FNK vs. RPV ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to Guggenheim S&P 500 Pure Value ETF (RPV)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.29

Average Daily Volume

10,619

Number of Holdings ^*

224

* may have additional holdings in another (foreign) market

RPV

Guggenheim S&P 500 Pure Value ETF

RPV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P 500 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P 500 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$88.52

Average Daily Volume

148,897

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	RPV
30 Days	2.49%	0.83%
60 Days	7.30%	8.51%
90 Days	8.83%	7.66%
12 Months	27.71%	27.10%

13 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in RPV	Overlap
AIZ	B	0.34%	0.65%	0.34%
BWA	C	0.62%	1.36%	0.62%
EMN	C	0.47%	0.6%	0.47%
EVRG	C	0.65%	0.6%	0.6%
HSIC	D	0.16%	0.5%	0.16%
IP	C	0.16%	1.34%	0.16%
IVZ	A	0.17%	1.91%	0.17%
MOS	F	0.66%	0.84%	0.66%
NRG	A	0.5%	1.46%	0.5%
PARA	F	0.14%	1.85%	0.14%
PNW	C	0.66%	0.57%	0.57%
TAP	D	0.78%	0.79%	0.78%
UHS	D	0.68%	1.35%	0.68%

FNK Overweight 211 Positions Relative to RPV

Symbol	Grade	Weight
LBRDK	C	1.01%
MHO	C	0.96%
TMHC	C	0.88%
MTH	C	0.88%
GPI	C	0.88%
RNR	A	0.86%
JXN	A	0.86%
RUSHA	D	0.85%
LAD	C	0.85%
KBH	D	0.84%
MTG	A	0.83%
BTU	B	0.82%
AMG	B	0.81%
FMC	C	0.8%
ESNT	A	0.79%
RDN	D	0.78%
FYBR	C	0.76%
HOG	D	0.76%
AGO	B	0.74%
SIG	C	0.74%
ASO	D	0.73%
ESGR	C	0.73%
CHK	C	0.71%
COLB	C	0.71%
NOG	D	0.7%
SEB	F	0.7%
VLY	C	0.7%
AGCO	D	0.7%
DAR	F	0.69%
TPH	C	0.68%
WTM	C	0.68%
SM	D	0.68%
KRC	C	0.68%
BCC	C	0.68%
THC	D	0.68%
G	A	0.68%
TEX	F	0.66%
LBRT	D	0.66%
AL	D	0.65%
R	C	0.65%
BYD	B	0.65%
UNM	A	0.65%
OGS	C	0.64%
HP	D	0.63%
GMS	B	0.63%
PVH	D	0.63%
COOP	B	0.63%
POR	D	0.62%
OVV	D	0.62%
CVI	D	0.62%
BKH	C	0.62%
NFG	A	0.62%
CADE	B	0.61%
MDU	C	0.61%
ARW	C	0.61%
AN	D	0.61%
MATX	C	0.6%
MTDR	D	0.6%
MUR	F	0.59%
DINO	F	0.59%
CLF	D	0.59%
DXC	C	0.59%
NOV	F	0.59%
AVT	B	0.58%
OZK	D	0.57%
WBS	D	0.57%
CNXC	F	0.57%
WAL	C	0.56%
MGY	B	0.56%
ABG	D	0.56%
LNC	B	0.55%
GL	C	0.54%
PTEN	F	0.54%
CMC	D	0.54%
ADTN	C	0.53%
CUZ	C	0.53%
LEA	F	0.53%
MLI	B	0.53%
OSK	F	0.52%
NI	A	0.51%
URBN	F	0.5%
OGN	F	0.5%
OGE	C	0.49%
UFPI	C	0.49%
ALLY	F	0.49%
APA	F	0.49%
PNFP	B	0.49%
THO	C	0.49%
PBF	F	0.48%
AXS	A	0.48%
UTHR	C	0.47%
AEO	C	0.47%
BC	C	0.47%
BERY	C	0.47%
ALK	C	0.46%
EWBC	B	0.46%
SON	D	0.45%
PAG	D	0.45%
HII	F	0.45%
AGNC	B	0.45%
CZR	B	0.45%
TKR	B	0.44%
CHRD	F	0.44%
KNX	D	0.44%
ONB	D	0.44%
PII	D	0.44%
WCC	D	0.44%
WTFC	B	0.44%
JAZZ	F	0.43%
VAL	F	0.42%
NXST	D	0.42%
FNB	D	0.42%
OLN	D	0.42%
SANM	D	0.42%
WU	D	0.41%
FHN	D	0.4%
OMF	D	0.39%
RRC	D	0.39%
ASH	F	0.38%
GAP	F	0.37%
LPX	C	0.37%
IPGP	D	0.36%
SSB	C	0.35%
ATKR	F	0.35%
AYI	A	0.35%
DDS	D	0.35%
DNB	D	0.35%
M	D	0.34%
UMBF	C	0.34%
SLGN	B	0.34%
SAIC	A	0.34%
FAF	C	0.34%
BBWI	F	0.33%
LNT	B	0.33%
ABCB	C	0.33%
GT	F	0.32%
CMA	C	0.32%
ORI	A	0.32%
DTM	A	0.32%
PB	D	0.32%
HOMB	D	0.31%
RYN	C	0.31%
MIDD	D	0.31%
IDA	D	0.31%
UBSI	D	0.31%
IAC	C	0.31%
BOKF	B	0.31%
ZION	D	0.3%
SLM	B	0.3%
UGI	C	0.3%
ASGN	D	0.3%
SEIC	B	0.3%
REYN	D	0.3%
NJR	C	0.3%
HWC	D	0.29%
WHR	C	0.29%
WTRG	D	0.29%
COLM	B	0.29%
SWX	C	0.29%
SNX	C	0.28%
ENS	B	0.27%
DKS	D	0.27%
SKX	B	0.27%
CROX	C	0.27%
PRGO	F	0.27%
BECN	D	0.26%
HGV	F	0.25%
RIG	F	0.23%
CAR	D	0.23%
AMKR	F	0.21%
VNO	B	0.21%
SKY	C	0.2%
FBIN	C	0.19%
JEF	A	0.18%
CCK	C	0.18%
JLL	C	0.18%
HLI	A	0.17%
EHC	C	0.16%
VOYA	A	0.16%
AVNT	C	0.16%
PCH	C	0.16%
NVST	D	0.16%
TFX	C	0.16%
USFD	C	0.16%
MAT	B	0.16%
CACI	A	0.16%
RHI	D	0.15%
BXMT	C	0.15%
SNV	D	0.15%
RGA	B	0.15%
BPOP	D	0.15%
MMS	C	0.15%
AFG	A	0.15%
KWR	F	0.14%
SEM	D	0.14%
SIGI	D	0.14%
GXO	D	0.14%
LSTR	F	0.14%
NEOG	F	0.14%
LFUS	C	0.14%
FUL	F	0.14%
SUM	F	0.14%
BHF	D	0.14%
SEE	C	0.14%
KEX	C	0.14%
AR	C	0.13%
CXT	F	0.13%
LANC	F	0.13%
CRUS	D	0.13%
BJ	B	0.13%
AAP	F	0.08%

