FCTR vs. EFIV ETF Comparison

Comparison of First Trust Lunt U.S. Factor Rotation ETF (FCTR) to SPDR S&P 500 ESG ETF (EFIV)

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.76

Average Daily Volume

7,787

Number of Holdings ^*

166

* may have additional holdings in another (foreign) market

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$57.77

Average Daily Volume

109,257

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	FCTR	EFIV
30 Days	9.38%	2.81%
60 Days	12.16%	4.79%
90 Days	17.79%	5.59%
12 Months	36.88%	30.64%

80 Overlapping Holdings

Symbol	Grade	Weight in FCTR	Weight in EFIV	Overlap
AAPL	C	0.66%	9.78%	0.66%
ACGL	D	0.8%	0.1%	0.1%
ADBE	C	0.37%	0.62%	0.37%
ADP	B	1.1%	0.34%	0.34%
ADSK	A	0.42%	0.19%	0.19%
AFL	B	0.4%	0.16%	0.16%
AME	A	0.22%	0.13%	0.13%
AMT	D	0.34%	0.26%	0.26%
AVB	B	0.43%	0.09%	0.09%
AWK	D	0.38%	0.08%	0.08%
AXON	A	1.45%	0.12%	0.12%
BDX	F	0.39%	0.18%	0.18%
BLK	C	0.45%	0.4%	0.4%
BR	A	1.37%	0.07%	0.07%
BSX	B	0.47%	0.37%	0.37%
CARR	D	0.38%	0.18%	0.18%
CB	C	0.23%	0.3%	0.23%
CL	D	1.01%	0.22%	0.22%
CMG	B	0.22%	0.23%	0.22%
COST	B	0.34%	1.16%	0.34%
CPAY	A	0.26%	0.07%	0.07%
CSCO	B	0.25%	0.65%	0.25%
CTAS	B	1.05%	0.21%	0.21%
DHI	D	0.34%	0.13%	0.13%
ED	D	0.43%	0.09%	0.09%
EIX	B	0.43%	0.09%	0.09%
EQR	B	0.4%	0.07%	0.07%
ETN	A	0.3%	0.4%	0.3%
ETR	B	0.5%	0.09%	0.09%
EXC	C	0.4%	0.11%	0.11%
FDS	B	0.9%	0.05%	0.05%
FI	A	0.92%	0.35%	0.35%
GIS	D	0.35%	0.1%	0.1%
GWW	B	0.28%	0.15%	0.15%
HSY	F	0.19%	0.07%	0.07%
ICE	C	0.77%	0.25%	0.25%
IDXX	F	0.31%	0.1%	0.1%
IRM	D	0.61%	0.1%	0.1%
ITW	B	0.84%	0.2%	0.2%
KDP	D	0.42%	0.1%	0.1%
KLAC	D	0.32%	0.23%	0.23%
KO	D	0.52%	0.69%	0.52%
LLY	F	0.72%	1.67%	0.72%
LW	C	0.37%	0.03%	0.03%
MA	C	1.36%	1.19%	1.19%
MCD	D	0.65%	0.59%	0.59%
MCO	B	0.39%	0.21%	0.21%
MDLZ	F	0.19%	0.24%	0.19%
MDT	D	0.39%	0.3%	0.3%
MMC	B	0.54%	0.31%	0.31%
MSCI	C	0.49%	0.13%	0.13%
MSFT	F	0.36%	8.67%	0.36%
NVDA	C	0.77%	10.08%	0.77%
OKE	A	0.36%	0.19%	0.19%
PAYX	C	1.42%	0.13%	0.13%
PCAR	B	0.19%	0.16%	0.16%
PEP	F	0.2%	0.61%	0.2%
PG	A	0.52%	1.13%	0.52%
PH	A	0.62%	0.25%	0.25%
PHM	D	0.42%	0.07%	0.07%
PPG	F	0.41%	0.08%	0.08%
PSA	D	0.34%	0.15%	0.15%
PWR	A	0.37%	0.14%	0.14%
RCL	A	0.56%	0.16%	0.16%
ROST	C	0.47%	0.13%	0.13%
RSG	A	0.24%	0.12%	0.12%
SBAC	D	0.53%	0.07%	0.07%
SPGI	C	0.47%	0.45%	0.45%
SRE	A	0.5%	0.17%	0.17%
SYK	C	1.36%	0.37%	0.37%
SYY	B	0.77%	0.1%	0.1%
TJX	A	0.6%	0.38%	0.38%
TRGP	B	0.73%	0.13%	0.13%
TT	A	0.82%	0.26%	0.26%
TTWO	A	0.51%	0.08%	0.08%
URI	B	0.41%	0.16%	0.16%
V	A	1.34%	1.44%	1.34%
VRSK	A	0.93%	0.11%	0.11%
WM	A	0.22%	0.22%	0.22%
YUM	B	0.95%	0.1%	0.1%

