FNK vs. SCHM ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Schwab U.S. Mid Cap ETF (SCHM)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

10,619

Number of Holdings ^*

224

* may have additional holdings in another (foreign) market

SCHM

Schwab U.S. Mid Cap ETF

SCHM Description

The investment seeks to track as closely as possible, before fees and expenses, the total return of the Dow Jones U.S. Mid-Cap Total Stock Market IndexSM. The fund invests at least 90% of net assets in stocks that are included in the index. The index includes the mid-cap portion of the Dow Jones U.S. Total Stock Market Index actually available to investors in the marketplace. The Dow Jones U.S. Mid-Cap Total Stock Market Index includes the components ranked 501-1000 by full market capitalization. The index is a float-adjusted market capitalization weighted index. It may invest up to 10% of its net assets in securities not included in its index.

Grade (RS Rating)

Last Trade

$83.03

Average Daily Volume

293,373

Number of Holdings ^*

478

* may have additional holdings in another (foreign) market

Performance

Period	FNK	SCHM
30 Days	2.49%	4.96%
60 Days	7.30%	10.44%
90 Days	8.83%	8.12%
12 Months	27.71%	27.68%

155 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in SCHM	Overlap
ADTN	C	0.53%	0.05%	0.05%
AFG	A	0.15%	0.22%	0.15%
AGCO	D	0.7%	0.14%	0.14%
AGNC	B	0.45%	0.19%	0.19%
AIZ	B	0.34%	0.23%	0.23%
AL	D	0.65%	0.11%	0.11%
ALK	C	0.46%	0.13%	0.13%
ALLY	F	0.49%	0.22%	0.22%
AMG	B	0.81%	0.12%	0.12%
AMKR	F	0.21%	0.08%	0.08%
AN	D	0.61%	0.11%	0.11%
APA	F	0.49%	0.21%	0.21%
AR	C	0.13%	0.19%	0.13%
ARW	C	0.61%	0.16%	0.16%
ASGN	D	0.3%	0.09%	0.09%
ASH	F	0.38%	0.1%	0.1%
AXS	A	0.48%	0.14%	0.14%
AYI	A	0.35%	0.19%	0.19%
BBWI	F	0.33%	0.16%	0.16%
BC	C	0.47%	0.13%	0.13%
BERY	C	0.47%	0.18%	0.18%
BJ	B	0.13%	0.25%	0.13%
BKH	C	0.62%	0.1%	0.1%
BOKF	B	0.31%	0.05%	0.05%
BPOP	D	0.15%	0.16%	0.15%
BWA	C	0.62%	0.19%	0.19%
BYD	B	0.65%	0.1%	0.1%
CACI	A	0.16%	0.25%	0.16%
CCK	C	0.18%	0.26%	0.18%
CHK	C	0.71%	0.21%	0.21%
CHRD	F	0.44%	0.18%	0.18%
CLF	D	0.59%	0.14%	0.14%
CMA	C	0.32%	0.18%	0.18%
CMC	D	0.54%	0.14%	0.14%
CNXC	F	0.57%	0.05%	0.05%
COLM	B	0.29%	0.06%	0.06%
CROX	C	0.27%	0.19%	0.19%
CRUS	D	0.13%	0.15%	0.13%
CZR	B	0.45%	0.2%	0.2%
DAR	F	0.69%	0.14%	0.14%
DINO	F	0.59%	0.17%	0.17%
DKS	D	0.27%	0.27%	0.27%
DNB	D	0.35%	0.08%	0.08%
DTM	A	0.32%	0.17%	0.17%
EHC	C	0.16%	0.22%	0.16%
EMN	C	0.47%	0.3%	0.3%
ESNT	A	0.79%	0.15%	0.15%
EVRG	C	0.65%	0.32%	0.32%
EWBC	B	0.46%	0.26%	0.26%
FAF	C	0.34%	0.15%	0.15%
