FNK vs. JVAL ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to JPMorgan U.S. Value Factor ETF (JVAL)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.78

Average Daily Volume

12,057

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

JVAL

JPMorgan U.S. Value Factor ETF

JVAL Description

The investment seeks investment results that closely correspond, before fees and expenses, to the performance of the JP Morgan US Value Factor Index. The fund will invest at least 80% of its assets in securities included in the underlying index. Assets means net assets, plus the amount of borrowing for investment purposes. The underlying index is comprised of U.S. equity securities selected to represent value factor characteristics.

Grade (RS Rating)

Last Trade

$43.41

Average Daily Volume

153,379

Number of Holdings ^*

359

* may have additional holdings in another (foreign) market

Performance

Period	FNK	JVAL
30 Days	0.95%	1.28%
60 Days	1.07%	2.17%
90 Days	6.08%	5.10%
12 Months	19.65%	23.08%

97 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in JVAL	Overlap
AAP	F	0.09%	0.08%	0.08%
ADTN	F	0.53%	0.07%	0.07%
AGCO	D	0.66%	0.18%	0.18%
AGNC	A	0.47%	0.13%	0.13%
AGO	C	0.74%	0.18%	0.18%
ALLY	F	0.47%	0.2%	0.2%
AN	D	0.59%	0.19%	0.19%
ARW	C	0.6%	0.21%	0.21%
AVT	D	0.56%	0.2%	0.2%
AXS	B	0.48%	0.15%	0.15%
AYI	B	0.31%	0.16%	0.16%
BBWI	F	0.31%	0.11%	0.11%
BC	C	0.47%	0.2%	0.2%
BERY	B	0.49%	0.21%	0.21%
BOKF	B	0.32%	0.09%	0.09%
BPOP	C	0.16%	0.25%	0.16%
BWA	D	0.57%	0.15%	0.15%
BYD	C	0.63%	0.16%	0.16%
CACC	D	0.13%	0.14%	0.13%
CACI	B	0.16%	0.25%	0.16%
CCK	A	0.18%	0.26%	0.18%
CHK	D	0.63%	0.19%	0.19%
CLF	F	0.54%	0.02%	0.02%
CMA	B	0.32%	0.2%	0.2%
CNXC	D	0.74%	0.2%	0.2%
COLB	B	0.7%	0.15%	0.15%
COLM	B	0.3%	0.11%	0.11%
CROX	C	0.26%	0.14%	0.14%
CRUS	D	0.14%	0.23%	0.14%
CUZ	B	0.54%	0.12%	0.12%
CZR	C	0.42%	0.1%	0.1%
DINO	D	0.6%	0.18%	0.18%
DKS	D	0.28%	0.23%	0.23%
DNB	C	0.36%	0.24%	0.24%
DXC	C	0.64%	0.17%	0.17%
EHC	B	0.15%	0.15%	0.15%
EVRG	A	0.66%	0.27%	0.27%
FAF	B	0.35%	0.22%	0.22%
FHN	D	0.43%	0.15%	0.15%
FMC	C	0.78%	0.13%	0.13%
FNB	D	0.44%	0.19%	0.19%
G	C	0.69%	0.12%	0.12%
GAP	F	0.36%	0.16%	0.16%
HII	C	0.46%	0.22%	0.22%
HOG	C	0.8%	0.22%	0.22%
HSIC	C	0.15%	0.07%	0.07%
IAC	C	0.32%	0.11%	0.11%
IP	B	0.16%	0.24%	0.16%
IPGP	F	0.35%	0.12%	0.12%
IVZ	C	0.15%	0.17%	0.15%
JAZZ	D	0.44%	0.09%	0.09%
JEF	B	0.17%	0.22%	0.17%
KRC	B	0.69%	0.13%	0.13%
LAD	C	0.79%	0.17%	0.17%
LEA	D	0.52%	0.15%	0.15%
M	F	0.33%	0.16%	0.16%
MDU	B	0.62%	0.19%	0.19%
MOS	F	0.62%	0.2%	0.2%
MTG	B	0.84%	0.26%	0.26%
NFG	B	0.64%	0.22%	0.22%
NXST	D	0.43%	0.23%	0.23%
OGE	B	0.49%	0.25%	0.25%
OGN	D	0.57%	0.07%	0.07%
OMF	C	0.41%	0.17%	0.17%
ORI	A	0.33%	0.26%	0.26%
OSK	D	0.53%	0.2%	0.2%
OVV	D	0.59%	0.18%	0.18%
OZK	D	0.58%	0.11%	0.11%
PAG	D	0.45%	0.18%	0.18%
PARA	F	0.14%	0.12%	0.12%
PB	B	0.34%	0.14%	0.14%
PII	D	0.45%	0.11%	0.11%
PNW	B	0.68%	0.26%	0.26%
PRGO	D	0.31%	0.11%	0.11%
PVH	F	0.64%	0.16%	0.16%
R	B	0.64%	0.23%	0.23%
RGA	B	0.15%	0.09%	0.09%
RHI	D	0.14%	0.17%	0.14%
SAIC	C	0.33%	0.25%	0.25%
SLGN	B	0.34%	0.23%	0.23%
SNV	C	0.16%	0.19%	0.16%
SNX	D	0.28%	0.19%	0.19%
SON	C	0.47%	0.14%	0.14%
TAP	C	0.77%	0.2%	0.2%
TFX	C	0.17%	0.1%	0.1%
THC	B	0.7%	0.21%	0.21%
THO	D	0.46%	0.18%	0.18%
UGI	C	0.3%	0.22%	0.22%
UHS	B	0.72%	0.28%	0.28%
UNM	B	0.62%	0.26%	0.26%
UTHR	C	0.46%	0.23%	0.23%
WAL	B	0.56%	0.21%	0.21%
WBS	C	0.59%	0.13%	0.13%
WCC	C	0.44%	0.2%	0.2%
WHR	D	0.28%	0.18%	0.18%
WU	D	0.41%	0.2%	0.2%
ZION	D	0.31%	0.15%	0.15%

