FEX vs. DUBS ETF Comparison

Comparison of First Trust Large Cap Core AlphaDEX (FEX) to Aptus Large Cap Enhanced Yield ETF (DUBS)

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$111.95

Average Daily Volume

18,528

Number of Holdings ^*

373

* may have additional holdings in another (foreign) market

DUBS

Aptus Large Cap Enhanced Yield ETF

DUBS Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective through a hybrid equity and equity-linked note ("ELN") strategy. Under normal circumstances, at least 80% of the fund"s net assets (plus borrowings for investment purposes) will be invested in equity securities of large cap companies.

Grade (RS Rating)

Last Trade

$33.00

Average Daily Volume

17,041

Number of Holdings ^*

375

* may have additional holdings in another (foreign) market

Performance

Period	FEX	DUBS
30 Days	6.62%	3.01%
60 Days	8.07%	4.84%
90 Days	10.60%	6.57%
12 Months	33.47%	28.45%

271 Overlapping Holdings

Symbol	Grade	Weight in FEX	Weight in DUBS	Overlap
AAPL	C	0.17%	5.69%	0.17%
ABT	B	0.09%	0.36%	0.09%
ACGL	D	0.29%	0.05%	0.05%
ACN	C	0.08%	0.41%	0.08%
ADM	D	0.37%	0.07%	0.07%
ADSK	A	0.09%	0.11%	0.09%
AEE	A	0.36%	0.03%	0.03%
AEP	D	0.32%	0.11%	0.11%
AFL	B	0.34%	0.14%	0.14%
AIG	B	0.35%	0.12%	0.12%
AJG	B	0.18%	0.12%	0.12%
ALL	A	0.45%	0.08%	0.08%
AMGN	D	0.07%	0.27%	0.07%
AMP	A	0.31%	0.08%	0.08%
AMT	D	0.14%	0.18%	0.14%
AMZN	C	0.09%	3.36%	0.09%
ANET	C	0.33%	0.2%	0.2%
AON	A	0.09%	0.15%	0.09%
APD	A	0.19%	0.15%	0.15%
APH	A	0.09%	0.14%	0.09%
APO	B	0.22%	0.07%	0.07%
APTV	D	0.31%	0.02%	0.02%
ARE	D	0.15%	0.03%	0.03%
AVB	B	0.09%	0.06%	0.06%
AVGO	D	0.24%	1.29%	0.24%
AVY	D	0.08%	0.03%	0.03%
AWK	D	0.16%	0.04%	0.04%
AXP	A	0.45%	0.29%	0.29%
AZO	C	0.08%	0.09%	0.08%
BAC	A	0.3%	0.56%	0.3%
BAH	F	0.29%	0.03%	0.03%
BDX	F	0.08%	0.13%	0.08%
BIIB	F	0.21%	0.04%	0.04%
BK	A	0.46%	0.09%	0.09%
BKNG	A	0.3%	0.22%	0.22%
BKR	B	0.4%	0.07%	0.07%
BLK	C	0.09%	0.27%	0.09%
BR	A	0.18%	0.08%	0.08%
BRK.A	B	0.26%	1.47%	0.26%
BRO	B	0.36%	0.04%	0.04%
BSX	B	0.27%	0.26%	0.26%
C	A	0.37%	0.22%	0.22%
CARR	D	0.23%	0.1%	0.1%
CASY	A	0.27%	0.01%	0.01%
CAT	B	0.25%	0.34%	0.25%
CB	C	0.34%	0.21%	0.21%
CCI	D	0.07%	0.12%	0.07%
CCL	B	0.45%	0.04%	0.04%
CEG	D	0.3%	0.12%	0.12%
CHTR	C	0.3%	0.11%	0.11%
CI	F	0.16%	0.17%	0.16%
CL	D	0.15%	0.12%	0.12%
CLX	B	0.09%	0.03%	0.03%
CMCSA	B	0.44%	0.32%	0.32%
CMG	B	0.09%	0.11%	0.09%
CMI	A	0.19%	0.07%	0.07%
CNC	D	0.33%	0.07%	0.07%
COF	B	0.41%	0.11%	0.11%
COP	C	0.46%	0.24%	0.24%
COST	B	0.35%	0.72%	0.35%
CPAY	A	0.2%	0.03%	0.03%
CSCO	B	0.27%	0.43%	0.27%