FNK Underweight 79 Positions Relative to RPV

Symbol	Grade	Weight
GM	D	-4.16%
BRK.A	B	-3.83%
MHK	C	-2.77%
UAL	A	-2.69%
F	D	-2.32%
VTRS	D	-2.21%
TSN	D	-2.19%
C	B	-2.08%
CFG	C	-1.96%
KR	C	-1.91%
VLO	F	-1.79%
BG	F	-1.76%
CNC	F	-1.74%
CVS	D	-1.7%
KMX	F	-1.57%
SW	C	-1.54%
PSX	D	-1.48%
CI	D	-1.43%
HPE	B	-1.42%
BBY	C	-1.39%
TFC	D	-1.32%
WBD	F	-1.3%
COF	A	-1.29%
MCK	F	-1.27%
SYF	A	-1.2%
CAH	B	-1.18%
MTB	A	-1.14%
PRU	B	-1.06%
LUV	B	-1.03%
L	C	-1.03%
BK	A	-1.02%
ADM	F	-1.01%
BAC	B	-0.99%
AIG	C	-0.94%
WFC	B	-0.93%
KHC	F	-0.93%
T	B	-0.92%
RF	B	-0.88%
HBAN	B	-0.88%
STT	A	-0.88%
WBA	F	-0.87%
KEY	B	-0.86%
IFF	D	-0.8%
HIG	A	-0.78%
GS	B	-0.77%
MET	A	-0.72%
SWK	C	-0.7%
FITB	C	-0.66%
PNC	C	-0.64%
VZ	C	-0.63%
BEN	F	-0.61%
CAG	D	-0.6%
CINF	A	-0.59%
DOW	B	-0.59%
FOXA	B	-0.58%
ALL	A	-0.58%
TGT	C	-0.56%
EG	A	-0.56%
CHRW	C	-0.56%
CTVA	A	-0.55%
KMI	A	-0.55%
ELV	F	-0.55%
TRV	B	-0.54%
EQT	C	-0.54%
ES	D	-0.54%
USB	C	-0.53%
HPQ	B	-0.52%
PFG	A	-0.52%
SYY	D	-0.52%
FDX	F	-0.5%
LYB	B	-0.5%
ARE	D	-0.5%
CVX	B	-0.43%
LKQ	F	-0.41%
NWSA	D	-0.4%
ALB	D	-0.38%
HUM	F	-0.31%
FOX	B	-0.28%
NWS	D	-0.13%