FEX vs. SNPE ETF Comparison

Comparison of First Trust Large Cap Core AlphaDEX (FEX) to Xtrackers S&P 500 ESG ETF (SNPE)

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings ^*

373

* may have additional holdings in another (foreign) market

SNPE

Xtrackers S&P 500 ESG ETF

SNPE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P 500 ESG Index. The index is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance (ESG) performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Index. The fund uses a full replication indexing strategy to seek to track the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.52

Average Daily Volume

188,237

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	FEX	SNPE
30 Days	6.62%	2.83%
60 Days	8.07%	4.89%
90 Days	10.60%	5.67%
12 Months	33.47%	31.97%

212 Overlapping Holdings

Symbol	Grade	Weight in FEX	Weight in SNPE	Overlap
AAPL	C	0.17%	9.75%	0.17%
ABT	B	0.09%	0.57%	0.09%
ACGL	D	0.29%	0.1%	0.1%
ACN	C	0.08%	0.63%	0.08%
ADM	D	0.37%	0.07%	0.07%
ADSK	A	0.09%	0.19%	0.09%
AFL	B	0.34%	0.15%	0.15%
AIG	B	0.35%	0.14%	0.14%
AJG	B	0.18%	0.18%	0.18%
AKAM	D	0.29%	0.04%	0.04%
ALL	A	0.45%	0.15%	0.15%
AMGN	D	0.07%	0.43%	0.07%
AMP	A	0.31%	0.15%	0.15%
AMT	D	0.14%	0.26%	0.14%
AON	A	0.09%	0.23%	0.09%
APD	A	0.19%	0.2%	0.19%
APTV	D	0.31%	0.04%	0.04%
ARE	D	0.15%	0.04%	0.04%
AVB	B	0.09%	0.09%	0.09%
AVY	D	0.08%	0.04%	0.04%
AWK	D	0.16%	0.08%	0.08%
AXON	A	0.64%	0.12%	0.12%
AXP	A	0.45%	0.46%	0.45%
BAC	A	0.3%	0.87%	0.3%
BBY	D	0.22%	0.05%	0.05%
BDX	F	0.08%	0.18%	0.08%
BIIB	F	0.21%	0.06%	0.06%
BK	A	0.46%	0.16%	0.16%
BKR	B	0.4%	0.12%	0.12%
BLK	C	0.09%	0.4%	0.09%
BR	A	0.18%	0.07%	0.07%
BSX	B	0.27%	0.37%	0.27%
C	A	0.37%	0.37%	0.37%
CAG	D	0.07%	0.03%	0.03%
CARR	D	0.23%	0.17%	0.17%
CAT	B	0.25%	0.52%	0.25%
CB	C	0.34%	0.3%	0.3%
CBOE	B	0.09%	0.06%	0.06%
CCL	B	0.45%	0.07%	0.07%
CF	B	0.43%	0.05%	0.05%
CFG	B	0.38%	0.06%	0.06%
CI	F	0.16%	0.25%	0.16%
CL	D	0.15%	0.21%	0.15%
CMCSA	B	0.44%	0.47%	0.44%
CMG	B	0.09%	0.22%	0.09%
CMI	A	0.19%	0.14%	0.14%
