FNK vs. FYC ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$50.12

Average Daily Volume

14,857

Number of Holdings ^*

220

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$65.53

Average Daily Volume

8,487

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

Performance

Period	FNK	FYC
30 Days	-3.33%	-2.09%
60 Days	-4.57%	-0.17%
90 Days	-4.84%	1.31%
12 Months	12.97%	12.10%

0 Overlapping Holdings

	Symbol	Grade	Weight in FNK	Weight in FYC	Overlap

FNK Overweight 220 Positions Relative to FYC

Symbol	Grade	Weight
MATX	B	0.92%
UTHR	B	0.88%
AVT	D	0.82%
NFG	D	0.81%
GPI	D	0.8%
WTM	D	0.79%
ESGR	A	0.79%
SEB	F	0.78%
RRC	D	0.78%
LBRT	D	0.78%
KBH	D	0.78%
ABG	D	0.77%
NOV	D	0.77%
VAL	B	0.77%
CNXC	C	0.76%
MTG	B	0.76%
NOG	C	0.76%
RNR	D	0.76%
CHRD	C	0.75%
ESNT	C	0.75%
MTH	D	0.74%
CHK	D	0.74%
ARW	D	0.74%
AL	C	0.74%
ADTN	D	0.73%
MOS	F	0.73%
CMC	D	0.73%
RDN	B	0.73%
FMC	F	0.72%
OVV	D	0.72%
MUR	D	0.72%
AGO	D	0.71%
JXN	C	0.71%
TMHC	D	0.71%
BTU	C	0.71%
SIG	D	0.71%
MTDR	D	0.71%
DINO	D	0.7%
IAC	F	0.7%
MHO	D	0.7%
SM	D	0.69%
APA	F	0.68%
HP	D	0.68%
PTEN	F	0.68%
LAD	F	0.67%
ALE	C	0.67%
MLI	C	0.67%
COOP	D	0.67%
SANM	C	0.67%
FYBR	B	0.67%
AGCO	F	0.66%
OGE	C	0.66%
R	B	0.65%
POR	D	0.65%
EVRG	D	0.64%
PBF	F	0.63%
URBN	C	0.63%
COLB	D	0.63%
BKH	D	0.63%
MDU	C	0.63%
CADE	D	0.62%
G	D	0.62%
BERY	D	0.62%
MGY	B	0.62%
OGS	C	0.62%
ALLY	B	0.62%
AN	D	0.61%
TPH	D	0.61%
ONB	B	0.61%
LBRDK	C	0.6%
UNM	D	0.6%
BWA	F	0.59%
AMG	D	0.59%
AMKR	B	0.58%
SON	F	0.57%
DTM	B	0.56%
OZK	D	0.56%
KRC	F	0.55%
VLY	F	0.54%
AR	D	0.54%
BYD	C	0.53%
ENS	C	0.53%
TEX	D	0.53%
OGN	C	0.52%
RUSHA	F	0.51%
LEA	F	0.5%
DAR	F	0.5%
NI	B	0.5%
UHS	C	0.5%
ASO	F	0.5%
ABCB	C	0.49%
PNW	C	0.49%
HOG	F	0.49%
SNX	D	0.49%
CVI	F	0.48%
TAP	F	0.48%
HWC	C	0.48%
BOKF	D	0.47%
FHN	C	0.46%
ZION	C	0.46%
EMN	D	0.46%
M	C	0.45%
CUZ	D	0.45%
FNB	C	0.45%
OMF	D	0.45%
ALK	F	0.45%
WAL	B	0.45%
PAG	D	0.44%
DDS	D	0.44%
WTFC	D	0.44%
IPGP	D	0.44%
WCC	D	0.44%
NXST	B	0.44%
DXC	C	0.43%
UFPI	D	0.43%
JAZZ	F	0.43%
CZR	C	0.43%
CMA	C	0.42%
TPR	C	0.42%
KNX	C	0.42%
WU	D	0.41%
CAR	F	0.41%
KEX	B	0.4%
OSK	D	0.4%
OLN	F	0.39%
WBS	D	0.39%
GMS	D	0.39%
BCC	F	0.37%
PII	F	0.37%
SEM	A	0.37%
SKX	C	0.36%
PVH	F	0.36%
AXS	C	0.35%
IP	C	0.35%
LFUS	C	0.34%
CROX	C	0.33%
ATKR	F	0.33%
CLF	D	0.32%
NJR	D	0.32%
IDA	D	0.32%
ORI	D	0.32%
WTRG	C	0.32%
LNT	B	0.32%
HOMB	D	0.31%
COLM	D	0.31%
ASH	D	0.31%
CACC	B	0.31%
BPOP	D	0.31%
BECN	D	0.3%
SLM	D	0.3%
UMBF	C	0.3%
SNV	B	0.3%
SWX	D	0.3%
SEIC	D	0.29%
BXMT	C	0.29%
SAIC	D	0.29%
PNFP	D	0.29%
DNB	F	0.29%
EWBC	D	0.29%
TKR	D	0.29%
PB	D	0.29%
RYN	D	0.28%
HUN	F	0.28%
SSB	D	0.28%
SLGN	D	0.28%
UBSI	D	0.28%
HGV	D	0.27%
ASGN	D	0.27%
WHR	C	0.27%
HII	D	0.27%
GT	F	0.26%
BBWI	F	0.25%
THO	D	0.25%
PRGO	F	0.25%
BC	F	0.23%
CRUS	A	0.22%
GMED	B	0.21%
THC	C	0.21%
JEF	B	0.18%
CACI	B	0.18%
BJ	B	0.18%
PENN	C	0.17%
EHC	B	0.17%
MMS	B	0.17%
JLL	B	0.17%
RGA	C	0.17%
CIEN	F	0.16%
AGNC	A	0.16%
DKS	C	0.16%
LPX	D	0.16%
USFD	C	0.16%
REYN	D	0.16%
AVNT	D	0.16%
NEOG	C	0.16%
PFSI	B	0.16%
SF	B	0.16%
TFX	C	0.15%
AFG	D	0.15%
GXO	F	0.15%
BXP	C	0.15%
NYCB	D	0.15%
SEE	F	0.15%
LSTR	D	0.15%
FUL	D	0.15%
CCK	F	0.15%
HSIC	D	0.14%
SIGI	F	0.14%
GPS	C	0.14%
FAF	D	0.14%
AIZ	D	0.14%
VNO	C	0.14%
IVZ	D	0.14%
AYI	D	0.14%
LANC	B	0.14%
SKY	F	0.13%
RHI	F	0.13%
SUM	D	0.13%
MIDD	F	0.12%
AEO	F	0.12%
GL	D	0.11%

