FNY vs. BTHM ETF Comparison

Comparison of First Trust Mid Cap Growth AlphaDEX (FNY) to BlackRock Future U.S. Themes ETF (BTHM)

FNY

First Trust Mid Cap Growth AlphaDEX

FNY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Growth Index (the "index"). The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$84.38

Average Daily Volume

14,079

Number of Holdings ^*

214

* may have additional holdings in another (foreign) market

BTHM

BlackRock Future U.S. Themes ETF

BTHM Description

BlackRock Future U.S. Themes ETF is an exchange traded fund launched by BlackRock, Inc. It is managed by BlackRock Fund Advisors. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth stocks of companies across diversified market capitalization. The fund seeks to benchmark the performance of its portfolio against the S&P 500 Index. The fund employs proprietary research to create its portfolio. BlackRock Future U.S. Themes ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.12

Average Daily Volume

1,481

Number of Holdings ^*

149

* may have additional holdings in another (foreign) market

Performance

Period	FNY	BTHM
30 Days	3.17%	7.97%
60 Days	6.75%	9.77%
90 Days	10.40%	4.47%
12 Months	39.18%	40.34%

27 Overlapping Holdings

Symbol	Grade	Weight in FNY	Weight in BTHM	Overlap
AIT	B	0.66%	0.11%	0.11%
ALSN	B	0.85%	0.09%	0.09%
ANF	C	0.56%	0.37%	0.37%
ATR	B	0.3%	0.37%	0.3%
AWI	B	0.48%	0.04%	0.04%
BMI	C	0.57%	0.49%	0.49%
BOX	B	0.43%	0.35%	0.35%
CACI	C	0.77%	0.16%	0.16%
CLH	C	0.45%	0.43%	0.43%
CRS	A	0.76%	0.2%	0.2%
CRUS	F	0.35%	0.21%	0.21%
CVLT	B	0.77%	0.69%	0.69%
DKS	D	0.4%	0.37%	0.37%
DTM	A	0.34%	0.6%	0.34%
DY	C	0.63%	0.51%	0.51%
EHC	B	0.6%	0.17%	0.17%
EXP	B	0.6%	0.1%	0.1%
FFIV	B	0.46%	0.3%	0.3%
FIX	A	0.79%	0.44%	0.44%
GAP	D	0.28%	0.09%	0.09%
GWRE	A	0.59%	0.04%	0.04%
ITT	A	0.56%	0.43%	0.43%
LNW	F	0.16%	0.31%	0.16%
SFM	A	0.88%	0.36%	0.36%
SSD	D	0.14%	0.03%	0.03%
TDW	F	0.12%	0.1%	0.1%
ZETA	D	0.8%	0.05%	0.05%