CSX	B	0.26%	0.06%	0.06%
CTAS	B	0.36%	0.14%	0.14%
CTRA	B	0.46%	0.03%	0.03%
CTSH	B	0.42%	0.06%	0.06%
CTVA	C	0.16%	0.07%	0.07%
CVS	D	0.38%	0.12%	0.12%
CVX	A	0.46%	0.49%	0.46%
D	C	0.25%	0.12%	0.12%
DAL	C	0.53%	0.06%	0.06%
DD	D	0.16%	0.06%	0.06%
DE	A	0.25%	0.17%	0.17%
DELL	C	0.19%	0.16%	0.16%
DG	F	0.31%	0.02%	0.02%
DHI	D	0.36%	0.09%	0.09%
DIS	B	0.2%	0.32%	0.2%
DOV	A	0.09%	0.04%	0.04%
DOW	F	0.21%	0.08%	0.08%
DTE	C	0.32%	0.03%	0.03%
DUK	C	0.33%	0.14%	0.14%
DVN	F	0.42%	0.04%	0.04%
EBAY	D	0.32%	0.05%	0.05%
ECL	D	0.16%	0.16%	0.16%
ED	D	0.31%	0.09%	0.09%
EFX	F	0.21%	0.04%	0.04%
EIX	B	0.25%	0.04%	0.04%
ELV	F	0.2%	0.17%	0.17%
EMR	A	0.1%	0.12%	0.1%
EOG	A	0.47%	0.16%	0.16%
EQIX	A	0.09%	0.16%	0.09%
EQR	B	0.25%	0.06%	0.06%
ETN	A	0.18%	0.27%	0.18%
ETR	B	0.38%	0.04%	0.04%
EXC	C	0.33%	0.09%	0.09%
EXR	D	0.15%	0.05%	0.05%
F	C	0.45%	0.07%	0.07%
FANG	D	0.45%	0.05%	0.05%
FCNCA	A	0.4%	0.03%	0.03%
FCX	D	0.07%	0.1%	0.07%
FDX	B	0.37%	0.15%	0.15%
FE	C	0.16%	0.03%	0.03%
FI	A	0.4%	0.21%	0.21%
FICO	B	0.5%	0.06%	0.06%
FITB	A	0.28%	0.04%	0.04%
FTNT	C	0.3%	0.13%	0.13%
FTV	C	0.16%	0.04%	0.04%
GD	F	0.16%	0.16%	0.16%
GE	D	0.32%	0.34%	0.32%
GEHC	F	0.07%	0.06%	0.06%
GIS	D	0.22%	0.06%	0.06%
GM	B	0.53%	0.13%	0.13%
GOOGL	C	0.09%	3.38%	0.09%
GPC	D	0.23%	0.02%	0.02%
GRMN	B	0.3%	0.06%	0.06%
GS	A	0.5%	0.32%	0.32%
GWW	B	0.29%	0.06%	0.06%
HAL	C	0.44%	0.04%	0.04%
HCA	F	0.35%	0.19%	0.19%
HD	A	0.09%	0.75%	0.09%
HEI	B	0.44%	0.04%	0.04%
HIG	B	0.34%	0.05%	0.05%
HLT	A	0.27%	0.1%	0.1%
HPE	B	0.44%	0.04%	0.04%
HPQ	B	0.09%	0.05%	0.05%
HRL	D	0.24%	0.02%	0.02%
HSY	F	0.15%	0.09%	0.09%
HUM	C	0.22%	0.07%	0.07%
HWM	A	0.48%	0.06%	0.06%
IBM	C	0.32%	0.34%	0.32%
ICE	C	0.25%	0.15%	0.15%
INTC	D	0.36%	0.19%	0.19%
IQV	D	0.07%	0.06%	0.06%
IR	B	0.18%	0.06%	0.06%
IRM	D	0.41%	0.05%	0.05%
ISRG	A	0.27%	0.34%	0.27%
IT	C	0.17%	0.07%	0.07%
JBHT	C	0.27%	0.03%	0.03%
JCI	C	0.09%	0.09%	0.09%
JNJ	D	0.24%	0.66%	0.24%
JPM	A	0.3%	1.23%	0.3%
KDP	D	0.21%	0.05%	0.05%
KEYS	A	0.16%	0.04%	0.04%
KHC	F	0.22%	0.06%	0.06%
KLAC	D	0.07%	0.16%	0.07%
KMB	D	0.08%	0.07%	0.07%
KMI	A	0.43%	0.1%	0.1%
KO	D	0.15%	0.44%	0.15%
KR	B	0.34%	0.06%	0.06%
LEN	D	0.38%	0.07%	0.07%
LHX	C	0.17%	0.07%	0.07%
LLY	F	0.14%	1.14%	0.14%
LMT	D	0.08%	0.22%	0.08%
LOW	D	0.08%	0.3%	0.08%
LUV	C	0.28%	0.03%	0.03%
LVS	C	0.17%	0.06%	0.06%
LYB	F	0.37%	0.04%	0.04%
LYV	A	0.41%	0.04%	0.04%
MA	C	0.09%	0.77%	0.09%
MAR	B	0.1%	0.14%	0.1%
MCD	D	0.08%	0.38%	0.08%
MCO	B	0.25%	0.14%	0.14%
MDLZ	F	0.15%	0.16%	0.15%
MDT	D	0.16%	0.2%	0.16%
MET	A	0.09%	0.12%	0.09%
META	D	0.33%	2.22%	0.33%
MKC	D	0.08%	0.03%	0.03%
