FNK vs. XHYI ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to BondBloxx USD High Yield Bond Industrial Sector ETF (XHYI)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$53.83

Average Daily Volume

10,901

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

XHYI

BondBloxx USD High Yield Bond Industrial Sector ETF

XHYI Description

The BondBloxx USD High Yield Bond Industrial Sector ETF seeks to track the investment results of an index composed of U.S. dollar-denominated, high yield corporate bonds in the industrial sector. The Fund is newly organized, non-diversified and seeks to track the investment results of the ICE Diversified US Cash Pay High Yield Core Industrial Index, which is a rules-based index consisting of U.S. dollar-denominated below investment grade bonds that contains issuers from the industrial sector, including the basic materials, capital goods, transportation and services subsectors.

Grade (RS Rating)

Last Trade

$38.33

Average Daily Volume

30,571

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	FNK	XHYI
30 Days	-1.03%	1.24%
60 Days	3.27%	2.79%
90 Days	6.56%	3.13%
12 Months	27.13%	15.06%

23 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in XHYI	Overlap
ASGN	D	0.3%	0.25%	0.25%
ASH	F	0.39%	0.23%	0.23%
ATKR	F	0.35%	0.12%	0.12%
AVNT	C	0.15%	0.52%	0.15%
BECN	F	0.26%	0.24%	0.24%
BERY	C	0.48%	0.26%	0.26%
BTU	B	0.74%	0.12%	0.12%
CAR	D	0.23%	0.25%	0.23%
CCK	C	0.18%	0.52%	0.18%
CLF	D	0.54%	0.12%	0.12%
CMC	D	0.54%	0.12%	0.12%
ENS	D	0.27%	0.25%	0.25%
FUL	F	0.15%	0.25%	0.15%
KBH	C	0.87%	0.12%	0.12%
LPX	A	0.36%	0.12%	0.12%
MHO	C	0.97%	0.37%	0.37%
MTH	C	0.88%	0.27%	0.27%
OLN	D	0.39%	0.66%	0.39%
SEE	C	0.14%	0.26%	0.14%
SLGN	C	0.34%	0.25%	0.25%
TMHC	C	0.88%	0.25%	0.25%
TPH	C	0.67%	0.26%	0.26%
WCC	C	0.44%	0.41%	0.41%

FNK Overweight 200 Positions Relative to XHYI

Symbol	Grade	Weight
GPI	C	0.89%
RUSHA	D	0.87%
JXN	A	0.85%
LAD	C	0.84%
MTG	B	0.83%
RNR	A	0.82%
HOG	D	0.8%
RDN	D	0.79%
AMG	B	0.79%
ESNT	C	0.79%
ASO	D	0.79%
FMC	B	0.77%
LBRDK	B	0.77%
FYBR	C	0.76%
SIG	C	0.76%
TAP	D	0.75%
ESGR	D	0.73%
AGO	B	0.73%
COLB	C	0.72%
VLY	C	0.72%
UHS	D	0.72%
SEB	D	0.71%
KRC	C	0.71%
CNXC	F	0.7%
LBRT	F	0.7%
THC	C	0.7%
BCC	C	0.69%
DAR	F	0.69%
NOG	F	0.69%
SM	F	0.68%
CHK	D	0.68%
AGCO	D	0.67%
G	A	0.67%
PNW	A	0.66%
R	C	0.66%
AL	D	0.66%
WTM	D	0.66%
TEX	F	0.66%
OGS	C	0.65%
BYD	C	0.65%
EVRG	C	0.65%
PVH	F	0.64%
NFG	A	0.63%
GMS	C	0.63%
BKH	C	0.63%
COOP	B	0.63%
CADE	D	0.63%
UNM	A	0.63%
HP	F	0.63%
AN	C	0.62%
POR	C	0.62%
CVI	F	0.61%
ARW	C	0.61%
MOS	D	0.61%
DXC	D	0.61%
OVV	F	0.61%
NOV	F	0.61%
MTDR	F	0.61%
MDU	C	0.61%
DINO	F	0.6%
MUR	F	0.6%
WBS	D	0.6%
MATX	C	0.59%
BWA	B	0.59%
MGY	B	0.58%
AVT	C	0.57%
PTEN	F	0.57%
LNC	D	0.57%
WAL	C	0.57%
OZK	F	0.57%
ABG	D	0.56%
GL	C	0.55%
CUZ	C	0.54%
MLI	C	0.53%
LEA	F	0.53%
OGN	F	0.53%
ADTN	B	0.53%
PNFP	D	0.52%
OSK	F	0.52%
NI	A	0.5%
URBN	F	0.5%
UFPI	C	0.49%
ALLY	F	0.48%
PBF	F	0.48%
OGE	A	0.48%
APA	F	0.48%
BC	D	0.47%
EWBC	D	0.47%
NRG	A	0.47%
WTFC	D	0.46%
EMN	C	0.46%
ONB	D	0.46%
THO	B	0.46%
AXS	A	0.46%
UTHR	C	0.46%
PAG	D	0.45%
SON	D	0.45%
AGNC	C	0.45%
HII	F	0.45%
CHRD	F	0.45%
KNX	D	0.44%
PII	D	0.44%
JAZZ	F	0.43%
ALK	B	0.43%
FNB	D	0.43%
TKR	D	0.43%
SANM	D	0.43%
CZR	B	0.43%
OMF	F	0.42%
NXST	D	0.42%
AEO	B	0.42%
WU	D	0.41%
VAL	F	0.41%
FHN	D	0.41%
RRC	D	0.39%
DDS	D	0.36%
UMBF	C	0.36%
SSB	C	0.36%
DNB	D	0.35%
IPGP	D	0.35%
ABCB	C	0.35%
GAP	F	0.35%
SAIC	A	0.33%
CMA	C	0.33%
PB	D	0.33%
M	F	0.33%
LNT	A	0.33%
AIZ	A	0.33%
FAF	B	0.33%
HOMB	D	0.32%
ORI	B	0.32%
IAC	C	0.32%
MIDD	D	0.32%
UBSI	D	0.32%
BOKF	D	0.32%
BBWI	F	0.32%
NJR	C	0.31%
IDA	C	0.31%
REYN	D	0.31%
DTM	A	0.31%
AYI	A	0.31%
SEIC	B	0.3%
GT	F	0.3%
UGI	C	0.3%
HWC	D	0.3%
ZION	D	0.3%
RYN	C	0.3%
SNX	C	0.29%
PRGO	F	0.29%
SWX	C	0.29%
SLM	C	0.29%
WHR	B	0.28%
DKS	D	0.28%
COLM	B	0.28%
WTRG	D	0.28%
CROX	C	0.27%
HGV	F	0.26%
SKX	B	0.25%
RIG	F	0.24%
AMKR	F	0.22%
VNO	A	0.21%
SKY	B	0.19%
JLL	B	0.18%
HLI	C	0.17%
JEF	A	0.17%
HSIC	D	0.16%
IP	C	0.16%
BPOP	D	0.16%
CACI	A	0.16%
BXMT	C	0.16%
IVZ	A	0.16%
PCH	C	0.16%
NVST	D	0.16%
USFD	C	0.16%
TFX	C	0.16%
MAT	D	0.16%
MMS	B	0.15%
SUM	D	0.15%
RHI	D	0.15%
RGA	C	0.15%
EHC	B	0.15%
VOYA	A	0.15%
SNV	D	0.15%
AFG	C	0.15%
NEOG	D	0.15%
CRUS	D	0.14%
SIGI	D	0.14%
LSTR	D	0.14%
PARA	F	0.14%
SEM	D	0.14%
BHF	F	0.14%
LFUS	C	0.14%
GXO	D	0.14%
KEX	C	0.14%
BJ	D	0.13%
LANC	F	0.13%
CACC	F	0.13%
KWR	D	0.13%
AR	B	0.12%
AAP	F	0.09%