FNK Overweight 126 Positions Relative to JVAL

Symbol	Grade	Weight
MHO	B	0.97%
TMHC	B	0.88%
MTH	B	0.88%
GPI	B	0.87%
KBH	B	0.87%
RUSHA	C	0.86%
RNR	B	0.84%
RDN	B	0.81%
ESNT	B	0.81%
JXN	B	0.81%
LBRDK	D	0.8%
AMG	C	0.79%
ASO	C	0.79%
FYBR	C	0.78%
ESGR	D	0.75%
SIG	C	0.73%
BTU	D	0.72%
VLY	C	0.71%
SEB	C	0.7%
TEX	D	0.69%
TPH	C	0.68%
LBRT	D	0.68%
DAR	F	0.68%
NOG	D	0.67%
BCC	C	0.67%
WTM	F	0.67%
OGS	B	0.66%
AL	D	0.66%
COOP	B	0.66%
SM	D	0.65%
BKH	B	0.64%
CADE	B	0.64%
POR	B	0.64%
GMS	C	0.63%
HP	D	0.61%
CVI	F	0.61%
NOV	D	0.6%
MTDR	D	0.6%
MUR	D	0.59%
MATX	C	0.57%
PTEN	F	0.56%
ABG	F	0.55%
GL	C	0.55%
LNC	D	0.54%
MGY	C	0.54%
MLI	B	0.53%
CMC	D	0.53%
URBN	D	0.51%
PNFP	B	0.51%
NI	B	0.51%
PBF	F	0.5%
ONB	C	0.47%
UFPI	C	0.47%
APA	F	0.47%
EMN	B	0.46%
WTFC	B	0.46%
EWBC	C	0.46%
KNX	C	0.45%
CHRD	F	0.45%
ALK	C	0.44%
NRG	C	0.44%
TKR	D	0.43%
SANM	D	0.43%
VAL	F	0.42%
AEO	D	0.41%
OLN	D	0.39%
ASH	D	0.39%
RRC	D	0.37%
UMBF	B	0.36%
ATKR	F	0.36%
SSB	B	0.36%
ABCB	B	0.35%
LNT	A	0.34%
DDS	D	0.34%
LPX	B	0.34%
UBSI	B	0.33%
AIZ	B	0.33%
IDA	B	0.32%
NJR	B	0.32%
HOMB	B	0.32%
REYN	C	0.32%
RYN	C	0.31%
DTM	B	0.31%
MIDD	C	0.31%
SEIC	B	0.3%
GT	F	0.3%
HWC	D	0.3%
WTRG	D	0.3%
ASGN	D	0.3%
SLM	C	0.29%
SWX	C	0.29%
SKX	C	0.28%
BECN	D	0.27%
ENS	C	0.27%
HGV	D	0.26%
RIG	F	0.24%
CAR	F	0.21%
AMKR	F	0.21%
SKY	B	0.2%
VNO	B	0.2%
JLL	B	0.18%
MAT	C	0.17%
AFG	B	0.16%
BXMT	C	0.16%
NVST	D	0.16%
USFD	B	0.16%
PCH	C	0.16%
HLI	B	0.16%
MMS	D	0.15%
NEOG	C	0.15%
SUM	C	0.15%
FUL	D	0.15%
VOYA	A	0.15%
AVNT	B	0.15%
SEE	D	0.14%
KWR	D	0.14%
SIGI	C	0.14%
BHF	D	0.14%
LFUS	D	0.14%
LSTR	D	0.14%
KEX	C	0.14%
SEM	D	0.14%
GXO	D	0.14%
BJ	D	0.13%
LANC	D	0.13%
AR	D	0.12%

