ESG vs. YLDE ETF Comparison

Comparison of FlexShares STOXX US ESG Impact Index Fund (ESG) to ClearBridge Dividend Strategy ESG ETF (YLDE)

ESG

FlexShares STOXX US ESG Impact Index Fund

ESG Description

The Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXX US ESG Impact Index.

Grade (RS Rating)

Last Trade

$135.63

Average Daily Volume

5,766

Number of Holdings ^*

258

* may have additional holdings in another (foreign) market

YLDE

ClearBridge Dividend Strategy ESG ETF

YLDE Description

The investment seeks dividend income, growth of dividend income and long-term capital appreciation. Under normal circumstances, the fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in dividend-paying stocks or other instruments with similar economic characteristics that offer the potential for income growth and capital appreciation over time and that meet its financial and environmental, social and governance (ESG) criteria. The fund may also invest in companies that the subadviser believes are making substantial progress toward becoming a leader in ESG policies.

Grade (RS Rating)

Last Trade

$50.31

Average Daily Volume

3,243

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ESG	YLDE
30 Days	3.41%	2.71%
60 Days	11.15%	9.12%
90 Days	3.57%	6.47%
12 Months	31.00%	26.30%

31 Overlapping Holdings

Symbol	Grade	Weight in ESG	Weight in YLDE	Overlap
AAPL	C	4.94%	2.16%	2.16%
AIG	C	0.08%	0.89%	0.08%
AMT	D	0.45%	2.06%	0.45%
APO	A	0.29%	2.93%	0.29%
AVGO	B	1.97%	2.89%	1.97%
BDX	C	0.12%	2.92%	0.12%
CSCO	A	0.9%	1.1%	0.9%
DIS	D	0.72%	0.74%	0.72%
EIX	C	0.14%	1.18%	0.14%
FCX	B	0.19%	1.1%	0.19%
GILD	A	0.26%	1.06%	0.26%
GM	D	0.26%	0.66%	0.26%
HD	A	1.03%	1.7%	1.03%
JNJ	D	1.97%	1.38%	1.38%
JPM	C	2.98%	3.06%	2.98%
KO	C	1.42%	2.2%	1.42%
MDLZ	D	0.41%	0.14%	0.14%
MET	A	0.2%	1.51%	0.2%
MRK	F	1.22%	1.95%	1.22%
MSFT	D	4.79%	4.0%	4.0%
ORCL	A	0.68%	2.19%	0.68%
PG	D	2.06%	1.69%	1.69%
PSA	C	0.1%	1.25%	0.1%
SBUX	B	0.19%	1.15%	0.19%
SRE	C	0.13%	3.22%	0.13%
TRV	B	0.22%	2.64%	0.22%
TXN	C	0.62%	0.71%	0.62%
UNH	B	0.92%	1.64%	0.92%
UNP	F	0.63%	1.8%	0.63%
V	B	1.95%	2.53%	1.95%
WM	B	0.13%	1.54%	0.13%