CNC	D	0.33%	0.09%	0.09%
COF	B	0.41%	0.19%	0.19%
COST	B	0.35%	1.15%	0.35%
CPAY	A	0.2%	0.07%	0.07%
CPB	D	0.15%	0.02%	0.02%
CSCO	B	0.27%	0.65%	0.27%
CSX	B	0.26%	0.19%	0.19%
CTAS	B	0.36%	0.21%	0.21%
CTVA	C	0.16%	0.11%	0.11%
CVS	D	0.38%	0.2%	0.2%
CVX	A	0.46%	0.77%	0.46%
DAL	C	0.53%	0.12%	0.12%
DE	A	0.25%	0.29%	0.25%
DECK	A	0.19%	0.08%	0.08%
DGX	A	0.35%	0.05%	0.05%
DHI	D	0.36%	0.13%	0.13%
DIS	B	0.2%	0.58%	0.2%
DOC	D	0.15%	0.04%	0.04%
DOV	A	0.09%	0.08%	0.08%
DOW	F	0.21%	0.09%	0.09%
DVN	F	0.42%	0.07%	0.07%
EBAY	D	0.32%	0.08%	0.08%
ECL	D	0.16%	0.17%	0.16%
ED	D	0.31%	0.09%	0.09%
EG	C	0.4%	0.05%	0.05%
EIX	B	0.25%	0.09%	0.09%
ELV	F	0.2%	0.26%	0.2%
EMR	A	0.1%	0.21%	0.1%
EQIX	A	0.09%	0.24%	0.09%
EQR	B	0.25%	0.07%	0.07%
EQT	B	0.41%	0.08%	0.08%
ETN	A	0.18%	0.4%	0.18%
ETR	B	0.38%	0.09%	0.09%
EXC	C	0.33%	0.11%	0.11%
EXPE	B	0.52%	0.06%	0.06%
EXR	D	0.15%	0.1%	0.1%
FANG	D	0.45%	0.09%	0.09%
FCX	D	0.07%	0.18%	0.07%
FI	A	0.4%	0.35%	0.35%
FITB	A	0.28%	0.09%	0.09%
FTV	C	0.16%	0.07%	0.07%
GE	D	0.32%	0.54%	0.32%
GIS	D	0.22%	0.1%	0.1%
GM	B	0.53%	0.17%	0.17%
GOOGL	C	0.09%	2.89%	0.09%
GPC	D	0.23%	0.05%	0.05%
GS	A	0.5%	0.52%	0.5%
GWW	B	0.29%	0.14%	0.14%
HAL	C	0.44%	0.08%	0.08%
HBAN	A	0.41%	0.07%	0.07%
HD	A	0.09%	1.11%	0.09%
HIG	B	0.34%	0.1%	0.1%
HLT	A	0.27%	0.17%	0.17%
HOLX	D	0.16%	0.05%	0.05%
HPE	B	0.44%	0.08%	0.08%
HPQ	B	0.09%	0.1%	0.09%
HRL	D	0.24%	0.02%	0.02%
HSY	F	0.15%	0.07%	0.07%
HUBB	B	0.18%	0.07%	0.07%
HUM	C	0.22%	0.1%	0.1%
ICE	C	0.25%	0.25%	0.25%
IEX	B	0.18%	0.05%	0.05%
INTC	D	0.36%	0.29%	0.29%
IR	B	0.18%	0.12%	0.12%
IRM	D	0.41%	0.1%	0.1%
JBHT	C	0.27%	0.04%	0.04%
JCI	C	0.09%	0.16%	0.09%
JPM	A	0.3%	1.92%	0.3%
KDP	D	0.21%	0.1%	0.1%
KEY	B	0.19%	0.05%	0.05%
KHC	F	0.22%	0.08%	0.08%
KIM	A	0.18%	0.05%	0.05%
KLAC	D	0.07%	0.23%	0.07%
KMI	A	0.43%	0.15%	0.15%
KO	D	0.15%	0.68%	0.15%
KR	B	0.34%	0.11%	0.11%
LLY	F	0.14%	1.67%	0.14%
LOW	D	0.08%	0.42%	0.08%
LVS	C	0.17%	0.05%	0.05%
LYB	F	0.37%	0.06%	0.06%
MA	C	0.09%	1.19%	0.09%
MAR	B	0.1%	0.18%	0.1%
MAS	D	0.08%	0.05%	0.05%
MCD	D	0.08%	0.59%	0.08%