FHN	D	0.4%	0.19%	0.19%
FMC	C	0.8%	0.19%	0.19%
FYBR	C	0.76%	0.18%	0.18%
G	A	0.68%	0.14%	0.14%
GAP	F	0.37%	0.11%	0.11%
GL	C	0.54%	0.21%	0.21%
GXO	D	0.14%	0.14%	0.14%
HII	F	0.45%	0.23%	0.23%
HLI	A	0.17%	0.19%	0.17%
HOG	D	0.76%	0.11%	0.11%
HSIC	D	0.16%	0.21%	0.16%
IAC	C	0.31%	0.09%	0.09%
IDA	D	0.31%	0.12%	0.12%
IP	C	0.16%	0.38%	0.16%
IVZ	A	0.17%	0.18%	0.17%
JAZZ	F	0.43%	0.15%	0.15%
JEF	A	0.18%	0.22%	0.18%
JLL	C	0.18%	0.29%	0.18%
JXN	A	0.86%	0.16%	0.16%
KBH	D	0.84%	0.14%	0.14%
KEX	C	0.14%	0.16%	0.14%
KNX	D	0.44%	0.2%	0.2%
KRC	C	0.68%	0.09%	0.09%
LAD	C	0.85%	0.19%	0.19%
LANC	F	0.13%	0.08%	0.08%
LBRDK	C	1.01%	0.23%	0.23%
LEA	F	0.53%	0.14%	0.14%
LFUS	C	0.14%	0.15%	0.14%
LNC	B	0.55%	0.12%	0.12%
LNT	B	0.33%	0.35%	0.33%
LPX	C	0.37%	0.15%	0.15%
LSTR	F	0.14%	0.15%	0.14%
MAT	B	0.16%	0.15%	0.15%
MDU	C	0.61%	0.13%	0.13%
MIDD	D	0.31%	0.17%	0.17%
MLI	B	0.53%	0.18%	0.18%
MMS	C	0.15%	0.13%	0.13%
MOS	F	0.66%	0.19%	0.19%
MTDR	D	0.6%	0.13%	0.13%
MTG	A	0.83%	0.15%	0.15%
MTH	C	0.88%	0.17%	0.17%
MUR	F	0.59%	0.11%	0.11%
NFG	A	0.62%	0.13%	0.13%
NI	A	0.51%	0.35%	0.35%
NOV	F	0.59%	0.14%	0.14%
NRG	A	0.5%	0.43%	0.43%
NXST	D	0.42%	0.11%	0.11%
OGE	C	0.49%	0.19%	0.19%
OGN	F	0.5%	0.11%	0.11%
OLN	D	0.42%	0.13%	0.13%
OMF	D	0.39%	0.13%	0.13%
ORI	A	0.32%	0.19%	0.19%
OSK	F	0.52%	0.15%	0.15%
OVV	D	0.62%	0.23%	0.23%
OZK	D	0.57%	0.1%	0.1%
PAG	D	0.45%	0.07%	0.07%
PARA	F	0.14%	0.15%	0.14%
PB	D	0.32%	0.15%	0.15%
PBF	F	0.48%	0.07%	0.07%
PII	D	0.44%	0.1%	0.1%
PNFP	B	0.49%	0.17%	0.17%
PNW	C	0.66%	0.23%	0.23%
POR	D	0.62%	0.11%	0.11%
PVH	D	0.63%	0.13%	0.13%
REYN	D	0.3%	0.04%	0.04%
RGA	B	0.15%	0.32%	0.15%
RHI	D	0.15%	0.16%	0.15%
RIG	F	0.23%	0.08%	0.08%
RNR	A	0.86%	0.32%	0.32%
RRC	D	0.39%	0.17%	0.17%
RYN	C	0.31%	0.1%	0.1%
SAIC	A	0.34%	0.16%	0.16%
SEE	C	0.14%	0.12%	0.12%
SEIC	B	0.3%	0.15%	0.15%
SIGI	D	0.14%	0.13%	0.13%
SKX	B	0.27%	0.21%	0.21%
SNV	D	0.15%	0.14%	0.14%
SNX	C	0.28%	0.21%	0.21%
SON	D	0.45%	0.12%	0.12%
SSB	C	0.35%	0.17%	0.17%
SUM	F	0.14%	0.1%	0.1%
TAP	D	0.78%	0.23%	0.23%
TFX	C	0.16%	0.26%	0.16%
THC	D	0.68%	0.35%	0.35%
THO	C	0.49%	0.13%	0.13%
TKR	B	0.44%	0.12%	0.12%
TMHC	C	0.88%	0.17%	0.17%
UFPI	C	0.49%	0.18%	0.18%
UGI	C	0.3%	0.12%	0.12%
UHS	D	0.68%	0.31%	0.31%
UNM	A	0.65%	0.23%	0.23%
USFD	C	0.16%	0.33%	0.16%
UTHR	C	0.47%	0.36%	0.36%
VAL	F	0.42%	0.08%	0.08%
VLY	C	0.7%	0.08%	0.08%
VNO	B	0.21%	0.15%	0.15%
VOYA	A	0.16%	0.17%	0.16%
WAL	C	0.56%	0.21%	0.21%
WBS	D	0.57%	0.18%	0.18%
WCC	D	0.44%	0.17%	0.17%
WHR	C	0.29%	0.13%	0.13%
WTFC	B	0.44%	0.16%	0.16%
WTRG	D	0.29%	0.22%	0.22%
WU	D	0.41%	0.09%	0.09%
ZION	D	0.3%	0.16%	0.16%

