FNY vs. USMF ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to WisdomTree U.S. Multifactor Fund (USMF)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$79.45

Average Daily Volume

15,927

Number of Holdings ^*

216

* may have additional holdings in another (foreign) market

USMF

WisdomTree U.S. Multifactor Fund

USMF Description

The investment seeks to track the price and yield performance, before fees and expenses, of the WisdomTree U.S. Multifactor Index. Under normal circumstances, at least 80% of the fund's total assets will be invested in component securities of the index and investments that have economic characteristics that are substantially identical to the economic characteristics of such component securities. The index is generally comprised of 200 U.S. companies with the highest composite scores based on two fundamental factors (value and quality measures) and two technical factors (momentum and correlation). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$48.53

Average Daily Volume

23,364

Number of Holdings ^*

197

* may have additional holdings in another (foreign) market

Performance

Period	FNY	USMF
30 Days	5.21%	2.18%
60 Days	5.58%	4.60%
90 Days	8.97%	6.66%
12 Months	28.93%	25.77%

36 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in USMF	Overlap
ALSN	B	0.81%	0.31%	0.31%
ANF	D	0.55%	0.28%	0.28%
APP	C	0.91%	0.61%	0.61%
APPF	D	0.52%	0.5%	0.5%
ARMK	B	0.64%	0.65%	0.64%
ATR	B	0.62%	0.44%	0.44%
CHE	C	0.15%	0.37%	0.15%
CNM	F	0.35%	0.2%	0.2%
CW	B	0.8%	0.4%	0.4%
DCI	C	0.42%	0.34%	0.34%
DOCU	C	0.15%	0.72%	0.15%
DVA	B	0.81%	0.26%	0.26%
EME	B	0.76%	0.31%	0.31%
EXEL	C	0.5%	0.38%	0.38%
FFIV	B	0.34%	1.5%	0.34%
GNTX	F	0.37%	0.58%	0.37%
GPK	B	0.32%	0.34%	0.32%
HQY	C	0.51%	0.2%	0.2%
HRB	C	0.83%	0.77%	0.77%
IBKR	B	0.72%	0.31%	0.31%
INGR	B	0.5%	0.45%	0.45%
MSA	D	0.39%	0.32%	0.32%
MUSA	D	0.81%	0.83%	0.81%
NYT	C	0.59%	0.91%	0.59%
POST	C	0.78%	0.38%	0.38%
PRI	B	0.61%	0.34%	0.34%
PSN	B	0.83%	0.4%	0.4%
RHP	C	0.15%	0.69%	0.15%
RL	C	0.57%	0.43%	0.43%
RLI	B	0.46%	0.35%	0.35%
RYAN	D	0.63%	0.35%	0.35%
SFM	B	0.87%	0.29%	0.29%
TXRH	C	0.67%	0.62%	0.62%
VNT	F	0.24%	0.93%	0.24%
WSM	D	0.55%	0.31%	0.31%
WWD	D	0.68%	0.28%	0.28%

