FNY vs. JSMD ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to Janus Small/Mid Cap Growth Alpha ETF (JSMD)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$87.07

Average Daily Volume

13,841

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

JSMD

Janus Small/Mid Cap Growth Alpha ETF

JSMD Description

Janus Small/Mid Cap Growth Alpha ETF seeks investment results that correspond generally, before fees and expenses, to the performance of the Janus Small/Mid Cap Growth Alpha Index.

Grade (RS Rating)

Last Trade

$80.89

Average Daily Volume

13,488

Number of Holdings ^*

245

* may have additional holdings in another (foreign) market

Performance

Period	FNY	JSMD
30 Days	6.87%	9.84%
60 Days	8.79%	10.32%
90 Days	10.74%	11.64%
12 Months	41.52%	34.01%

46 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in JSMD	Overlap
AAON	B	0.69%	0.91%	0.69%
AIT	B	0.68%	0.86%	0.68%
AX	B	0.9%	0.24%	0.24%
BMI	B	0.55%	0.93%	0.55%
BOOT	C	0.57%	0.12%	0.12%
BOX	B	0.44%	0.7%	0.44%
BRBR	A	0.51%	0.46%	0.46%
BRKR	D	0.1%	1.52%	0.1%
CNM	D	0.14%	0.69%	0.14%
COKE	C	0.65%	0.46%	0.46%
CORT	B	0.81%	1.06%	0.81%
CROX	D	0.28%	0.17%	0.17%
CRVL	B	0.62%	1.15%	0.62%
CSWI	B	0.79%	0.53%	0.53%
DBX	B	0.29%	0.97%	0.29%
DKS	D	0.41%	0.33%	0.33%
ENSG	C	0.71%	1.6%	0.71%
EPRT	B	0.55%	0.16%	0.16%
EXLS	B	0.66%	0.61%	0.61%
EXP	B	0.59%	1.24%	0.59%
FCN	F	0.24%	0.59%	0.24%
FIX	A	0.82%	1.34%	0.82%
FND	D	0.23%	0.32%	0.23%
GOLF	B	0.15%	0.12%	0.12%
GPK	C	0.27%	1.04%	0.27%
HALO	F	0.42%	1.13%	0.42%
HASI	D	0.45%	0.17%	0.17%
HLNE	B	0.8%	0.41%	0.41%
IBKR	A	0.74%	1.03%	0.74%
IBOC	B	0.5%	0.23%	0.23%
IBP	D	0.47%	0.16%	0.16%
IPAR	B	0.14%	0.2%	0.14%
KAI	B	0.5%	0.39%	0.39%
KNSL	B	0.28%	0.57%	0.28%
LNTH	D	0.49%	1.04%	0.49%
MEDP	D	0.13%	1.88%	0.13%
NYT	D	0.4%	0.94%	0.4%
PAYC	B	0.19%	1.06%	0.19%
PCTY	C	0.34%	0.92%	0.34%
RGLD	C	0.15%	1.13%	0.15%
RLI	A	0.32%	0.42%	0.32%
RYAN	A	0.45%	0.45%	0.45%
SFM	A	0.91%	0.7%	0.7%
SSD	F	0.13%	0.64%	0.13%
TTEK	F	0.62%	0.93%	0.62%
WING	D	0.33%	0.27%	0.27%

