FNK vs. CARZ ETF Comparison

Comparison of First Trust Mid Cap Value AlphaDEX Fund (FNK) to First Trust NASDAQ Global Auto Index Fund (CARZ)

FNK

First Trust Mid Cap Value AlphaDEX Fund

FNK Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Mid Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P MidCap 400(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.00

Average Daily Volume

10,897

Number of Holdings ^*

223

* may have additional holdings in another (foreign) market

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$57.69

Average Daily Volume

1,433

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FNK	CARZ
30 Days	-0.73%	2.02%
60 Days	3.60%	9.10%
90 Days	6.89%	-5.00%
12 Months	24.96%	13.46%

3 Overlapping Holdings

Symbol	Grade	Weight in FNK	Weight in CARZ	Overlap
BWA	C	0.59%	0.57%	0.57%
CRUS	D	0.14%	0.51%	0.14%
LEA	F	0.53%	0.52%	0.52%

FNK Overweight 220 Positions Relative to CARZ

Symbol	Grade	Weight
MHO	A	0.97%
GPI	C	0.89%
TMHC	B	0.88%
MTH	B	0.88%
RUSHA	C	0.87%
KBH	C	0.87%
JXN	B	0.85%
LAD	B	0.84%
MTG	B	0.83%
RNR	A	0.82%
HOG	C	0.8%
RDN	D	0.79%
AMG	C	0.79%
ESNT	C	0.79%
ASO	D	0.79%
FMC	B	0.77%
LBRDK	C	0.77%
FYBR	C	0.76%
SIG	C	0.76%
TAP	D	0.75%
BTU	B	0.74%
ESGR	D	0.73%
AGO	D	0.73%
COLB	C	0.72%
VLY	C	0.72%
UHS	D	0.72%
SEB	D	0.71%
KRC	C	0.71%
CNXC	F	0.7%
LBRT	F	0.7%
THC	C	0.7%
BCC	B	0.69%
DAR	F	0.69%
NOG	D	0.69%
SM	F	0.68%
CHK	C	0.68%
AGCO	D	0.67%
G	A	0.67%
TPH	B	0.67%
PNW	A	0.66%
R	C	0.66%
AL	D	0.66%
WTM	D	0.66%
TEX	F	0.66%
OGS	A	0.65%
BYD	C	0.65%
EVRG	B	0.65%
PVH	F	0.64%
NFG	A	0.63%
GMS	D	0.63%
BKH	B	0.63%
COOP	C	0.63%
CADE	D	0.63%
UNM	A	0.63%
HP	F	0.63%
AN	B	0.62%
POR	B	0.62%
CVI	F	0.61%
ARW	C	0.61%
MOS	F	0.61%
DXC	D	0.61%
OVV	F	0.61%
NOV	F	0.61%
MTDR	F	0.61%
MDU	C	0.61%
DINO	F	0.6%
MUR	F	0.6%
WBS	D	0.6%
MATX	B	0.59%
MGY	C	0.58%
AVT	B	0.57%
PTEN	F	0.57%
LNC	D	0.57%
WAL	C	0.57%
OZK	F	0.57%
ABG	D	0.56%
GL	C	0.55%
CLF	D	0.54%
CUZ	C	0.54%
CMC	C	0.54%
MLI	B	0.53%
OGN	D	0.53%
ADTN	C	0.53%
PNFP	D	0.52%
OSK	F	0.52%
NI	A	0.5%
URBN	F	0.5%
UFPI	B	0.49%
ALLY	F	0.48%
PBF	F	0.48%
OGE	A	0.48%
BERY	C	0.48%
APA	F	0.48%
BC	C	0.47%
EWBC	D	0.47%
NRG	A	0.47%
WTFC	C	0.46%
EMN	B	0.46%
ONB	D	0.46%
THO	C	0.46%
AXS	A	0.46%
UTHR	B	0.46%
PAG	D	0.45%
SON	D	0.45%
AGNC	C	0.45%
HII	D	0.45%
CHRD	F	0.45%
KNX	C	0.44%
PII	D	0.44%
WCC	C	0.44%
JAZZ	F	0.43%
ALK	B	0.43%
FNB	D	0.43%
TKR	B	0.43%
SANM	D	0.43%
CZR	C	0.43%
OMF	D	0.42%
NXST	D	0.42%
AEO	C	0.42%
WU	D	0.41%
VAL	F	0.41%
FHN	D	0.41%
ASH	F	0.39%
RRC	D	0.39%
OLN	D	0.39%
DDS	D	0.36%
UMBF	C	0.36%
SSB	C	0.36%
LPX	A	0.36%
DNB	D	0.35%
IPGP	D	0.35%
ATKR	F	0.35%
ABCB	C	0.35%
GAP	F	0.35%
SLGN	A	0.34%
SAIC	B	0.33%
CMA	C	0.33%
PB	D	0.33%
M	F	0.33%
LNT	A	0.33%
AIZ	A	0.33%
FAF	B	0.33%
HOMB	D	0.32%
ORI	A	0.32%
IAC	C	0.32%
MIDD	D	0.32%
UBSI	D	0.32%
BOKF	D	0.32%
BBWI	F	0.32%
NJR	C	0.31%
IDA	B	0.31%
REYN	C	0.31%
DTM	A	0.31%
AYI	A	0.31%
SEIC	B	0.3%
GT	F	0.3%
UGI	C	0.3%
ASGN	D	0.3%
HWC	D	0.3%
ZION	D	0.3%
RYN	C	0.3%
SNX	C	0.29%
PRGO	F	0.29%
SWX	C	0.29%
SLM	C	0.29%
WHR	C	0.28%
DKS	D	0.28%
COLM	B	0.28%
WTRG	D	0.28%
ENS	C	0.27%
CROX	C	0.27%
HGV	F	0.26%
BECN	F	0.26%
SKX	C	0.25%
RIG	F	0.24%
CAR	D	0.23%
AMKR	F	0.22%
VNO	B	0.21%
SKY	A	0.19%
CCK	A	0.18%
JLL	B	0.18%
HLI	B	0.17%
JEF	B	0.17%
HSIC	C	0.16%
IP	B	0.16%
BPOP	D	0.16%
CACI	A	0.16%
BXMT	C	0.16%
IVZ	C	0.16%
PCH	C	0.16%
NVST	D	0.16%
USFD	C	0.16%
TFX	B	0.16%
MAT	C	0.16%
MMS	A	0.15%
FUL	F	0.15%
SUM	D	0.15%
RHI	D	0.15%
RGA	C	0.15%
EHC	B	0.15%
VOYA	A	0.15%
SNV	D	0.15%
AFG	B	0.15%
AVNT	B	0.15%
NEOG	D	0.15%
SIGI	D	0.14%
LSTR	D	0.14%
PARA	F	0.14%
SEM	D	0.14%
BHF	F	0.14%
SEE	B	0.14%
LFUS	C	0.14%
GXO	D	0.14%
KEX	C	0.14%
BJ	D	0.13%
LANC	F	0.13%
CACC	F	0.13%
KWR	D	0.13%
AR	C	0.12%
AAP	F	0.09%