FCTR Overweight 86 Positions Relative to EFIV

Symbol	Grade	Weight
APP	B	3.82%
PLTR	B	2.43%
MSTR	C	2.06%
VST	B	1.86%
MSI	B	1.73%
FICO	B	1.51%
ANET	C	1.24%
ARES	A	1.04%
APO	B	1.03%
TDG	D	0.99%
BRO	B	0.94%
HOOD	B	0.92%
ISRG	A	0.91%
ROL	B	0.9%
VRSN	F	0.87%
THC	D	0.81%
LDOS	C	0.8%
HWM	A	0.79%
EME	C	0.77%
TPL	A	0.75%
MANH	D	0.7%
CRWD	B	0.68%
KKR	A	0.68%
VICI	C	0.63%
TTD	B	0.59%
NET	B	0.58%
DDOG	A	0.56%
HUBS	A	0.55%
NI	A	0.55%
CDNS	B	0.54%
ZS	C	0.53%
LNG	B	0.52%
FAST	B	0.52%
TOL	B	0.52%
NOW	A	0.51%
SNOW	C	0.51%
PPL	B	0.51%
ORCL	B	0.51%
FE	C	0.5%
PANW	C	0.5%
DRI	B	0.49%
RBLX	C	0.49%
LNT	A	0.49%
DUK	C	0.49%
WEC	A	0.48%
PGR	A	0.48%
DASH	A	0.47%
NFLX	A	0.47%
CMS	C	0.46%
ERIE	D	0.45%
LMT	D	0.45%
DPZ	C	0.45%
META	D	0.45%
AEE	A	0.45%
SO	D	0.44%
SNPS	B	0.44%
ALNY	D	0.43%
AVGO	D	0.43%
ORLY	B	0.43%
ROP	B	0.42%
GLPI	C	0.42%
AEP	D	0.41%
O	D	0.41%
MDB	C	0.4%
DXCM	D	0.4%
NOC	D	0.4%
DTE	C	0.4%
KMB	D	0.39%
VRTX	F	0.37%
INTU	C	0.37%
LII	A	0.37%
BSY	D	0.37%
NVR	D	0.36%
BX	A	0.36%
CSL	C	0.33%
HCA	F	0.33%
RIVN	F	0.32%
MPWR	F	0.31%
FCNCA	A	0.31%
BKNG	A	0.29%
ATO	A	0.27%
HON	B	0.24%
BRK.A	B	0.24%
CHD	B	0.23%
MNST	C	0.19%
LECO	B	0.17%