FNK Overweight 69 Positions Relative to SCHM

Symbol	Grade	Weight
MHO	C	0.96%
GPI	C	0.88%
RUSHA	D	0.85%
BTU	B	0.82%
RDN	D	0.78%
AGO	B	0.74%
SIG	C	0.74%
ASO	D	0.73%
ESGR	C	0.73%
COLB	C	0.71%
NOG	D	0.7%
SEB	F	0.7%
TPH	C	0.68%
WTM	C	0.68%
SM	D	0.68%
BCC	C	0.68%
TEX	F	0.66%
LBRT	D	0.66%
R	C	0.65%
OGS	C	0.64%
HP	D	0.63%
GMS	B	0.63%
COOP	B	0.63%
CVI	D	0.62%
CADE	B	0.61%
MATX	C	0.6%
DXC	C	0.59%
AVT	B	0.58%
MGY	B	0.56%
ABG	D	0.56%
PTEN	F	0.54%
CUZ	C	0.53%
URBN	F	0.5%
AEO	C	0.47%
ONB	D	0.44%
FNB	D	0.42%
SANM	D	0.42%
IPGP	D	0.36%
ATKR	F	0.35%
DDS	D	0.35%
M	D	0.34%
UMBF	C	0.34%
SLGN	B	0.34%
ABCB	C	0.33%
GT	F	0.32%
HOMB	D	0.31%
UBSI	D	0.31%
SLM	B	0.3%
NJR	C	0.3%
HWC	D	0.29%
SWX	C	0.29%
ENS	B	0.27%
PRGO	F	0.27%
BECN	D	0.26%
HGV	F	0.25%
CAR	D	0.23%
SKY	C	0.2%
FBIN	C	0.19%
AVNT	C	0.16%
PCH	C	0.16%
NVST	D	0.16%
BXMT	C	0.15%
KWR	F	0.14%
SEM	D	0.14%
NEOG	F	0.14%
FUL	F	0.14%
BHF	D	0.14%
CXT	F	0.13%
AAP	F	0.08%