FNK Underweight 51 Positions Relative to CARZ

Symbol	Grade	Weight
TSLA	B	-5.02%
AAPL	C	-4.99%
MSFT	C	-4.79%
TSM	C	-4.74%
NVDA	C	-4.59%
GOOGL	C	-4.33%
QCOM	D	-4.31%
AMD	D	-4.27%
TXN	C	-3.06%
TM	D	-2.73%
ADI	C	-1.87%
MU	D	-1.59%
INTC	D	-1.46%
MRVL	C	-1.04%
NXPI	F	-0.99%
GM	D	-0.9%
AUR	C	-0.87%
PCAR	D	-0.83%
TEL	D	-0.74%
HMC	D	-0.71%
F	D	-0.69%
MCHP	F	-0.67%
CMI	B	-0.67%
NIO	C	-0.64%
XPEV	C	-0.6%
SITM	B	-0.6%
LCID	D	-0.58%
LI	C	-0.55%
APTV	D	-0.54%
ON	F	-0.54%
STLA	F	-0.53%
SLAB	D	-0.53%
LSCC	D	-0.51%
SWKS	F	-0.5%
ST	F	-0.5%
AMBA	C	-0.5%
ALB	D	-0.5%
SQM	D	-0.49%
BIDU	C	-0.48%
SYNA	F	-0.47%
QRVO	F	-0.46%
RIVN	F	-0.43%
ALGM	F	-0.42%
STM	F	-0.42%
CHPT	F	-0.41%
PLUG	F	-0.39%
MXL	F	-0.36%
RMBS	F	-0.33%
INDI	F	-0.32%
LAZR	F	-0.25%
WOLF	F	-0.2%