FNY vs. XMMO ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Invesco S&P MidCap Momentum ETF (XMMO)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.32

Average Daily Volume

13,952

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

XMMO

Invesco S&P MidCap Momentum ETF

XMMO Description

The investment seeks to track the investment results (before fees and expenses) of the S&P MidCap 400 Momentum Index (the "underlying index"). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. Strictly in accordance with its guidelines and mandated procedures, the index provider compiles, maintains and calculates the underlying index, which is composed of constituents of the S&P MidCap 400 that have the highest momentum score.

Grade (RS Rating)

Last Trade

$134.35

Average Daily Volume

239,497

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNY	XMMO
30 Days	9.26%	10.48%
60 Days	10.03%	11.13%
90 Days	12.45%	12.15%
12 Months	43.71%	61.77%

40 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in XMMO	Overlap
AIT	A	0.68%	1.35%	0.68%
AM	A	0.15%	0.5%	0.15%
ANF	C	0.58%	1.49%	0.58%
AYI	B	0.5%	1.17%	0.5%
BCO	D	0.56%	0.52%	0.52%
BRBR	A	0.51%	0.91%	0.51%
BWXT	B	0.49%	1.21%	0.49%
CACI	D	0.63%	1.16%	0.63%
CBT	C	0.55%	0.63%	0.55%
CLH	B	0.43%	1.37%	0.43%
CNM	D	0.14%	1.0%	0.14%
COKE	C	0.65%	1.06%	0.65%
CRUS	D	0.35%	0.6%	0.35%
CVLT	B	0.76%	1.25%	0.76%
CW	B	0.76%	2.44%	0.76%
DTM	B	0.37%	1.57%	0.37%
EHC	B	0.58%	1.31%	0.58%
ESAB	B	0.33%	0.76%	0.33%
EWBC	A	0.71%	1.45%	0.71%
EXP	A	0.59%	1.04%	0.59%
FIX	A	0.82%	2.08%	0.82%
FLS	B	0.49%	0.8%	0.49%
GAP	C	0.27%	0.66%	0.27%
HLI	B	0.66%	1.47%	0.66%
HRB	D	0.54%	1.4%	0.54%
IBKR	A	0.74%	1.98%	0.74%
IBOC	A	0.5%	0.4%	0.4%
ITT	A	0.58%	1.42%	0.58%
KD	B	0.17%	0.79%	0.17%
KEX	C	0.59%	0.95%	0.59%
KNF	A	0.76%	0.78%	0.76%
LNW	D	0.14%	0.91%	0.14%
LOPE	B	0.16%	0.53%	0.16%
MORN	B	0.15%	0.91%	0.15%
NYT	C	0.4%	0.82%	0.4%
RYAN	B	0.45%	0.8%	0.45%
SBRA	C	0.41%	0.44%	0.41%
SFM	A	0.91%	2.87%	0.91%
TXRH	C	0.63%	2.02%	0.63%
WING	D	0.33%	1.96%	0.33%