FNY Overweight 180 Positions Relative to USMF

Symbol	Grade	Weight
ENSG	B	0.88%
COKE	C	0.84%
HALO	C	0.83%
MOG.A	B	0.82%
NTRA	C	0.82%
FIX	B	0.8%
ATI	C	0.8%
TTEK	C	0.8%
INSM	D	0.79%
MOD	A	0.79%
FRPT	B	0.78%
ITGR	A	0.78%
CVNA	B	0.78%
CLH	A	0.76%
BCO	B	0.75%
LNW	B	0.75%
LNTH	D	0.74%
AVAV	C	0.73%
BFAM	C	0.73%
TOL	B	0.72%
TOST	C	0.72%
OLLI	C	0.71%
CASY	D	0.71%
GWRE	A	0.7%
SFBS	B	0.69%
CVLT	B	0.69%
HOOD	C	0.68%
H	C	0.68%
KNF	B	0.67%
WING	B	0.67%
CBT	B	0.64%
AWI	B	0.63%
TW	B	0.63%
PEGA	C	0.63%
KTB	B	0.63%
TPL	B	0.62%
KD	D	0.62%
BMI	A	0.62%
TKO	B	0.61%
GKOS	C	0.61%
AAON	B	0.61%
MEDP	F	0.6%
FSS	D	0.59%
ITT	B	0.59%
BWXT	D	0.59%
AIT	A	0.59%
LOPE	D	0.58%
XPO	D	0.58%
FCN	D	0.58%
AM	C	0.57%
SRPT	D	0.57%
CHDN	C	0.57%
WFRD	F	0.53%
APG	D	0.52%
MTSI	D	0.52%
HLNE	B	0.52%
OHI	B	0.51%
CRVL	B	0.51%
EPRT	B	0.5%
ONTO	D	0.5%
AXSM	C	0.49%
HCC	F	0.49%
SMAR	C	0.49%
EXLS	B	0.49%
HAS	B	0.49%
MMSI	B	0.48%
PLNT	B	0.48%
FOUR	C	0.47%
DUOL	B	0.47%
IRT	B	0.47%
MKSI	F	0.47%
VRNS	C	0.47%
LAMR	B	0.46%
KAI	C	0.46%
CWST	D	0.46%
RVMD	C	0.46%
MORN	C	0.45%
BPMC	F	0.45%
CFR	C	0.45%
STWD	B	0.45%
ACA	B	0.45%
IBP	D	0.44%
BRBR	C	0.44%
GATX	D	0.44%
ESAB	C	0.44%
VRRM	D	0.43%
AXTA	B	0.43%
NCLH	C	0.43%
GOLF	D	0.43%
TDW	F	0.42%
OLED	C	0.41%
OWL	C	0.41%
ACLS	F	0.4%
EEFT	D	0.4%
ELF	F	0.39%
IOT	B	0.39%
AFRM	C	0.39%
ALTR	C	0.38%
WYNN	D	0.37%
IONS	F	0.37%
ESTC	F	0.37%
EXP	B	0.35%
PR	F	0.35%
ADC	C	0.35%
KNSL	C	0.34%
PFGC	B	0.32%
ZWS	A	0.32%
EXPO	A	0.32%
CPT	B	0.32%
SOFI	C	0.32%
UDR	C	0.32%
BLKB	C	0.31%
MSGS	B	0.31%
BCPC	C	0.31%
ITCI	D	0.31%
ALKS	C	0.31%
ORA	C	0.3%
MAC	B	0.3%
S	C	0.3%
HRI	D	0.29%
AZEK	C	0.29%
CHH	C	0.29%
AOS	D	0.28%
WMG	D	0.27%
MSTR	D	0.27%
TNET	F	0.27%
BLD	D	0.27%
WMS	D	0.26%
SMPL	D	0.26%
FIZZ	D	0.25%
OTTR	F	0.25%
AEIS	D	0.25%
SAM	F	0.25%
HAE	F	0.25%
LYFT	D	0.24%
INFA	D	0.24%
EVH	C	0.23%
MARA	F	0.23%
AMR	F	0.21%
SHC	C	0.2%
IRTC	F	0.2%
CFLT	F	0.19%
CNS	B	0.18%
BOX	C	0.18%
CCOI	C	0.18%
ALLE	B	0.17%
KRG	B	0.17%
BRX	B	0.17%
CUBE	B	0.17%
REG	C	0.17%
EGP	B	0.16%
WEX	C	0.16%
RGLD	C	0.16%
NNN	C	0.16%
EPR	B	0.16%
DOC	C	0.16%
OPCH	C	0.16%
WDFC	C	0.16%
CELH	F	0.16%
TECH	C	0.15%
AES	C	0.15%
SSD	D	0.15%
TPX	C	0.15%
WSC	D	0.15%
WTS	C	0.15%
JKHY	B	0.15%
RBC	C	0.15%
NEU	D	0.15%
HXL	F	0.14%
YETI	D	0.14%
FELE	C	0.14%
WEN	C	0.14%
IPAR	F	0.14%
SAIA	D	0.13%
TENB	F	0.13%
NCNO	D	0.13%
PGNY	F	0.12%
PCOR	F	0.12%
ALGM	F	0.11%
CIVI	F	0.11%