MCO	B	0.25%	0.21%	0.21%
MDLZ	F	0.15%	0.24%	0.15%
MDT	D	0.16%	0.3%	0.16%
MET	A	0.09%	0.14%	0.09%
MKC	D	0.08%	0.06%	0.06%
MMC	B	0.08%	0.3%	0.08%
MPC	D	0.42%	0.15%	0.15%
MS	A	0.33%	0.46%	0.33%
MSCI	C	0.09%	0.13%	0.09%
MTB	A	0.41%	0.1%	0.1%
MU	D	0.08%	0.3%	0.08%
NDAQ	A	0.19%	0.09%	0.09%
NEE	D	0.31%	0.44%	0.31%
NKE	D	0.14%	0.25%	0.14%
NSC	B	0.09%	0.17%	0.09%
NTRS	A	0.31%	0.06%	0.06%
NVDA	C	0.29%	10.05%	0.29%
NWSA	B	0.18%	0.03%	0.03%
OKE	A	0.31%	0.19%	0.19%
OMC	C	0.16%	0.05%	0.05%
ON	D	0.39%	0.08%	0.08%
OTIS	C	0.08%	0.11%	0.08%
OXY	D	0.42%	0.1%	0.1%
PAYX	C	0.09%	0.13%	0.09%
PCAR	B	0.48%	0.16%	0.16%
PEG	A	0.25%	0.13%	0.13%
PEP	F	0.08%	0.61%	0.08%
PFG	D	0.17%	0.05%	0.05%
PH	A	0.37%	0.25%	0.25%
PHM	D	0.38%	0.07%	0.07%
PNC	B	0.19%	0.23%	0.19%
POOL	C	0.08%	0.04%	0.04%
PPG	F	0.24%	0.08%	0.08%
PRU	A	0.18%	0.12%	0.12%
PSA	D	0.24%	0.15%	0.15%
PSX	C	0.42%	0.15%	0.15%
PWR	A	0.47%	0.14%	0.14%
PYPL	B	0.18%	0.24%	0.18%
RCL	A	0.55%	0.16%	0.16%
RF	A	0.29%	0.07%	0.07%
RJF	A	0.23%	0.08%	0.08%
RMD	C	0.33%	0.1%	0.1%
ROST	C	0.16%	0.13%	0.13%
RSG	A	0.09%	0.12%	0.09%
RVTY	F	0.07%	0.04%	0.04%
SBAC	D	0.08%	0.07%	0.07%
SBUX	A	0.09%	0.31%	0.09%
SHW	A	0.25%	0.24%	0.24%
SLB	C	0.44%	0.17%	0.17%
SPGI	C	0.25%	0.45%	0.25%
SRE	A	0.38%	0.17%	0.17%
STT	A	0.28%	0.08%	0.08%
SYF	B	0.54%	0.07%	0.07%
SYK	C	0.09%	0.37%	0.09%
SYY	B	0.16%	0.1%	0.1%
T	A	0.44%	0.46%	0.44%
TGT	F	0.34%	0.16%	0.16%
TJX	A	0.26%	0.38%	0.26%
TMUS	B	0.39%	0.32%	0.32%
TRGP	B	0.46%	0.13%	0.13%
TROW	B	0.46%	0.07%	0.07%
TRV	B	0.28%	0.16%	0.16%
TSCO	D	0.16%	0.08%	0.08%
TSLA	B	0.22%	2.66%	0.22%
TSN	B	0.18%	0.05%	0.05%
TT	A	0.45%	0.26%	0.26%
UBER	D	0.16%	0.41%	0.16%
ULTA	F	0.31%	0.05%	0.05%
UPS	C	0.17%	0.27%	0.17%
URI	B	0.44%	0.15%	0.15%
USB	A	0.28%	0.22%	0.22%
VLO	C	0.45%	0.13%	0.13%
VTR	C	0.34%	0.07%	0.07%
WAB	B	0.46%	0.1%	0.1%
WAT	B	0.08%	0.06%	0.06%
WELL	A	0.27%	0.22%	0.22%
WMB	A	0.11%	0.2%	0.11%
WY	D	0.16%	0.06%	0.06%
XOM	B	0.43%	1.5%	0.43%
XYL	D	0.15%	0.09%	0.09%
ZBH	C	0.35%	0.06%	0.06%
ZTS	D	0.08%	0.22%	0.08%