FCTR Underweight 233 Positions Relative to EFIV

Symbol	Grade	Weight
GOOGL	C	-2.9%
TSLA	B	-2.67%
GOOG	C	-2.39%
JPM	A	-1.92%
UNH	C	-1.56%
XOM	B	-1.5%
HD	A	-1.11%
WMT	A	-1.06%
CRM	B	-0.89%
BAC	A	-0.87%
ABBV	D	-0.83%
CVX	A	-0.77%
MRK	F	-0.69%
AMD	F	-0.63%
ACN	C	-0.63%
LIN	D	-0.61%
DIS	B	-0.58%
ABT	B	-0.57%
GE	D	-0.54%
GS	A	-0.52%
CAT	B	-0.52%
QCOM	F	-0.48%
CMCSA	B	-0.47%
T	A	-0.46%
MS	A	-0.46%
AXP	A	-0.45%
NEE	D	-0.44%
AMGN	D	-0.43%
LOW	D	-0.42%
DHR	F	-0.42%
UBER	D	-0.41%
AMAT	F	-0.4%
UNP	C	-0.4%
C	A	-0.37%
SCHW	B	-0.34%
BMY	B	-0.33%
TMUS	B	-0.32%
MU	D	-0.31%
GILD	C	-0.31%
SBUX	A	-0.31%
PLD	D	-0.3%
INTC	D	-0.29%
DE	A	-0.29%
UPS	C	-0.27%
LRCX	F	-0.26%
ELV	F	-0.26%
EQIX	A	-0.25%
NKE	D	-0.25%
CI	F	-0.25%
SHW	A	-0.24%
PYPL	B	-0.24%
PNC	B	-0.23%
CME	A	-0.23%
AON	A	-0.23%
USB	A	-0.22%
REGN	F	-0.22%
WELL	A	-0.22%
ZTS	D	-0.22%
EMR	A	-0.21%
CVS	D	-0.2%
WMB	A	-0.2%
APD	A	-0.2%
CSX	B	-0.19%
COF	B	-0.19%
FCX	D	-0.18%
AJG	B	-0.18%
MAR	B	-0.18%
ECL	D	-0.17%
HLT	A	-0.17%
GM	B	-0.17%
SLB	C	-0.17%
TFC	A	-0.17%
JCI	C	-0.16%
TGT	F	-0.16%
DLR	B	-0.16%
BK	A	-0.16%
TRV	B	-0.16%
NSC	B	-0.16%
ALL	A	-0.15%
MPC	D	-0.15%
KMI	A	-0.15%
PSX	C	-0.15%
AMP	A	-0.15%
MET	A	-0.14%
NEM	D	-0.14%
CMI	A	-0.14%
VLO	C	-0.13%
PEG	A	-0.13%
FIS	C	-0.13%
AIG	B	-0.13%
IR	B	-0.12%
EW	C	-0.12%
COR	B	-0.12%
DFS	B	-0.12%
BKR	B	-0.12%
PRU	A	-0.12%
KR	B	-0.11%
CBRE	B	-0.11%
OTIS	C	-0.11%
EA	A	-0.11%
CTVA	C	-0.11%
DAL	C	-0.11%
HES	B	-0.11%
WAB	B	-0.1%
OXY	D	-0.1%
HIG	B	-0.1%
EXR	D	-0.1%
LULU	C	-0.1%
HUM	C	-0.1%
MTB	A	-0.1%
RMD	C	-0.1%
HPQ	B	-0.1%
A	D	-0.1%
DOW	F	-0.09%
CNC	D	-0.09%
CSGP	D	-0.09%
FITB	A	-0.09%
WTW	B	-0.09%
ROK	B	-0.09%
NDAQ	A	-0.09%
FANG	D	-0.09%
DECK	A	-0.08%
KHC	F	-0.08%
DOV	A	-0.08%
SW	A	-0.08%
HAL	C	-0.08%
HPE	B	-0.08%
EQT	B	-0.08%
STT	A	-0.08%
ON	D	-0.08%
GPN	B	-0.08%
TSCO	D	-0.08%
CAH	B	-0.08%
EBAY	D	-0.08%
XYL	D	-0.08%
RJF	A	-0.08%
HUBB	B	-0.07%
MTD	D	-0.07%
DVN	F	-0.07%
RF	A	-0.07%
CCL	B	-0.07%
HBAN	A	-0.07%
SYF	B	-0.07%
ADM	D	-0.07%
TROW	B	-0.07%
VTR	C	-0.07%
FTV	C	-0.07%
CFG	B	-0.06%
WDC	D	-0.06%
LYB	F	-0.06%
WAT	B	-0.06%
CBOE	B	-0.06%
NTRS	A	-0.06%
K	A	-0.06%
ES	D	-0.06%
ZBH	C	-0.06%
WY	D	-0.06%
EXPE	B	-0.06%
IFF	D	-0.06%
BIIB	F	-0.06%
AVY	D	-0.05%
CF	B	-0.05%
ARE	D	-0.05%
ULTA	F	-0.05%
BAX	D	-0.05%
GPC	D	-0.05%
MAS	D	-0.05%
KIM	A	-0.05%
BBY	D	-0.05%
IEX	B	-0.05%
PNR	A	-0.05%
LVS	C	-0.05%
KEY	B	-0.05%
PFG	D	-0.05%
TSN	B	-0.05%
HOLX	D	-0.05%
DGX	A	-0.05%
BALL	D	-0.05%
OMC	C	-0.05%
MKC	D	-0.05%
MRNA	F	-0.04%
TPR	B	-0.04%
CHRW	C	-0.04%
ALB	C	-0.04%
CAG	D	-0.04%
SWK	D	-0.04%
UDR	B	-0.04%
AKAM	D	-0.04%
POOL	C	-0.04%
RVTY	F	-0.04%
APTV	D	-0.04%
JBHT	C	-0.04%
AMCR	D	-0.04%
DOC	D	-0.04%
EL	F	-0.04%
EG	C	-0.04%
LKQ	D	-0.03%
GL	B	-0.03%
CRL	C	-0.03%
MKTX	D	-0.03%
IPG	D	-0.03%
TAP	C	-0.03%
NWSA	B	-0.03%
INCY	C	-0.03%
NCLH	B	-0.03%
AIZ	A	-0.03%
BXP	D	-0.03%
SJM	D	-0.03%
KMX	B	-0.03%
DAY	B	-0.03%
ALLE	D	-0.03%
HST	C	-0.03%
REG	B	-0.03%
JKHY	D	-0.03%
WBA	F	-0.02%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
MHK	D	-0.02%
DVA	B	-0.02%
BWA	D	-0.02%
IVZ	B	-0.02%
RL	B	-0.02%
CZR	F	-0.02%
MOS	F	-0.02%
HAS	D	-0.02%
FRT	B	-0.02%
CPB	D	-0.02%
WYNN	D	-0.02%
MGM	D	-0.02%
TFX	F	-0.02%
HRL	D	-0.02%
NWS	B	-0.01%