FNY Underweight 161 Positions Relative to USMF

Symbol	Grade	Weight
MSI	B	-1.62%
IBM	B	-1.62%
VRSN	D	-1.46%
CTSH	C	-1.42%
ROP	C	-1.41%
CSCO	C	-1.37%
GDDY	C	-1.23%
TMUS	C	-1.22%
TDY	B	-1.18%
AKAM	D	-1.18%
SNX	D	-1.13%
NSIT	D	-1.12%
T	C	-1.1%
FOXA	B	-1.1%
EA	D	-1.06%
JNPR	B	-0.98%
WDAY	D	-0.95%
CMCSA	D	-0.94%
OMC	B	-0.93%
VZ	B	-0.88%
DBX	D	-0.87%
TJX	B	-0.86%
CRUS	D	-0.84%
HPQ	D	-0.83%
WPC	C	-0.81%
NTAP	D	-0.79%
FTNT	C	-0.79%
DRI	B	-0.77%
IPG	C	-0.74%
CIEN	C	-0.7%
HST	C	-0.65%
HPE	D	-0.65%
DIS	D	-0.64%
EPAM	F	-0.64%
QCOM	D	-0.61%
JBL	D	-0.57%
CMG	C	-0.55%
JNJ	C	-0.53%
LMT	C	-0.51%
GM	C	-0.51%
ABBV	C	-0.51%
DTM	B	-0.5%
HIG	B	-0.48%
GILD	B	-0.48%
ULTA	D	-0.48%
HOLX	B	-0.46%
REGN	C	-0.46%
CBOE	C	-0.45%
EHC	C	-0.45%
UTHR	C	-0.45%
CL	D	-0.44%
CAH	C	-0.44%
CACI	B	-0.44%
DPZ	F	-0.44%
LDOS	B	-0.44%
AFL	C	-0.44%
DGX	B	-0.44%
BRK.A	C	-0.43%
L	C	-0.43%
BMY	C	-0.43%
BSX	B	-0.43%
RSG	D	-0.43%
ECL	B	-0.43%
EXPE	C	-0.42%
WMT	C	-0.42%
TRV	C	-0.42%
WM	D	-0.42%
FSLR	C	-0.42%
UHS	B	-0.41%
HCA	B	-0.41%
ETR	B	-0.41%
KMB	D	-0.41%
MMC	C	-0.41%
CNA	C	-0.41%
MO	C	-0.41%
WRB	C	-0.4%
XOM	C	-0.4%
SYK	C	-0.39%
PG	C	-0.39%
RGA	C	-0.39%
AEP	C	-0.39%
ORI	B	-0.39%
OGE	C	-0.39%
CINF	B	-0.39%
MRK	D	-0.38%
SYY	D	-0.38%
PPC	D	-0.38%
JPM	D	-0.38%
AMP	A	-0.37%
GIS	B	-0.37%
INCY	C	-0.37%
EIX	C	-0.37%
MCK	F	-0.37%
KR	C	-0.36%
CAG	C	-0.36%
PCG	C	-0.36%
AIZ	B	-0.36%
UNM	B	-0.36%
ELV	C	-0.36%
CMI	C	-0.35%
ALL	B	-0.35%
PGR	B	-0.35%
ACI	F	-0.35%
KHC	C	-0.35%
AFG	B	-0.35%
XEL	B	-0.35%
MOH	D	-0.35%
SAIC	C	-0.35%
DKS	D	-0.34%
WAB	B	-0.34%
AIG	D	-0.34%
ZBH	F	-0.34%
ADTN	D	-0.34%
AXP	B	-0.34%
MET	B	-0.34%
FANG	D	-0.34%
VRTX	D	-0.33%
MKL	C	-0.33%
VTRS	D	-0.33%
HII	D	-0.33%
PRU	C	-0.33%
TAP	D	-0.32%
MPC	F	-0.32%
DE	B	-0.32%
CNC	D	-0.32%
VOYA	B	-0.32%
CCK	A	-0.31%
NBIX	F	-0.31%
KEX	C	-0.31%
CI	C	-0.3%
PCAR	D	-0.3%
TXT	D	-0.3%
VLO	F	-0.29%
AYI	B	-0.29%
CHRD	F	-0.29%
WFC	D	-0.29%
FLS	D	-0.29%
LLY	C	-0.28%
FCNCA	D	-0.28%
THC	A	-0.28%
DVN	F	-0.28%
MLI	A	-0.28%
EQH	C	-0.27%
SYF	C	-0.27%
HAL	F	-0.26%
NRG	C	-0.26%
APO	C	-0.25%
CMC	D	-0.25%
MTB	B	-0.25%
DINO	F	-0.25%
GAP	F	-0.25%
OVV	F	-0.23%
STLD	F	-0.23%
OC	D	-0.23%
SW	B	-0.23%
DAL	C	-0.22%
CRBG	D	-0.22%
LPLA	D	-0.22%
APA	F	-0.22%
TGT	C	-0.2%
GL	C	-0.17%