FNK Underweight 262 Positions Relative to JVAL

Symbol	Grade	Weight
AAPL	D	-2.02%
UNH	C	-2.0%
META	A	-1.95%
MSFT	C	-1.81%
GOOGL	D	-1.64%
AVGO	C	-1.56%
JNJ	B	-1.48%
ORCL	B	-0.98%
ADBE	D	-0.94%
IBM	B	-0.89%
MRK	D	-0.87%
TXN	C	-0.85%
CRM	D	-0.85%
HD	B	-0.82%
PFE	C	-0.81%
INTU	D	-0.8%
QCOM	D	-0.79%
CAT	C	-0.78%
AMGN	B	-0.77%
T	B	-0.76%
CVX	D	-0.68%
CSCO	B	-0.68%
AMAT	D	-0.65%
ELV	C	-0.65%
PM	C	-0.61%
MDT	C	-0.61%
C	D	-0.58%
MO	C	-0.57%
ADI	D	-0.57%
CI	C	-0.56%
KLAC	D	-0.51%
RTX	C	-0.51%
GILD	B	-0.51%
CMCSA	D	-0.49%
BMY	C	-0.47%
PANW	D	-0.46%
LRCX	F	-0.45%
FDX	C	-0.45%
DHI	B	-0.45%
APH	D	-0.43%
TFC	D	-0.43%
CVS	D	-0.42%
BK	A	-0.41%
GD	B	-0.41%
ROP	C	-0.4%
BAC	D	-0.39%
COF	C	-0.39%
MPC	D	-0.39%
USB	B	-0.39%
LEN	B	-0.38%
MRVL	C	-0.38%
INTC	F	-0.38%
AIG	D	-0.37%
JCI	B	-0.37%
GM	B	-0.37%
MU	F	-0.37%
PSX	D	-0.37%
GIS	B	-0.36%
ED	C	-0.36%
CMI	C	-0.36%
TGT	C	-0.36%
PRU	C	-0.35%
KMI	A	-0.35%
EBAY	B	-0.34%
CTSH	C	-0.34%
PCAR	D	-0.34%
VICI	C	-0.34%
PHM	B	-0.33%
SPG	B	-0.33%
GLW	B	-0.33%
GRMN	D	-0.32%
DD	B	-0.31%
KR	B	-0.31%
F	D	-0.31%
KHC	C	-0.31%
ETR	A	-0.31%
CFG	D	-0.3%
FITB	B	-0.3%
WDAY	D	-0.3%
LHX	D	-0.3%
APP	B	-0.3%
HPQ	D	-0.3%
MCHP	D	-0.3%
PPL	C	-0.3%
SSNC	B	-0.29%
GDDY	C	-0.29%
ADSK	B	-0.29%
NUE	F	-0.29%
CDW	D	-0.28%
ON	D	-0.28%
FTNT	C	-0.28%
STT	A	-0.28%
TOL	B	-0.28%
BBY	B	-0.28%
DOV	B	-0.28%
PKG	B	-0.28%
CAG	B	-0.28%
SYF	C	-0.28%
LYB	F	-0.28%
LDOS	C	-0.28%
DGX	B	-0.27%
HUM	F	-0.27%
AMCR	C	-0.27%
DOW	D	-0.27%
OMC	A	-0.27%
PNR	B	-0.27%
HRB	C	-0.27%
VRT	C	-0.26%
ZM	C	-0.26%
BLDR	C	-0.26%
ADM	D	-0.26%
HBAN	B	-0.26%
FOXA	B	-0.26%
ALSN	B	-0.26%
NTAP	D	-0.26%
SCI	B	-0.25%
CNC	C	-0.25%
DASH	C	-0.25%
FFIV	A	-0.25%
HIW	B	-0.25%
OHI	A	-0.25%
SNA	B	-0.25%
IT	B	-0.24%
DRI	C	-0.24%
VLO	D	-0.24%
TER	D	-0.24%
KIM	B	-0.24%
MRO	D	-0.24%