FNK Underweight 240 Positions Relative to FYC

Symbol	Grade	Weight
ADMA	B	-1.08%
SMMT	C	-0.99%
HIMS	C	-0.84%
ZETA	B	-0.82%
PRCT	C	-0.79%
USLM	C	-0.79%
RDNT	B	-0.79%
SKYW	B	-0.77%
DY	B	-0.77%
OSCR	D	-0.77%
AGIO	C	-0.77%
SGBX	F	-0.76%
RXST	D	-0.74%
IESC	C	-0.73%
TWST	B	-0.72%
ITRI	C	-0.7%
GVA	B	-0.7%
STRL	D	-0.7%
MRUS	C	-0.69%
AROC	B	-0.66%
UFPT	A	-0.66%
AZZ	D	-0.65%
POWL	D	-0.65%
BKD	C	-0.65%
ROAD	D	-0.64%
SKWD	D	-0.63%
SPNT	D	-0.63%
PLMR	C	-0.63%
CMPR	B	-0.63%
PI	C	-0.62%
GBX	D	-0.62%
MGNI	B	-0.62%
CBZ	D	-0.61%
CNK	A	-0.61%
GRBK	C	-0.61%
HWKN	B	-0.6%
QTWO	B	-0.6%
VERX	B	-0.59%
VCEL	C	-0.59%
CSWI	A	-0.59%
ALKT	B	-0.59%
SPR	B	-0.59%
ANIP	D	-0.59%
MBIN	C	-0.59%
ARDX	F	-0.58%
LPG	C	-0.58%
INSW	C	-0.58%
TNL	D	-0.58%
IDCC	A	-0.57%
LRN	D	-0.57%
GFF	D	-0.57%
PTGX	B	-0.57%
CRS	B	-0.57%
BOWL	B	-0.56%
HLX	B	-0.55%
SHAK	D	-0.55%
AMRX	C	-0.55%
DSGR	F	-0.55%
PK	D	-0.55%
TRN	D	-0.55%
EPAC	B	-0.55%
JWN	B	-0.54%
SMTC	C	-0.54%
COLL	C	-0.54%
SLG	B	-0.53%
CAL	F	-0.53%
TMDX	A	-0.52%
LMND	C	-0.52%
TNC	D	-0.52%
ICFI	D	-0.52%
AMK	B	-0.51%
MYRG	F	-0.51%
VECO	B	-0.51%
LAUR	C	-0.51%
FOR	F	-0.51%
OSIS	C	-0.51%
GERN	B	-0.51%
TGLS	C	-0.5%
GPOR	D	-0.5%
KYMR	D	-0.49%
MIR	C	-0.49%
ATGE	A	-0.49%
NSSC	B	-0.49%
RYTM	B	-0.48%
SMG	D	-0.47%
CLDX	F	-0.47%
AGM	B	-0.47%
CDRE	B	-0.47%
LMAT	A	-0.47%
PTCT	D	-0.46%
SQSP	B	-0.46%
FWRG	F	-0.46%
KRUS	F	-0.46%
GIC	F	-0.45%
TGTX	B	-0.45%
TNDM	C	-0.44%
OSW	B	-0.44%
CEIX	B	-0.44%
JBI	D	-0.44%
HEES	F	-0.44%
ACIW	A	-0.44%
OUT	C	-0.43%
DO	C	-0.43%
PJT	A	-0.43%
KTOS	B	-0.42%
IIPR	B	-0.41%
TRIP	F	-0.41%
PLAY	F	-0.41%
NHI	A	-0.41%
ENV	C	-0.41%
WHD	C	-0.4%
AMWD	F	-0.4%
TGI	B	-0.39%
HURN	C	-0.39%
ALG	F	-0.39%
PAR	B	-0.39%
CLSK	D	-0.39%