MKL	A	0.09%	0.02%	0.02%
MMC	B	0.08%	0.2%	0.08%
MO	A	0.09%	0.16%	0.09%
MOH	F	0.14%	0.02%	0.02%
MPC	D	0.42%	0.14%	0.14%
MPWR	F	0.11%	0.03%	0.03%
MS	A	0.33%	0.3%	0.3%
MSCI	C	0.09%	0.08%	0.08%
MSI	B	0.37%	0.13%	0.13%
MTB	A	0.41%	0.05%	0.05%
MU	D	0.08%	0.18%	0.08%
NDAQ	A	0.19%	0.06%	0.06%
NEE	D	0.31%	0.26%	0.26%
NFLX	A	0.3%	0.62%	0.3%
NKE	D	0.14%	0.17%	0.14%
NOC	D	0.08%	0.15%	0.08%
NOW	A	0.29%	0.38%	0.29%
NSC	B	0.09%	0.04%	0.04%
NUE	C	0.41%	0.06%	0.06%
NVDA	C	0.29%	6.24%	0.29%
O	D	0.15%	0.07%	0.07%
OC	A	0.47%	0.02%	0.02%
ODFL	B	0.09%	0.03%	0.03%
OKE	A	0.31%	0.07%	0.07%
ON	D	0.39%	0.05%	0.05%
ORCL	B	0.37%	0.5%	0.37%
ORLY	B	0.09%	0.16%	0.09%
OTIS	C	0.08%	0.1%	0.08%
OXY	D	0.42%	0.08%	0.08%
PANW	C	0.1%	0.2%	0.1%
PAYX	C	0.09%	0.13%	0.09%
PCAR	B	0.48%	0.14%	0.14%
PCG	A	0.27%	0.11%	0.11%
PEG	A	0.25%	0.06%	0.06%
PEP	F	0.08%	0.4%	0.08%
PFG	D	0.17%	0.03%	0.03%
PGR	A	0.43%	0.3%	0.3%
PH	A	0.37%	0.13%	0.13%
PHM	D	0.38%	0.02%	0.02%
PKG	A	0.28%	0.04%	0.04%
PLTR	B	0.7%	0.14%	0.14%
PM	B	0.37%	0.34%	0.34%
PNC	B	0.19%	0.13%	0.13%
POOL	C	0.08%	0.01%	0.01%
PPG	F	0.24%	0.04%	0.04%
PPL	B	0.26%	0.03%	0.03%
PRU	A	0.18%	0.07%	0.07%
PSA	D	0.24%	0.14%	0.14%
PSX	C	0.42%	0.1%	0.1%
PWR	A	0.47%	0.06%	0.06%
PYPL	B	0.18%	0.16%	0.16%
RCL	A	0.55%	0.09%	0.09%
RMD	C	0.33%	0.04%	0.04%
ROST	C	0.16%	0.11%	0.11%
RSG	A	0.09%	0.11%	0.09%
SBAC	D	0.08%	0.03%	0.03%
SBUX	A	0.09%	0.2%	0.09%
SHW	A	0.25%	0.21%	0.21%
SLB	C	0.44%	0.11%	0.11%
SO	D	0.17%	0.15%	0.15%
SPG	B	0.18%	0.09%	0.09%
SPGI	C	0.25%	0.28%	0.25%
SRE	A	0.38%	0.13%	0.13%
STT	A	0.28%	0.04%	0.04%
SYK	C	0.09%	0.24%	0.09%
SYY	B	0.16%	0.06%	0.06%
T	A	0.44%	0.27%	0.27%
TDG	D	0.22%	0.08%	0.08%
TDY	B	0.27%	0.02%	0.02%
TGT	F	0.34%	0.12%	0.12%
TJX	A	0.26%	0.25%	0.25%
TMO	F	0.07%	0.35%	0.07%
TMUS	B	0.39%	0.19%	0.19%
TRGP	B	0.46%	0.06%	0.06%
TROW	B	0.46%	0.04%	0.04%
TRV	B	0.28%	0.1%	0.1%
TSCO	D	0.16%	0.08%	0.08%
TSLA	B	0.22%	1.56%	0.22%
TSN	B	0.18%	0.03%	0.03%
TT	A	0.45%	0.15%	0.15%
TTD	B	0.27%	0.1%	0.1%
UAL	A	0.67%	0.04%	0.04%
UBER	D	0.16%	0.19%	0.16%
ULTA	F	0.31%	0.02%	0.02%
UPS	C	0.17%	0.17%	0.17%
URI	B	0.44%	0.06%	0.06%
USB	A	0.28%	0.13%	0.13%
VICI	C	0.08%	0.05%	0.05%
VLO	C	0.45%	0.08%	0.08%
VLTO	D	0.23%	0.04%	0.04%
VRTX	F	0.08%	0.21%	0.08%
VZ	C	0.32%	0.3%	0.3%
WAB	B	0.46%	0.05%	0.05%
WEC	A	0.26%	0.04%	0.04%
WELL	A	0.27%	0.18%	0.18%
WFC	A	0.44%	0.47%	0.44%
WMB	A	0.11%	0.11%	0.11%
WST	C	0.09%	0.06%	0.06%
WY	D	0.16%	0.03%	0.03%
XEL	A	0.36%	0.06%	0.06%
XOM	B	0.43%	0.97%	0.43%
XYL	D	0.15%	0.04%	0.04%
ZBH	C	0.35%	0.03%	0.03%
ZTS	D	0.08%	0.14%	0.08%