RS	D	-0.24%
GPK	B	-0.24%
RF	B	-0.24%
PFG	B	-0.24%
WSM	C	-0.23%
DOX	C	-0.23%
MTB	B	-0.23%
TWLO	D	-0.23%
MPWR	C	-0.23%
NVR	B	-0.23%
CPB	B	-0.23%
EPR	B	-0.23%
OLED	C	-0.22%
GPC	D	-0.22%
VTRS	C	-0.22%
DBX	D	-0.22%
HPE	D	-0.22%
OC	C	-0.22%
CTRA	F	-0.22%
MTCH	C	-0.22%
NWSA	D	-0.22%
AKAM	D	-0.22%
DAL	C	-0.21%
TPR	C	-0.21%
RL	B	-0.21%
SWKS	F	-0.21%
PAYC	D	-0.21%
KBR	D	-0.21%
COHR	B	-0.2%
K	A	-0.2%
CNH	C	-0.2%
MAN	C	-0.2%
TYL	C	-0.2%
CRI	C	-0.19%
KEY	B	-0.19%
IPG	C	-0.19%
ST	D	-0.19%
TXT	D	-0.19%
LKQ	D	-0.18%
JBL	D	-0.18%
SJM	C	-0.18%
ANSS	F	-0.18%
MUSA	C	-0.18%
DLB	D	-0.18%
GNTX	F	-0.18%
QRVO	F	-0.18%
STWD	A	-0.18%
CLVT	D	-0.18%
MSM	D	-0.18%
ZBH	F	-0.17%
JHG	B	-0.17%
ACI	F	-0.17%
JWN	B	-0.17%
EPAM	D	-0.17%
MGM	D	-0.17%
UAL	B	-0.17%
CRBG	D	-0.16%
PTC	D	-0.16%
VAC	F	-0.16%
INGR	A	-0.16%
DELL	D	-0.16%
BAX	C	-0.16%
POST	C	-0.15%
GFS	F	-0.15%
VRSN	D	-0.15%
GLOB	D	-0.15%
DT	C	-0.15%
TNL	D	-0.15%
APTV	D	-0.15%
PSN	B	-0.14%
BEN	F	-0.14%
DAY	D	-0.14%
WEN	C	-0.14%
POOL	C	-0.14%
ARMK	B	-0.14%
REG	C	-0.14%
DOCU	C	-0.14%
SWK	B	-0.14%
GLPI	B	-0.13%
FIS	B	-0.13%
BG	D	-0.13%
NNN	B	-0.13%
ENTG	D	-0.13%
PH	B	-0.13%
PK	D	-0.13%
PNC	B	-0.12%
PATH	D	-0.12%
KSS	F	-0.12%
PEGA	C	-0.12%
FHB	C	-0.12%
ZI	D	-0.12%
OKTA	F	-0.12%
VZ	B	-0.12%
AGR	B	-0.11%
LEG	D	-0.11%
SPB	B	-0.11%
NWL	D	-0.11%
EXC	B	-0.11%
ONTO	F	-0.11%
TSN	C	-0.11%
WH	B	-0.11%
CPRI	D	-0.11%
BSY	D	-0.11%
TDC	F	-0.11%
U	D	-0.11%
CIVI	F	-0.1%
CWEN	B	-0.1%
WPC	B	-0.1%
DV	F	-0.1%
SNDR	B	-0.1%
D	C	-0.1%
PINC	C	-0.09%
SMAR	B	-0.09%
MTN	D	-0.09%
HST	D	-0.08%
GTES	C	-0.08%
ALGM	F	-0.08%
VFC	C	-0.08%
DVN	F	-0.08%
MPW	C	-0.08%
BDX	F	-0.07%
FANG	D	-0.06%
FTRE	F	-0.06%
UHAL	B	-0.05%
INFA	D	-0.05%
SOLV	C	-0.05%
CF	B	-0.05%
CE	D	-0.04%
EQR	B	-0.03%
NVT	D	-0.03%
HUN	D	-0.03%
CR	C	-0.01%
BRX	B	-0.01%
LOPE	D	-0.0%