FEX Overweight 161 Positions Relative to SNPE

Symbol	Grade	Weight
APP	B	0.97%
PLTR	B	0.7%
UAL	A	0.67%
SNA	A	0.52%
VRT	B	0.52%
VST	B	0.52%
FICO	B	0.5%
EME	C	0.49%
KKR	A	0.49%
CVNA	B	0.48%
HWM	A	0.48%
OC	A	0.47%
EOG	A	0.47%
STLD	B	0.47%
CINF	A	0.47%
COP	C	0.46%
CTRA	B	0.46%
F	C	0.45%
FOXA	B	0.45%
RS	B	0.45%
HEI	B	0.44%
BURL	A	0.44%
WFC	A	0.44%
PGR	A	0.43%
NRG	B	0.43%
TOL	B	0.42%
CPNG	D	0.42%
CTSH	B	0.42%
UTHR	C	0.42%
DASH	A	0.41%
LYV	A	0.41%
NUE	C	0.41%
GDDY	A	0.4%
BG	F	0.4%
IP	B	0.4%
TPL	A	0.4%
FCNCA	A	0.4%
LNG	B	0.4%
RBLX	C	0.39%
THC	D	0.39%
LEN	D	0.38%
VTRS	A	0.38%
HOOD	B	0.38%
FDX	B	0.37%
PM	B	0.37%
ORCL	B	0.37%
MSI	B	0.37%
AEE	A	0.36%
CRBG	B	0.36%
CNP	B	0.36%
ATO	A	0.36%
BRO	B	0.36%
NI	A	0.36%
SWKS	F	0.36%
GEN	B	0.36%
L	A	0.36%
XEL	A	0.36%
LII	A	0.35%
HCA	F	0.35%
ALLY	C	0.34%
ANET	C	0.33%
META	D	0.33%
DUK	C	0.33%
DTE	C	0.32%
AEP	D	0.32%
VZ	C	0.32%
TXT	D	0.32%
IBM	C	0.32%
ERIE	D	0.32%
DG	F	0.31%
BLDR	D	0.31%
CEG	D	0.3%
FTNT	C	0.3%
CHTR	C	0.3%
GRMN	B	0.3%
BKNG	A	0.3%
NFLX	A	0.3%
NOW	A	0.29%
ALNY	D	0.29%
ZM	B	0.29%
BAH	F	0.29%
LUV	C	0.28%
PKG	A	0.28%
FSLR	F	0.27%
PCG	A	0.27%
TDY	B	0.27%
TTD	B	0.27%
CASY	A	0.27%
ISRG	A	0.27%
LNT	A	0.26%
BRK.A	B	0.26%
PPL	B	0.26%
TYL	B	0.26%
WEC	A	0.26%
MANH	D	0.25%
CMS	C	0.25%
SSNC	B	0.25%
D	C	0.25%
JNJ	D	0.24%
AVGO	D	0.24%
CE	F	0.23%
NVR	D	0.23%
VLTO	D	0.23%
APO	B	0.22%
TDG	D	0.22%
STX	D	0.22%
EFX	F	0.21%
MSTR	C	0.19%
DELL	C	0.19%
RGA	A	0.18%
LH	C	0.18%
SPG	B	0.18%
WSO	A	0.18%
J	F	0.18%
WRB	A	0.18%
SO	D	0.17%
CSL	C	0.17%
FNF	B	0.17%
MAA	B	0.17%
DRI	B	0.17%
LHX	C	0.17%
IT	C	0.17%
DD	D	0.16%
FE	C	0.16%
GD	F	0.16%
KEYS	A	0.16%
NTAP	C	0.16%
O	D	0.15%
COIN	C	0.15%
WLK	D	0.14%
MOH	F	0.14%
MPWR	F	0.11%
RPM	A	0.1%
PANW	C	0.1%
WST	C	0.09%
ESS	B	0.09%
CLX	B	0.09%
ORLY	B	0.09%
APH	A	0.09%
ARES	A	0.09%
ODFL	B	0.09%
AMZN	C	0.09%
MKL	A	0.09%
MO	A	0.09%
RIVN	F	0.08%
LMT	D	0.08%
EXPD	D	0.08%
NOC	D	0.08%
KMB	D	0.08%
VICI	C	0.08%
GLPI	C	0.08%
NDSN	B	0.08%
ROL	B	0.08%
AZO	C	0.08%
VRTX	F	0.08%
IQV	D	0.07%
TMO	F	0.07%
BLD	D	0.07%
WSM	B	0.07%
GEHC	F	0.07%
CCI	D	0.07%

