
RCKT	F	-0.27%
CMPS	F	-0.19%