FNY Overweight 174 Positions Relative to XMMO

Symbol	Grade	Weight
AFRM	B	1.08%
SOFI	A	1.0%
AX	A	0.9%
ALSN	B	0.87%
QTWO	A	0.86%
NTRA	B	0.86%
PIPR	B	0.84%
SFBS	B	0.82%
CORT	B	0.81%
RDNT	B	0.81%
CRS	A	0.8%
TOST	B	0.8%
FOUR	B	0.8%
HLNE	B	0.8%
KTB	B	0.79%
CSWI	A	0.79%
ITRI	B	0.77%
DUOL	A	0.77%
ACIW	B	0.76%
COHR	B	0.76%
MOG.A	B	0.76%
EXEL	B	0.75%
IOT	A	0.73%
ENSG	D	0.71%
LTH	C	0.7%
DY	D	0.7%
AAON	B	0.69%
DVA	B	0.68%
MOD	A	0.67%
EXLS	B	0.66%
PEGA	A	0.66%
HIMS	B	0.65%
GMED	A	0.65%
TPG	A	0.65%
PSN	D	0.64%
FFIN	B	0.63%
PODD	C	0.63%
CRVL	A	0.62%
TTEK	F	0.62%
SLG	B	0.62%
FRPT	B	0.62%
RL	B	0.61%
MMSI	B	0.6%
GWRE	A	0.6%
ATI	D	0.6%
ITGR	B	0.59%
AUR	C	0.59%
ADC	B	0.58%
BOOT	D	0.57%
TKO	B	0.57%
AVAV	D	0.56%
CRDO	B	0.56%
BFAM	D	0.55%
FSS	B	0.55%
BMI	B	0.55%
EPRT	B	0.55%
DOCU	A	0.54%
NCLH	B	0.54%
PLNT	A	0.51%
KAI	A	0.5%
SMG	D	0.49%
LNTH	D	0.49%
AWI	A	0.49%
HOMB	A	0.48%
PRI	A	0.48%
ONB	B	0.48%
WHD	B	0.47%
S	B	0.47%
IBP	D	0.47%
PI	D	0.46%
FFIV	B	0.46%
SCI	B	0.46%
ZETA	D	0.46%
HASI	D	0.45%
TW	A	0.45%
AXSM	B	0.44%
BOX	B	0.44%
CNS	B	0.44%
BDC	B	0.43%
DT	C	0.42%
AZEK	A	0.42%
WWD	B	0.42%
HALO	F	0.42%
DKS	C	0.41%
OHI	C	0.41%
WYNN	D	0.4%
ALLE	D	0.4%
INSM	C	0.39%
OLLI	D	0.39%
RNA	D	0.38%
VRNS	D	0.37%
CFR	B	0.35%
INSP	D	0.35%
PCTY	B	0.34%
RVMD	C	0.34%
MTCH	D	0.34%
CBSH	A	0.34%
GME	C	0.33%
RARE	D	0.33%
WTM	A	0.32%
ITCI	C	0.32%
RLI	B	0.32%
CWST	A	0.31%
AXTA	A	0.31%
RUN	F	0.31%
MKTX	D	0.3%
BRX	A	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
KRG	B	0.29%
REG	B	0.29%
EEFT	B	0.29%
CHDN	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
ORA	B	0.29%
IRT	A	0.29%
RHP	B	0.29%
DBX	B	0.29%
ATR	B	0.29%
BLKB	B	0.28%
BPMC	C	0.28%
CTRE	D	0.28%
KNSL	B	0.28%
CROX	D	0.28%
LAMR	D	0.27%
GPK	C	0.27%
CPT	B	0.27%
CUBE	D	0.26%
AGNC	D	0.26%
EXPO	D	0.24%
FCN	D	0.24%
AOS	F	0.23%
VRRM	D	0.23%
FND	C	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
GTLS	B	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
MASI	A	0.17%
DAY	B	0.17%
MARA	C	0.16%
CHH	A	0.16%
TRMB	B	0.16%
GATX	A	0.16%
NTNX	A	0.16%
ESI	A	0.15%
DCI	B	0.15%
RGLD	C	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
RBC	A	0.15%
GOLF	B	0.15%
IPAR	B	0.14%
ROIV	C	0.14%
APPF	B	0.14%
NEU	C	0.14%
UDR	B	0.14%
H	B	0.14%
NNN	D	0.13%
ELAN	D	0.13%
CHE	D	0.13%
EGP	F	0.13%
MEDP	D	0.13%
SSD	D	0.13%
FR	C	0.13%
TECH	D	0.12%
U	C	0.11%
TDW	F	0.1%
BRKR	D	0.1%
LCID	F	0.09%

FNY Underweight 37 Positions Relative to XMMO

Symbol	Grade	Weight
EME	C	-3.58%
RGA	A	-2.87%
WSM	B	-2.83%
TPL	A	-2.79%
LII	A	-2.58%
THC	D	-2.46%
CSL	C	-2.41%
EVR	B	-2.16%
EQH	B	-2.12%
TOL	B	-2.08%
JEF	A	-1.93%
FNF	B	-1.89%
CASY	A	-1.76%
XPO	B	-1.74%
MUSA	A	-1.6%
SF	B	-1.44%
PSTG	D	-1.37%
BLD	D	-1.28%
JLL	D	-1.21%
NBIX	C	-1.2%
CR	A	-1.17%
NVT	B	-1.02%
ALLY	C	-0.97%
ORI	A	-0.92%
MTG	C	-0.9%
FLR	B	-0.84%
OLED	D	-0.72%
R	B	-0.7%
KBH	D	-0.61%
AMG	B	-0.56%
ESNT	D	-0.55%
JHG	A	-0.55%
SLM	A	-0.54%
UMBF	B	-0.54%
POST	C	-0.48%
CNO	A	-0.41%
PPC	C	-0.35%