FNK Underweight 323 Positions Relative to SCHM

Symbol	Grade	Weight
EQT	C	-0.49%
BAH	C	-0.47%
CSL	A	-0.46%
WSM	C	-0.45%
EME	B	-0.45%
DKNG	C	-0.44%
PINS	D	-0.44%
UAL	A	-0.43%
PKG	B	-0.43%
STLD	C	-0.41%
MAS	C	-0.41%
AVY	D	-0.4%
EG	A	-0.39%
MANH	A	-0.39%
WSO	C	-0.39%
ENTG	D	-0.39%
FDS	C	-0.39%
TPL	A	-0.38%
BURL	C	-0.38%
HOOD	B	-0.38%
PODD	C	-0.37%
IEX	D	-0.37%
TXT	F	-0.37%
DT	B	-0.36%
RPM	A	-0.36%
FNF	C	-0.36%
DOC	C	-0.36%
RS	D	-0.36%
TOL	C	-0.36%
PNR	C	-0.36%
KEY	B	-0.35%
KIM	C	-0.35%
NTRA	A	-0.35%
IBKR	A	-0.34%
TRMB	B	-0.34%
OC	C	-0.34%
SNA	C	-0.34%
CE	D	-0.34%
L	C	-0.33%
NTNX	C	-0.33%
GWRE	A	-0.33%
RBA	D	-0.33%
GGG	C	-0.33%
MRO	B	-0.33%
TW	A	-0.32%
NDSN	C	-0.32%
POOL	D	-0.32%
AES	C	-0.32%
UDR	C	-0.31%
WPC	C	-0.31%
COHR	B	-0.31%
VTRS	D	-0.31%
ACM	A	-0.31%
CASY	D	-0.31%
BG	F	-0.31%
FIX	A	-0.31%
JBL	C	-0.31%
GLPI	C	-0.31%
NWSA	D	-0.3%
FND	C	-0.3%
ELS	D	-0.3%
CPT	C	-0.3%
Z	C	-0.3%
FLEX	B	-0.3%
EQH	B	-0.3%
BMRN	F	-0.3%
DOCU	A	-0.29%
PCVX	C	-0.29%
CHRW	C	-0.29%
HST	D	-0.29%
FFIV	B	-0.29%
JNPR	C	-0.29%
JKHY	A	-0.29%
SJM	D	-0.29%
XPO	F	-0.29%
PFGC	A	-0.28%
EXAS	C	-0.28%
ITT	C	-0.28%
BLD	D	-0.28%
TECH	D	-0.28%
TTEK	A	-0.28%
INSM	D	-0.28%
CW	A	-0.28%
ALLE	A	-0.28%
BXP	B	-0.27%
NVT	C	-0.27%
IPG	D	-0.27%
SRPT	F	-0.27%
OKTA	F	-0.27%
CUBE	C	-0.27%
WING	C	-0.27%
AMH	D	-0.27%
KMX	F	-0.27%
CLH	B	-0.27%
ALB	D	-0.26%
WMS	D	-0.26%
EPAM	F	-0.26%
TOST	B	-0.26%
SCI	D	-0.26%
SNAP	D	-0.26%
SAIA	D	-0.26%
NBIX	F	-0.26%
TXRH	A	-0.26%
REG	C	-0.26%
LAMR	C	-0.26%
AOS	C	-0.25%
CTLT	A	-0.25%
RPRX	D	-0.25%
FTI	B	-0.25%
LECO	D	-0.25%
TPR	B	-0.25%
REXR	D	-0.25%
RRX	B	-0.25%
DUOL	B	-0.24%
OHI	C	-0.24%
INCY	B	-0.24%
ATR	A	-0.24%
LKQ	F	-0.24%
ONTO	B	-0.24%
SFM	A	-0.24%
CNH	C	-0.23%
ARMK	C	-0.23%
AA	B	-0.23%
WWD	C	-0.23%
KNSL	B	-0.23%
CRL	F	-0.23%
TWLO	B	-0.23%
TPX	C	-0.22%
DAY	C	-0.22%
SF	A	-0.22%
LW	D	-0.22%
MKTX	B	-0.22%
EXP	C	-0.22%
IOT	C	-0.22%
CPB	D	-0.22%
MTCH	B	-0.22%
QRVO	F	-0.22%
CHDN	C	-0.22%
AFRM	C	-0.22%
BWXT	A	-0.22%
OWL	A	-0.22%
OLED	B	-0.21%
WYNN	B	-0.21%
EGP	D	-0.21%
MGM	D	-0.21%
CG	B	-0.21%
NCLH	C	-0.21%
GNRC	B	-0.21%
MUSA	D	-0.21%
RGLD	C	-0.21%
SOLV	C	-0.21%
HAS	A	-0.21%
ROKU	C	-0.21%
FN	B	-0.2%
RBC	C	-0.2%
GME	D	-0.2%
CNM	F	-0.2%
NNN	C	-0.2%
GPK	D	-0.2%