FNY Overweight 168 Positions Relative to JSMD

Symbol	Grade	Weight
AFRM	A	1.08%
SOFI	B	1.0%
ALSN	B	0.87%
QTWO	A	0.86%
NTRA	A	0.86%
PIPR	A	0.84%
SFBS	C	0.82%
RDNT	B	0.81%
CRS	B	0.8%
TOST	B	0.8%
FOUR	A	0.8%
KTB	B	0.79%
ITRI	C	0.77%
DUOL	A	0.77%
KNF	B	0.76%
ACIW	B	0.76%
COHR	B	0.76%
CW	C	0.76%
MOG.A	B	0.76%
CVLT	B	0.76%
EXEL	B	0.75%
IOT	A	0.73%
EWBC	A	0.71%
LTH	C	0.7%
DY	D	0.7%
DVA	C	0.68%
MOD	A	0.67%
HLI	A	0.66%
PEGA	B	0.66%
HIMS	B	0.65%
GMED	A	0.65%
TPG	A	0.65%
PSN	D	0.64%
TXRH	B	0.63%
CACI	D	0.63%
FFIN	B	0.63%
PODD	C	0.63%
SLG	B	0.62%
FRPT	A	0.62%
RL	C	0.61%
MMSI	A	0.6%
GWRE	A	0.6%
ATI	C	0.6%
ITGR	B	0.59%
AUR	C	0.59%
KEX	B	0.59%
ADC	A	0.58%
ANF	F	0.58%
ITT	A	0.58%
EHC	B	0.58%
TKO	A	0.57%
AVAV	C	0.56%
BCO	F	0.56%
CRDO	B	0.56%
BFAM	D	0.55%
FSS	B	0.55%
CBT	D	0.55%
DOCU	B	0.54%
HRB	D	0.54%
NCLH	B	0.54%
PLNT	A	0.51%
AYI	B	0.5%
SMG	C	0.49%
FLS	B	0.49%
BWXT	B	0.49%
AWI	A	0.49%
HOMB	A	0.48%
PRI	B	0.48%
ONB	C	0.48%
WHD	B	0.47%
S	B	0.47%
PI	D	0.46%
FFIV	B	0.46%
SCI	B	0.46%
ZETA	D	0.46%
TW	A	0.45%
AXSM	B	0.44%
CNS	B	0.44%
CLH	C	0.43%
BDC	C	0.43%
DT	D	0.42%
AZEK	A	0.42%
WWD	C	0.42%
OHI	C	0.41%
SBRA	C	0.41%
WYNN	C	0.4%
ALLE	C	0.4%
INSM	C	0.39%
OLLI	D	0.39%
RNA	C	0.38%
DTM	A	0.37%
VRNS	D	0.37%
CRUS	D	0.35%
CFR	B	0.35%
INSP	D	0.35%
RVMD	C	0.34%
MTCH	D	0.34%
CBSH	B	0.34%
ESAB	C	0.33%
GME	C	0.33%
RARE	F	0.33%
WTM	A	0.32%
ITCI	C	0.32%
CWST	A	0.31%
AXTA	B	0.31%
RUN	F	0.31%
MKTX	D	0.3%
BRX	A	0.3%
GKOS	B	0.3%
MSGS	A	0.3%
BCPC	B	0.29%
KRG	B	0.29%
REG	A	0.29%
EEFT	B	0.29%
CHDN	B	0.29%
AES	F	0.29%
TMDX	F	0.29%
ORA	B	0.29%
IRT	A	0.29%
RHP	B	0.29%
ATR	B	0.29%
BLKB	B	0.28%
BPMC	B	0.28%
CTRE	C	0.28%
LAMR	C	0.27%
GAP	C	0.27%
CPT	B	0.27%
CUBE	C	0.26%
AGNC	C	0.26%
EXPO	D	0.24%
AOS	F	0.23%
VRRM	F	0.23%
CLSK	C	0.2%
GTLS	A	0.19%
LYFT	C	0.19%
GH	B	0.18%
OWL	A	0.17%
MASI	B	0.17%
DAY	B	0.17%
KD	B	0.17%
MARA	B	0.16%
CHH	A	0.16%
TRMB	B	0.16%
LOPE	C	0.16%
GATX	A	0.16%
NTNX	B	0.16%
AM	A	0.15%
ESI	B	0.15%
DCI	B	0.15%
MORN	B	0.15%
CRNX	C	0.15%
MAIN	A	0.15%
RBC	A	0.15%
ROIV	C	0.14%
APPF	B	0.14%
NEU	D	0.14%
UDR	B	0.14%
H	B	0.14%
LNW	F	0.14%
NNN	C	0.13%
ELAN	D	0.13%
CHE	D	0.13%
EGP	D	0.13%
FR	D	0.13%
TECH	F	0.12%
U	C	0.11%
TDW	F	0.1%
LCID	F	0.09%