FNY Overweight 187 Positions Relative to BTHM

Symbol	Grade	Weight
QTWO	B	0.89%
AX	B	0.88%
COHR	B	0.85%
SOFI	A	0.84%
AFRM	A	0.83%
PIPR	B	0.82%
ACIW	B	0.81%
SFBS	B	0.81%
CORT	C	0.81%
CW	B	0.8%
ITRI	B	0.8%
KNF	B	0.79%
CSWI	A	0.79%
DUOL	A	0.78%
HLNE	A	0.78%
EXEL	B	0.77%
KTB	A	0.76%
FOUR	A	0.76%
MOG.A	B	0.76%
IOT	A	0.75%
PSN	C	0.74%
ENSG	D	0.72%
HIMS	C	0.71%
NTRA	A	0.71%
RDNT	B	0.71%
TTEK	F	0.7%
LTH	C	0.7%
EWBC	A	0.68%
MOD	A	0.67%
EXLS	B	0.66%
IBKR	A	0.66%
HLI	B	0.65%
SLG	B	0.65%
PEGA	B	0.65%
RL	C	0.64%
CRDO	B	0.64%
GMED	A	0.64%
DVA	C	0.64%
TOST	A	0.64%
TPG	A	0.64%
COKE	C	0.63%
TXRH	B	0.62%
AVAV	C	0.62%
FRPT	A	0.62%
FFIN	B	0.61%
AAON	B	0.61%
CRVL	A	0.6%
BCO	F	0.6%
ATI	C	0.59%
ITGR	B	0.58%
BFAM	F	0.58%
HALO	F	0.58%
CBT	C	0.58%
PODD	B	0.58%
KEX	B	0.57%
MMSI	A	0.57%
BOOT	D	0.56%
LNTH	F	0.56%
NCLH	B	0.55%
HRB	D	0.55%
ADC	A	0.54%
FSS	B	0.53%
TKO	A	0.53%
AUR	C	0.52%
HASI	F	0.52%
PI	D	0.52%
EPRT	A	0.52%
DOCU	B	0.51%
S	B	0.49%
IBOC	B	0.49%
IBP	F	0.49%
AYI	B	0.49%
KAI	B	0.48%
ONB	B	0.48%
PLNT	A	0.48%
SMG	C	0.47%
BRBR	A	0.47%
FLS	A	0.47%
BDC	B	0.46%
PRI	A	0.46%
WHD	B	0.46%
BWXT	A	0.46%
RYAN	B	0.45%
HOMB	A	0.45%
SCI	A	0.45%
TW	A	0.44%
CNS	B	0.44%
OLLI	D	0.43%
WWD	B	0.43%
RNA	C	0.43%
SBRA	B	0.43%
OHI	B	0.42%
NYT	D	0.42%
AXSM	B	0.42%
DT	C	0.42%
ALLE	D	0.41%
INSM	C	0.41%
AZEK	B	0.41%
INSP	F	0.4%
VRNS	D	0.39%
RARE	F	0.38%
WYNN	D	0.38%
RUN	F	0.36%
RVMD	B	0.36%
ESAB	C	0.35%
PCTY	B	0.35%
MTCH	F	0.34%
CFR	B	0.34%
ITCI	B	0.34%
WING	D	0.33%
CBSH	A	0.32%
AXTA	B	0.31%
WTM	A	0.31%
GKOS	A	0.3%
CWST	A	0.3%
MKTX	D	0.3%
RLI	A	0.3%
ORA	B	0.3%
CHDN	C	0.3%
TMDX	F	0.3%
BPMC	C	0.3%
DBX	C	0.3%
MSGS	B	0.3%
RHP	B	0.29%
EEFT	C	0.29%
CROX	F	0.29%
CTRE	C	0.28%
IRT	A	0.28%
BCPC	B	0.28%
LAMR	D	0.28%
BRX	A	0.28%
AES	F	0.28%
KRG	A	0.28%
GME	C	0.28%
REG	A	0.28%
CPT	C	0.27%
KNSL	B	0.27%
GPK	D	0.27%
BLKB	B	0.27%
CUBE	C	0.25%
FCN	F	0.25%
EXPO	D	0.25%
AGNC	C	0.25%
AOS	F	0.24%
FND	F	0.23%
VRRM	F	0.23%
CLSK	C	0.2%
PAYC	B	0.19%
LYFT	C	0.19%
GTLS	A	0.18%
DAY	B	0.18%
NTNX	B	0.17%
MARA	C	0.17%
KD	A	0.17%
MASI	B	0.17%
GH	B	0.17%
LOPE	B	0.16%
GATX	B	0.16%
TRMB	B	0.16%
CRNX	C	0.16%
OWL	A	0.16%
DCI	B	0.15%
RGLD	C	0.15%
MEDP	D	0.15%
RBC	A	0.15%
ESI	B	0.15%
MORN	B	0.15%
CHH	A	0.15%
GOLF	B	0.15%
IPAR	C	0.14%
U	F	0.14%
ELAN	D	0.14%
H	B	0.14%
NEU	D	0.14%
AM	A	0.14%
ROIV	D	0.14%
CNM	C	0.14%
MAIN	A	0.14%
CHE	F	0.13%
EGP	D	0.13%
FR	C	0.13%
TECH	F	0.13%
UDR	C	0.13%
APPF	C	0.13%
NNN	C	0.12%
BRKR	F	0.12%
LCID	F	0.09%