CIEN	A	-0.2%
DCI	B	-0.2%
HRB	C	-0.2%
PRI	A	-0.2%
INGR	B	-0.2%
TTC	F	-0.2%
CHE	D	-0.2%
NYT	C	-0.2%
EVR	C	-0.2%
LNW	F	-0.19%
FLR	B	-0.19%
ATI	C	-0.19%
BRX	C	-0.19%
TKO	A	-0.19%
MHK	C	-0.19%
RIVN	F	-0.19%
ALSN	A	-0.19%
MEDP	F	-0.19%
SOFI	C	-0.19%
KBR	A	-0.19%
AIT	B	-0.19%
MORN	B	-0.19%
PR	D	-0.19%
WEX	C	-0.19%
FRT	D	-0.19%
BRKR	D	-0.18%
BSY	D	-0.18%
RL	B	-0.18%
SWN	D	-0.18%
BRBR	A	-0.18%
CRS	B	-0.18%
FCN	C	-0.18%
X	F	-0.18%
GMED	B	-0.18%
UHAL	C	-0.18%
BFAM	C	-0.18%
SSD	B	-0.18%
APG	F	-0.18%
PAYC	D	-0.18%
ENSG	D	-0.18%
AXTA	C	-0.18%
LSCC	D	-0.17%
TREX	D	-0.17%
ANF	D	-0.17%
EXEL	B	-0.17%
FR	D	-0.17%
MKSI	F	-0.17%
PEN	D	-0.17%
ACI	F	-0.17%
LNTH	C	-0.17%
COLD	D	-0.17%
ADC	C	-0.17%
DVA	C	-0.17%
MTZ	A	-0.17%
AAL	D	-0.17%
RGEN	F	-0.17%
COKE	C	-0.17%
CR	A	-0.17%
SMAR	A	-0.17%
CGNX	F	-0.16%
S	C	-0.16%
RVMD	B	-0.16%
HQY	B	-0.16%
MSA	F	-0.16%
ALV	F	-0.16%
PCTY	C	-0.16%
CRBG	B	-0.16%
CBSH	D	-0.16%
GKOS	B	-0.16%
ELAN	D	-0.16%
H	B	-0.16%
CFR	B	-0.16%
SPSC	D	-0.16%
GNTX	D	-0.16%
STAG	D	-0.16%
AAON	A	-0.16%
ITCI	D	-0.16%
HALO	D	-0.16%
WSC	D	-0.16%
BEN	F	-0.15%
MTSI	B	-0.15%
VFC	A	-0.15%
WBA	F	-0.15%
TRNO	D	-0.15%
U	D	-0.15%
ETSY	F	-0.15%
FRPT	A	-0.15%
PCOR	D	-0.15%
STWD	C	-0.15%
ESTC	F	-0.15%
CVLT	B	-0.15%
FLS	A	-0.15%
RYAN	A	-0.15%
MTN	D	-0.15%
PLNT	B	-0.15%
SITE	D	-0.15%
NSIT	B	-0.14%
IONS	F	-0.14%
DBX	C	-0.14%
INSP	C	-0.14%
EXLS	B	-0.14%
CYTK	D	-0.14%
WFRD	F	-0.14%
NOVT	C	-0.14%
ELF	F	-0.14%
BIO	B	-0.14%
WH	C	-0.14%
RLI	A	-0.14%
W	C	-0.13%
ST	F	-0.13%
SRCL	B	-0.13%
PATH	D	-0.13%
CHX	C	-0.13%
VMI	B	-0.13%
ACHC	F	-0.13%
MASI	B	-0.13%
OLLI	C	-0.13%
FIVE	D	-0.12%
ZWS	A	-0.12%
GBCI	B	-0.12%
BILL	D	-0.12%
GTLS	D	-0.12%
THG	A	-0.12%
OPCH	F	-0.12%
VVV	D	-0.12%
EDR	A	-0.12%
XRAY	D	-0.12%
POST	C	-0.12%
LYFT	D	-0.11%
FFIN	D	-0.11%
QLYS	F	-0.11%
PSN	A	-0.11%
JHG	A	-0.11%
CFLT	F	-0.11%
WLK	C	-0.11%
AM	A	-0.11%
HXL	F	-0.11%
RH	C	-0.11%
CELH	F	-0.11%
EEFT	F	-0.1%
DLB	D	-0.1%
ALKS	B	-0.1%
RMBS	F	-0.1%
FLO	D	-0.1%
CIVI	F	-0.1%
ALGM	F	-0.09%
CRSP	F	-0.09%
COTY	F	-0.08%
SMMT	D	-0.07%
TNET	D	-0.07%
CHH	A	-0.07%
APLS	F	-0.07%
LCID	F	-0.07%
CLVT	D	-0.07%
AGR	C	-0.06%
SHC	C	-0.06%
CACC	F	-0.06%
RCM	B	-0.05%
INFA	D	-0.04%
PPC	C	-0.04%
FG	B	-0.02%
UI	B	-0.02%
DJT	F	-0.02%
CNA	D	-0.02%