FEX Overweight 102 Positions Relative to DUBS

Symbol	Grade	Weight
APP	B	0.97%
AXON	A	0.64%
SYF	B	0.54%
EXPE	B	0.52%
SNA	A	0.52%
VRT	B	0.52%
VST	B	0.52%
EME	C	0.49%
KKR	A	0.49%
CVNA	B	0.48%
STLD	B	0.47%
CINF	A	0.47%
FOXA	B	0.45%
RS	B	0.45%
BURL	A	0.44%
CF	B	0.43%
NRG	B	0.43%
TOL	B	0.42%
CPNG	D	0.42%
UTHR	C	0.42%
EQT	B	0.41%
DASH	A	0.41%
HBAN	A	0.41%
GDDY	A	0.4%
BG	F	0.4%
IP	B	0.4%
TPL	A	0.4%
EG	C	0.4%
LNG	B	0.4%
RBLX	C	0.39%
THC	D	0.39%
VTRS	A	0.38%
HOOD	B	0.38%
CFG	B	0.38%
CRBG	B	0.36%
CNP	B	0.36%
ATO	A	0.36%
NI	A	0.36%
SWKS	F	0.36%
GEN	B	0.36%
L	A	0.36%
LII	A	0.35%
DGX	A	0.35%
VTR	C	0.34%
ALLY	C	0.34%
TXT	D	0.32%
ERIE	D	0.32%
NTRS	A	0.31%
BLDR	D	0.31%
ALNY	D	0.29%
RF	A	0.29%
ZM	B	0.29%
AKAM	D	0.29%
FSLR	F	0.27%
LNT	A	0.26%
TYL	B	0.26%
MANH	D	0.25%
CMS	C	0.25%
SSNC	B	0.25%
RJF	A	0.23%
CE	F	0.23%
NVR	D	0.23%
BBY	D	0.22%
STX	D	0.22%
DECK	A	0.19%
MSTR	C	0.19%
KEY	B	0.19%
HUBB	B	0.18%
IEX	B	0.18%
RGA	A	0.18%
LH	C	0.18%
WSO	A	0.18%
J	F	0.18%
WRB	A	0.18%
NWSA	B	0.18%
KIM	A	0.18%
CSL	C	0.17%
FNF	B	0.17%
MAA	B	0.17%
DRI	B	0.17%
OMC	C	0.16%
NTAP	C	0.16%
HOLX	D	0.16%
CPB	D	0.15%
DOC	D	0.15%
COIN	C	0.15%
WLK	D	0.14%
RPM	A	0.1%
CBOE	B	0.09%
ESS	B	0.09%
ARES	A	0.09%
RIVN	F	0.08%
EXPD	D	0.08%
MAS	D	0.08%
GLPI	C	0.08%
NDSN	B	0.08%
WAT	B	0.08%
ROL	B	0.08%
CAG	D	0.07%
RVTY	F	0.07%
BLD	D	0.07%
WSM	B	0.07%