FNK Underweight 77 Positions Relative to XHYI

Symbol	Grade	Weight
TDG	A	-0.59%
XPO	F	-0.53%
HRI	C	-0.52%
HA	B	-0.51%
TROX	D	-0.47%
HEES	D	-0.47%
AXTA	C	-0.45%
CASH	D	-0.43%
UBER	C	-0.41%
CCS	C	-0.4%
X	F	-0.39%
TSE	B	-0.39%
ACM	C	-0.39%
HI	F	-0.39%
KAR	D	-0.38%
GFF	C	-0.38%
DBD	C	-0.38%
CLH	C	-0.38%
ADT	D	-0.38%
DAL	C	-0.38%
MERC	D	-0.37%
JELD	D	-0.37%
ATI	B	-0.37%
BCO	C	-0.37%
CC	D	-0.37%
VVV	D	-0.36%
IT	C	-0.36%
AAL	D	-0.36%
SRCL	B	-0.35%
NGVT	D	-0.35%
KALU	D	-0.35%
CSTM	F	-0.35%
BLDR	B	-0.35%
SAVE	F	-0.28%
SLVM	C	-0.27%
HL	C	-0.27%
AA	B	-0.27%
TRN	C	-0.26%
RYAM	B	-0.26%
LXU	B	-0.26%
HXL	F	-0.26%
EVA	F	-0.26%
CRS	C	-0.26%
CMP	D	-0.26%
BZH	C	-0.26%
ZIP	D	-0.25%
UAN	F	-0.25%
TPC	A	-0.25%
PBI	C	-0.25%
GLT	C	-0.25%
FLR	D	-0.25%
UAL	B	-0.25%
ARMK	A	-0.25%
BLD	C	-0.24%
APG	F	-0.24%
TNET	F	-0.24%
SXC	F	-0.24%
ESI	B	-0.24%
CNDT	B	-0.24%
ATGE	D	-0.24%
OI	D	-0.24%
GPK	C	-0.24%
SPR	D	-0.24%
URI	C	-0.24%
HWM	A	-0.24%
PATK	C	-0.23%
HTZ	F	-0.23%
TWI	F	-0.13%
IBP	B	-0.13%
HCC	B	-0.13%
TGI	F	-0.13%
MATV	F	-0.12%
REZI	D	-0.12%
LGIH	C	-0.12%
BXC	D	-0.12%
PKOH	B	-0.11%
CDE	C	-0.11%