FEX Underweight 101 Positions Relative to SNPE

Symbol	Grade	Weight
MSFT	F	-8.65%
GOOG	C	-2.39%
UNH	C	-1.55%
V	A	-1.44%
PG	A	-1.13%
WMT	A	-1.06%
CRM	B	-0.88%
ABBV	D	-0.83%
MRK	F	-0.69%
ADBE	C	-0.62%
AMD	F	-0.62%
LIN	D	-0.61%
QCOM	F	-0.48%
DHR	F	-0.42%
AMAT	F	-0.4%
UNP	C	-0.4%
SCHW	B	-0.34%
ADP	B	-0.34%
BMY	B	-0.33%
GILD	C	-0.31%
PLD	D	-0.3%
LRCX	F	-0.26%
CME	A	-0.23%
REGN	F	-0.22%
WM	A	-0.22%
ITW	B	-0.2%
TFC	A	-0.17%
DLR	B	-0.16%
NEM	D	-0.14%
AME	A	-0.13%
FIS	C	-0.13%
EW	C	-0.12%
COR	B	-0.12%
DFS	B	-0.12%
YUM	B	-0.11%
A	D	-0.11%
CBRE	B	-0.11%
EA	A	-0.11%
VRSK	A	-0.11%
HES	B	-0.11%
IDXX	F	-0.1%
LULU	C	-0.1%
CSGP	D	-0.09%
WTW	B	-0.09%
ROK	B	-0.09%
SW	A	-0.08%
CAH	B	-0.08%
GPN	B	-0.08%
TTWO	A	-0.08%
MTD	D	-0.07%
BALL	D	-0.06%
WDC	D	-0.06%
K	A	-0.06%
ES	D	-0.06%
IFF	D	-0.06%
BAX	D	-0.05%
PNR	A	-0.05%
FDS	B	-0.05%
MRNA	F	-0.04%
CHRW	C	-0.04%
ALB	C	-0.04%
SWK	D	-0.04%
UDR	B	-0.04%
AMCR	D	-0.04%
EL	F	-0.04%
CRL	C	-0.03%
GL	B	-0.03%
LKQ	D	-0.03%
TAP	C	-0.03%
LW	C	-0.03%
NCLH	B	-0.03%
MKTX	D	-0.03%
DAY	B	-0.03%
INCY	C	-0.03%
BXP	D	-0.03%
AIZ	A	-0.03%
ALLE	D	-0.03%
IPG	D	-0.03%
REG	B	-0.03%
KMX	B	-0.03%
JKHY	D	-0.03%
HST	C	-0.03%
TPR	B	-0.03%
SJM	D	-0.03%
WBA	F	-0.02%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
DVA	B	-0.02%
IVZ	B	-0.02%
MOS	F	-0.02%
CZR	F	-0.02%
BWA	D	-0.02%
HAS	D	-0.02%
WYNN	D	-0.02%
TFX	F	-0.02%
RL	B	-0.02%
MHK	D	-0.02%
MGM	D	-0.02%
FRT	B	-0.02%
NWS	B	-0.01%