FEX Underweight 104 Positions Relative to DUBS

Symbol	Grade	Weight
MSFT	F	-5.46%
UNH	C	-0.97%
V	A	-0.91%
PG	A	-0.69%
WMT	A	-0.63%
CRM	B	-0.6%
ABBV	D	-0.52%
MRK	F	-0.44%
AMD	F	-0.42%
ADBE	C	-0.41%
LIN	D	-0.39%
BX	A	-0.36%
INTU	C	-0.35%
TXN	C	-0.33%
RTX	C	-0.32%
QCOM	F	-0.31%
AMAT	F	-0.29%
DHR	F	-0.28%
HON	B	-0.27%
PFE	D	-0.27%
UNP	C	-0.25%
ADP	B	-0.23%
BMY	B	-0.22%
GILD	C	-0.21%
SCHW	B	-0.2%
PLD	D	-0.19%
ADI	D	-0.19%
WM	A	-0.18%
LRCX	F	-0.18%
MCK	B	-0.17%
ITW	B	-0.17%
GEV	B	-0.15%
REGN	F	-0.14%
BA	F	-0.14%
SNPS	B	-0.14%
CME	A	-0.13%
CDNS	B	-0.13%
NU	C	-0.12%
MMM	D	-0.12%
VRSK	A	-0.11%
ABNB	C	-0.11%
MNST	C	-0.1%
CRWD	B	-0.1%
TFC	A	-0.1%
A	D	-0.09%
DLR	B	-0.09%
EW	C	-0.09%
SCCO	F	-0.09%
ROP	B	-0.09%
NXPI	D	-0.09%
CPRT	A	-0.09%
COR	B	-0.08%
FIS	C	-0.08%
EA	A	-0.07%
STZ	D	-0.07%
FAST	B	-0.07%
HES	B	-0.07%
DXCM	D	-0.07%
KVUE	A	-0.07%
IDXX	F	-0.06%
CBRE	B	-0.06%
GLW	B	-0.06%
YUM	B	-0.06%
LULU	C	-0.06%
MCHP	D	-0.06%
AME	A	-0.06%
DFS	B	-0.06%
WTW	B	-0.05%
ROK	B	-0.05%
TTWO	A	-0.05%
CAH	B	-0.05%
INVH	D	-0.05%
NEM	D	-0.05%
CSGP	D	-0.05%
DDOG	A	-0.05%
VMC	B	-0.05%
ILMN	D	-0.04%
MTD	D	-0.04%
CHD	B	-0.04%
MLM	B	-0.04%
K	A	-0.04%
SNOW	C	-0.04%
ANSS	B	-0.04%
GPN	B	-0.04%
MRNA	F	-0.03%
ALGN	D	-0.03%
VRSN	F	-0.03%
MELI	D	-0.03%
AMH	D	-0.03%
ES	D	-0.03%
STE	F	-0.03%
AMCR	D	-0.03%
CDW	F	-0.03%
BALL	D	-0.03%
EL	F	-0.03%
WBD	C	-0.03%
ALB	C	-0.02%
GGG	B	-0.02%
DLTR	F	-0.02%
BAX	D	-0.02%
LECO	B	-0.01%
WBA	F	-0.01%
SOLV	C	-0.01%
KLG	C	-0.0%