BEAM	D	-0.38%
SCS	C	-0.38%
DFH	F	-0.38%
CRDO	B	-0.38%
BASE	D	-0.37%
ACVA	C	-0.37%
WNC	F	-0.37%
CRNX	D	-0.36%
TPG	D	-0.36%
HRMY	B	-0.36%
SWI	B	-0.36%
CPRX	D	-0.36%
DBRG	F	-0.36%
GBDC	C	-0.36%
IOSP	D	-0.36%
RRR	B	-0.35%
GIII	F	-0.35%
SHO	C	-0.35%
THR	D	-0.35%
SXI	D	-0.34%
DOCN	C	-0.34%
FORM	A	-0.34%
ESRT	C	-0.34%
LKFN	D	-0.34%
ROCK	D	-0.33%
GTX	D	-0.33%
TDS	B	-0.33%
DRH	D	-0.33%
BROS	B	-0.33%
ALRM	C	-0.33%
PLAB	D	-0.33%
HCP	A	-0.32%
SATS	B	-0.32%
RNG	F	-0.31%
WRBY	C	-0.31%
MYGN	B	-0.3%
DRVN	C	-0.3%
IDYA	F	-0.3%
BRC	B	-0.29%
CARG	C	-0.29%
TBBK	B	-0.28%
ALX	B	-0.27%
SBRA	A	-0.27%
KNTK	B	-0.27%
FTDR	D	-0.27%
AKR	A	-0.27%
HASI	D	-0.27%
BANF	D	-0.26%
SYBT	C	-0.26%
CHCO	C	-0.26%
RKT	C	-0.25%
WABC	D	-0.25%
TR	C	-0.25%
SKT	D	-0.24%
MCW	F	-0.24%
JOE	D	-0.24%
PMT	C	-0.24%
YELP	F	-0.24%
HLIT	B	-0.23%
PEB	D	-0.23%
RAMP	C	-0.23%
PHR	F	-0.23%
UEC	D	-0.23%
YOU	B	-0.23%
EVTC	F	-0.22%
NEO	D	-0.22%
RES	F	-0.21%
BANC	D	-0.21%
MTRN	F	-0.21%
GSAT	D	-0.2%
UDMY	F	-0.2%
ALHC	B	-0.2%
XMTR	F	-0.19%
UNIT	D	-0.18%
MIRM	B	-0.17%
OPEN	F	-0.16%
CORT	C	-0.16%
ARVN	F	-0.16%
CARS	C	-0.15%
SPT	D	-0.15%
NABL	B	-0.15%
AGYS	B	-0.15%
AGL	D	-0.14%
FLNC	F	-0.14%
DNLI	C	-0.14%
JJSF	B	-0.14%
AIV	B	-0.13%
VCYT	C	-0.13%
AWR	D	-0.13%
LADR	A	-0.13%
PRGS	B	-0.13%
CTRE	A	-0.13%
DOCS	B	-0.13%
NSA	B	-0.13%
ZUO	C	-0.13%
UE	B	-0.13%
AMPH	F	-0.12%
VGR	C	-0.12%
UMH	A	-0.12%
MGEE	D	-0.12%
SRRK	F	-0.12%
FA	C	-0.12%
IVT	C	-0.12%
MORF	C	-0.12%
SITC	B	-0.12%
ESE	D	-0.12%
GSHD	D	-0.11%
JAMF	C	-0.11%
UPWK	D	-0.11%
PRVA	D	-0.11%
NTST	D	-0.11%
VC	D	-0.11%
JACK	F	-0.1%
RXRX	F	-0.1%
CXM	D	-0.1%
CERT	D	-0.1%
APPN	D	-0.1%
PRO	F	-0.1%
LFST	D	-0.1%
CTKB	D	-0.1%
FLYW	F	-0.09%
PZZA	F	-0.09%
XPEL	F	-0.08%