FNY Underweight 122 Positions Relative to BTHM

Symbol	Grade	Weight
NVDA	A	-8.88%
MSFT	D	-6.58%
AAPL	C	-4.98%
AMZN	B	-3.58%
TJX	A	-3.01%
COST	A	-2.72%
ROST	D	-2.57%
GE	D	-2.41%
BRK.A	B	-2.32%
PPC	B	-2.22%
PG	C	-2.2%
META	C	-2.19%
APH	B	-2.14%
BSX	A	-1.93%
WMT	A	-1.84%
AVGO	C	-1.67%
LOW	C	-1.56%
CHKP	D	-1.54%
CL	D	-1.51%
CDNS	B	-1.4%
TT	A	-1.18%
PSTG	F	-1.14%
GOOGL	B	-1.14%
GOOG	B	-1.12%
EME	A	-1.06%
TXN	C	-0.99%
SSNC	C	-0.78%
TRGP	A	-0.77%
MLI	B	-0.69%
SNPS	C	-0.68%
CSCO	B	-0.67%
LIN	D	-0.67%
WCN	A	-0.63%
ORCL	A	-0.63%
GDDY	A	-0.62%
ACN	C	-0.61%
DECK	A	-0.6%
FI	A	-0.6%
CAT	C	-0.59%
IR	B	-0.58%
VMC	B	-0.57%
RSG	A	-0.57%
MTZ	A	-0.57%
LII	A	-0.57%
ADI	D	-0.51%
MSI	B	-0.51%
SYK	A	-0.51%
GGG	B	-0.49%
BAH	D	-0.48%
PTC	B	-0.46%
CPRT	B	-0.45%
LECO	C	-0.43%
QCOM	F	-0.43%
NFLX	A	-0.41%
DDS	B	-0.41%
MMC	D	-0.37%
JBL	C	-0.37%
GWW	B	-0.34%
AMAT	F	-0.34%
PWR	A	-0.33%
LRCX	F	-0.32%
HLT	A	-0.32%
TMHC	B	-0.29%
NTAP	C	-0.28%
GRMN	B	-0.27%
SNX	D	-0.27%
ADP	B	-0.27%
HWM	A	-0.27%
PHM	D	-0.27%
FLR	B	-0.26%
SPOT	B	-0.25%
MAR	B	-0.24%
HUBB	B	-0.24%
KR	B	-0.24%
AXS	A	-0.24%
MCK	A	-0.24%
NOC	D	-0.23%
FAST	B	-0.23%
MLM	B	-0.23%
AMD	F	-0.22%
AXON	A	-0.22%
HESM	A	-0.21%
AFL	C	-0.21%
UFPI	C	-0.2%
SM	C	-0.19%
VRSK	B	-0.18%
OC	A	-0.18%
ORLY	B	-0.18%
MUSA	B	-0.17%
ACM	B	-0.16%
WSM	D	-0.16%
AZO	C	-0.15%
VLTO	C	-0.14%
SEIC	B	-0.13%
LKQ	F	-0.13%
BKR	B	-0.13%
NRG	B	-0.12%
AMG	C	-0.12%
ESNT	D	-0.12%
VOYA	B	-0.12%
TENB	D	-0.12%
ECL	D	-0.11%
PAG	B	-0.11%
OTIS	C	-0.08%
WM	B	-0.08%
CTAS	B	-0.07%
CHD	A	-0.06%
KLAC	F	-0.06%
FANG	D	-0.05%
JHG	B	-0.04%
NXPI	F	-0.04%
SKX	F	-0.04%
BRO	B	-0.04%
GPC	F	-0.03%
LPX	B	-0.03%
OLED	F	-0.03%
RS	B	-0.02%
ADBE	D	-0.02%
CAH	B	-0.02%
MTSI	B	-0.02%
KLG	D	-0.01%
CDW	F	-0.01%