FNY Underweight 199 Positions Relative to JSMD

Symbol	Grade	Weight
APP	B	-8.8%
INCY	C	-2.86%
HEI	A	-2.73%
NBIX	C	-2.32%
ROL	B	-2.03%
BSY	F	-1.98%
CRL	D	-1.89%
DOX	D	-1.4%
FN	C	-1.24%
DOCS	C	-1.21%
LSCC	D	-0.99%
ERIE	D	-0.98%
SPSC	D	-0.96%
WMS	F	-0.86%
MLI	B	-0.85%
CMC	B	-0.84%
WCC	B	-0.84%
QLYS	B	-0.78%
CASY	A	-0.73%
OPCH	D	-0.73%
SANM	B	-0.62%
PLXS	B	-0.61%
AGCO	D	-0.59%
BJ	A	-0.57%
MTDR	B	-0.56%
WSC	F	-0.54%
SITE	F	-0.53%
HRI	C	-0.52%
WAL	B	-0.52%
DOCN	C	-0.5%
WTS	B	-0.49%
USLM	A	-0.49%
DV	C	-0.48%
CPRX	C	-0.48%
STRL	A	-0.47%
TOL	B	-0.45%
UFPT	C	-0.44%
ALRM	C	-0.43%
IESC	C	-0.43%
ADUS	D	-0.42%
AMPH	F	-0.42%
FELE	B	-0.41%
ZI	D	-0.41%
RUSHA	C	-0.39%
TNET	F	-0.38%
OSIS	A	-0.37%
HRMY	D	-0.37%
WTRG	B	-0.36%
ACLS	F	-0.35%
PRIM	A	-0.35%
GMS	B	-0.33%
ELF	C	-0.33%
DAR	C	-0.33%
SIGI	C	-0.32%
HWKN	B	-0.32%
CBZ	B	-0.32%
PLUS	F	-0.31%
PAG	B	-0.31%
MUSA	B	-0.31%
EVCM	B	-0.3%
BLD	D	-0.3%
LAD	A	-0.29%
TGLS	B	-0.29%
CELH	F	-0.29%
SLM	A	-0.28%
KNTK	A	-0.27%
WS	C	-0.27%
ATKR	D	-0.27%
STAA	F	-0.26%
ESGR	B	-0.26%
REXR	F	-0.25%
MGRC	B	-0.24%
PGNY	F	-0.24%
CZR	F	-0.23%
VCTR	B	-0.22%
PLAB	C	-0.22%
PAYO	A	-0.21%
CNXC	F	-0.21%
PJT	A	-0.2%
ALG	B	-0.2%
MYRG	B	-0.2%
MTH	D	-0.19%
NSSC	D	-0.19%
IAS	C	-0.18%
ETSY	D	-0.17%
AESI	B	-0.17%
NMIH	C	-0.16%
GPI	B	-0.16%
TRNO	F	-0.16%
ABG	C	-0.15%
GSHD	A	-0.15%
ACMR	D	-0.15%
NFE	D	-0.14%
FIVE	F	-0.14%
ENVA	B	-0.14%
TBBK	B	-0.14%
PLMR	A	-0.14%
ABR	C	-0.14%
LRN	A	-0.13%
OTTR	C	-0.12%
SSTK	F	-0.12%
MHO	D	-0.12%
CRAI	C	-0.11%
AWR	B	-0.11%
MBIN	F	-0.1%
NBHC	C	-0.1%
ASO	F	-0.1%
CASH	B	-0.1%
SKWD	A	-0.1%
LPG	F	-0.09%
ARRY	F	-0.09%
GRBK	D	-0.09%
NSA	C	-0.09%
CUBI	B	-0.09%
YETI	D	-0.09%
NAPA	A	-0.08%
IIPR	D	-0.08%
QCRH	B	-0.08%
WABC	B	-0.08%
DCGO	B	-0.08%
NX	C	-0.08%
PFBC	B	-0.07%
RDVT	A	-0.07%
GSL	F	-0.07%
BY	B	-0.07%
TCMD	B	-0.07%
PLPC	B	-0.06%
AMAL	B	-0.06%
CLFD	F	-0.06%
VITL	D	-0.06%
CMPO	B	-0.06%
SMLR	B	-0.06%
ANET	C	-0.06%
HCI	C	-0.06%
RC	D	-0.06%
SHLS	F	-0.06%
GRNT	B	-0.06%
CCRN	F	-0.06%
AEHR	F	-0.05%
KRT	B	-0.05%
CCB	A	-0.05%
HGTY	B	-0.05%
MGPI	F	-0.05%
BFC	B	-0.05%
IMXI	B	-0.04%
XPEL	B	-0.04%
FSBC	C	-0.04%
ATLC	A	-0.04%
BFST	C	-0.04%
MCB	B	-0.04%
ASC	F	-0.04%
BWMN	C	-0.04%
SMBC	B	-0.04%
PAY	A	-0.04%
ORRF	B	-0.04%
NBN	C	-0.04%
OSBC	A	-0.04%
CFB	B	-0.04%
TH	C	-0.03%
TITN	C	-0.03%
DFH	D	-0.03%
BCAL	B	-0.03%
GCBC	C	-0.03%
BOWL	C	-0.03%
ESQ	B	-0.03%
CCBG	B	-0.03%
HTBI	B	-0.03%
VEL	A	-0.03%
REFI	A	-0.02%
ODC	B	-0.02%
SSBK	B	-0.02%
OBT	C	-0.02%
CIVB	B	-0.02%
HZO	F	-0.02%
ALTG	C	-0.02%
CBNK	B	-0.02%
USCB	B	-0.02%
AMPS	C	-0.02%
NECB	C	-0.02%
HDSN	F	-0.02%
SCLX	F	-0.02%
PLYM	F	-0.02%
UNTY	B	-0.02%
TCBX	B	-0.02%
VTSI	C	-0.01%
MNSB	C	-0.01%
FRAF	A	-0.01%
PSTL	D	-0.01%
PCYO	A	-0.01%
ESSA	B	-0.01%
FRD	F	-0.01%
KFS	B	-0.01%
OVLY	B	-0.01%
BWFG	B	-0.01%
LOVE	A	-0.01%
PLBC	A	-0.01%
ARHS	F	-0.01%
HGBL	F	-0.0%
SACH	F	-0.0%