ESG Overweight 227 Positions Relative to YLDE

Symbol	Grade	Weight
META	A	5.33%
AMZN	C	4.81%
BRK.A	B	3.04%
XOM	A	2.69%
LLY	D	2.54%
TSLA	C	2.42%
WMT	A	1.8%
CVX	B	1.3%
ACN	B	1.12%
MA	A	1.04%
IBM	A	1.02%
COST	C	0.99%
BAC	B	0.91%
AMD	C	0.87%
GS	B	0.78%
ADBE	F	0.75%
ABT	C	0.67%
TJX	D	0.67%
SPGI	C	0.67%
BLK	A	0.66%
QCOM	D	0.62%
C	B	0.6%
MU	D	0.56%
AMAT	C	0.55%
SYK	C	0.54%
LOW	C	0.53%
UBER	C	0.53%
ELV	F	0.5%
INTC	D	0.49%
DE	C	0.48%
ADP	A	0.48%
ICE	A	0.47%
BKNG	B	0.46%
CRM	B	0.44%
INTU	F	0.43%
PFE	D	0.41%
VRTX	D	0.4%
MDT	C	0.39%
TT	A	0.37%
MCD	A	0.37%
CTAS	C	0.36%
BMY	A	0.36%
ZTS	C	0.36%
CL	D	0.35%
USB	C	0.35%
CAT	A	0.33%
CVS	D	0.33%
CI	D	0.33%
VZ	C	0.32%
NOW	B	0.31%
WELL	C	0.31%
SLB	D	0.31%
TGT	C	0.3%
ADSK	B	0.29%
CB	A	0.28%
MMC	D	0.28%
NKE	D	0.27%
PYPL	A	0.27%
PANW	B	0.27%
MAR	A	0.26%
AON	A	0.26%
LRCX	D	0.26%
NEM	C	0.26%
CMG	C	0.26%
NXPI	F	0.25%
HLT	A	0.24%
AFL	A	0.24%
KMB	D	0.24%
AEP	C	0.23%
BK	A	0.22%
MCK	F	0.22%
DUK	C	0.22%
FDX	F	0.21%
GIS	C	0.21%
FLUT	B	0.21%
ROST	D	0.21%
CRWD	D	0.21%
CEG	A	0.21%
MS	A	0.21%
GEHC	C	0.2%
BSX	A	0.2%
TFC	D	0.19%
CBRE	C	0.19%
SNPS	F	0.19%
KR	C	0.19%
VICI	C	0.18%
KLAC	B	0.18%
ECL	C	0.18%
HPQ	B	0.17%
OTIS	A	0.17%
LULU	D	0.16%
AJG	C	0.16%
IT	A	0.16%
DFS	A	0.15%
SHW	C	0.15%
AWK	D	0.15%
PEG	A	0.15%
WTW	C	0.15%
GWW	B	0.15%
CMI	A	0.15%
IQV	F	0.14%
IRM	B	0.14%
HIG	A	0.14%
MCO	D	0.13%
ROK	D	0.13%
VRSK	D	0.13%
DD	C	0.13%
DOW	B	0.13%
NDAQ	C	0.13%
YUM	C	0.13%
EW	F	0.13%
TSCO	A	0.13%
ITW	C	0.13%
WDC	C	0.12%
CDNS	D	0.12%
MSCI	B	0.12%
WY	C	0.12%
EBAY	A	0.11%
HUBS	D	0.11%
VLO	F	0.11%
FTV	C	0.11%
HPE	B	0.11%
XYL	C	0.11%
HSY	D	0.11%
EA	D	0.11%
K	B	0.1%
ADM	F	0.1%
EL	D	0.1%
CLX	C	0.1%
WSM	C	0.1%
BBY	C	0.1%
CTSH	B	0.1%
OMC	C	0.1%
DECK	B	0.1%
KHC	F	0.1%
EMR	B	0.1%
NTAP	D	0.09%
CAH	B	0.09%
LII	C	0.09%
BKR	B	0.09%
AZO	D	0.09%
FDS	C	0.09%
STZ	D	0.08%
CCEP	C	0.08%
WAB	A	0.08%
BALL	C	0.08%
BR	B	0.08%
D	A	0.08%
PFG	A	0.08%
DOC	C	0.08%
ALL	A	0.08%
CTVA	A	0.07%
RSG	D	0.07%
MKC	C	0.07%
GEN	A	0.07%
PNR	C	0.07%
STT	A	0.07%
A	B	0.07%
LNG	A	0.07%
VTR	C	0.07%
ETR	A	0.07%
KDP	C	0.07%
FITB	C	0.07%
NU	D	0.07%
IDXX	D	0.07%
SUI	D	0.06%
LNT	B	0.06%
EXPE	B	0.06%
GLW	C	0.06%
MRNA	F	0.06%
RPRX	D	0.06%
ARE	D	0.06%
HOLX	D	0.06%
ESS	D	0.06%
ACM	A	0.06%
AES	C	0.06%
XEL	C	0.06%
ED	C	0.06%
IPG	D	0.06%
CCL	C	0.06%
ZBRA	B	0.06%
DOV	C	0.05%
BURL	C	0.05%
NDSN	C	0.05%
NRG	A	0.05%
FANG	D	0.05%
APTV	D	0.05%
BAX	D	0.05%
SWK	C	0.05%
MRO	B	0.05%
DOX	B	0.05%
CMS	A	0.05%
NVT	C	0.05%
HBAN	B	0.05%
XPO	F	0.05%
RF	B	0.05%
STX	C	0.04%
WST	D	0.04%
IEX	D	0.04%
DPZ	D	0.04%
AKAM	D	0.04%
DLTR	F	0.04%
KEY	B	0.04%
NI	A	0.04%
ZBH	F	0.04%
SNAP	D	0.04%
PPL	C	0.04%
LVS	B	0.04%
OC	C	0.03%
DG	F	0.03%
LECO	D	0.03%
TFX	C	0.03%
TSN	D	0.03%
AVTR	D	0.03%
JBL	C	0.03%
EXPD	D	0.03%
BG	F	0.03%
MAS	C	0.03%
CAG	D	0.03%
OKTA	F	0.02%
HST	D	0.02%
SJM	D	0.02%
DKS	D	0.02%
FFIV	B	0.02%
LKQ	F	0.02%
RNR	A	0.02%
PSTG	F	0.02%

ESG Underweight 21 Positions Relative to YLDE

Symbol	Grade	Weight
WMB	A	-3.99%
CMCSA	B	-2.94%
LIN	C	-2.69%
TMUS	A	-2.57%
VMC	D	-2.13%
KMI	A	-2.07%
AVB	C	-2.0%
SAP	C	-1.9%
COF	A	-1.73%
GOOGL	B	-1.65%
HON	C	-1.5%
HLN	C	-1.45%
APD	C	-1.37%
PNC	C	-1.21%
AZN	D	-1.17%
EQT	C	-1.1%
DTE	B	-1.06%
PPG	D	-0.96%
NUE	D	-0.89%
KVUE	C	-0.75%
UPS	D	-0.48%