EFIV vs. FEX ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to First Trust Large Cap Core AlphaDEX (FEX)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.01

Average Daily Volume

109,940

Number of Holdings ^*

316

* may have additional holdings in another (foreign) market

FEX

First Trust Large Cap Core AlphaDEX

FEX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$103.12

Average Daily Volume

22,801

Number of Holdings ^*

370

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	FEX
30 Days	0.90%	2.48%
60 Days	1.36%	3.75%
90 Days	3.76%	6.20%
12 Months	31.66%	27.25%

202 Overlapping Holdings

Symbol	Grade	Weight in EFIV	Weight in FEX	Overlap
AAPL	C	9.5%	0.17%	0.17%
ABT	C	0.6%	0.1%	0.1%
ACGL	B	0.12%	0.48%	0.12%
ADBE	F	0.78%	0.08%	0.08%
ADM	D	0.09%	0.42%	0.09%
ADP	B	0.34%	0.1%	0.1%
ADSK	C	0.16%	0.09%	0.09%
AFL	C	0.17%	0.42%	0.17%
AIG	D	0.14%	0.33%	0.14%
AJG	D	0.19%	0.29%	0.19%
AMAT	F	0.45%	0.27%	0.27%
AMD	D	0.72%	0.08%	0.08%
AMGN	B	0.52%	0.36%	0.36%
APD	B	0.18%	0.28%	0.18%
APTV	D	0.05%	0.41%	0.05%
ARE	C	0.06%	0.18%	0.06%
AVB	C	0.1%	0.19%	0.1%
AWK	C	0.08%	0.2%	0.08%
AXON	A	0.08%	0.22%	0.08%
AXP	B	0.43%	0.1%	0.1%
BAC	D	0.78%	0.25%	0.25%
BAX	C	0.06%	0.1%	0.06%
BBY	C	0.06%	0.3%	0.06%
BDX	F	0.2%	0.08%	0.08%
BEN	F	0.02%	0.3%	0.02%
BIIB	F	0.09%	0.15%	0.09%
BK	A	0.15%	0.5%	0.15%
BKR	D	0.1%	0.24%	0.1%
BLK	B	0.37%	0.19%	0.19%
BR	D	0.07%	0.18%	0.07%
BSX	B	0.36%	0.37%	0.36%
C	D	0.32%	0.23%	0.23%
CAG	C	0.04%	0.39%	0.04%
CAT	B	0.49%	0.26%	0.26%
CB	B	0.35%	0.39%	0.35%
CBRE	A	0.11%	0.23%	0.11%
CCL	C	0.05%	0.32%	0.05%
CF	C	0.04%	0.45%	0.04%
CFG	C	0.05%	0.38%	0.05%
CI	C	0.3%	0.19%	0.19%
CL	C	0.26%	0.37%	0.26%
CMCSA	D	0.46%	0.42%	0.42%
CMG	C	0.23%	0.31%	0.23%
CMI	C	0.12%	0.18%	0.12%
CNC	C	0.12%	0.39%	0.12%
COF	A	0.16%	0.34%	0.16%
COST	B	1.2%	0.45%	0.45%
CPB	B	0.03%	0.29%	0.03%
CRM	D	0.73%	0.08%	0.08%
CSCO	B	0.59%	0.36%	0.36%
CTAS	C	0.21%	0.3%	0.21%
CTVA	B	0.11%	0.09%	0.09%
CVS	F	0.21%	0.42%	0.21%
CVX	D	0.71%	0.38%	0.38%
DAL	C	0.08%	0.32%	0.08%
DE	B	0.3%	0.36%	0.3%
DECK	D	0.07%	0.41%	0.07%
DGX	C	0.05%	0.39%	0.05%
DHI	C	0.17%	0.58%	0.17%
DLR	B	0.15%	0.18%	0.15%
DOV	B	0.08%	0.35%	0.08%
DOW	D	0.1%	0.24%	0.1%
DVN	F	0.07%	0.35%	0.07%
EA	D	0.1%	0.09%	0.09%
EBAY	B	0.1%	0.51%	0.1%
ECL	A	0.19%	0.27%	0.19%
ED	C	0.11%	0.4%	0.11%
EG	C	0.05%	0.43%	0.05%
EIX	C	0.1%	0.3%	0.1%
EL	F	0.06%	0.07%	0.06%
ELV	C	0.38%	0.17%	0.17%
EQR	C	0.08%	0.28%	0.08%
EQT	D	0.06%	0.38%	0.06%
ETN	C	0.36%	0.33%	0.33%
ETR	A	0.08%	0.51%	0.08%
EW	F	0.12%	0.06%	0.06%
EXC	B	0.12%	0.39%	0.12%
EXPE	C	0.05%	0.18%	0.05%
FANG	D	0.09%	0.37%	0.09%
FCX	D	0.18%	0.07%	0.07%
FITB	B	0.08%	0.29%	0.08%
GE	A	0.55%	0.48%	0.48%
GIS	B	0.12%	0.3%	0.12%
GM	B	0.16%	0.43%	0.16%
GOOGL	D	2.69%	0.37%	0.37%
GPC	D	0.06%	0.25%	0.06%
GPN	D	0.08%	0.49%	0.08%
GS	C	0.45%	0.27%	0.27%
GWW	A	0.13%	0.19%	0.13%
HAL	F	0.07%	0.36%	0.07%
HBAN	B	0.06%	0.38%	0.06%
HIG	B	0.1%	0.39%	0.1%
HLT	B	0.16%	0.34%	0.16%
HOLX	C	0.06%	0.09%	0.06%
HPE	D	0.06%	0.34%	0.06%
HPQ	D	0.08%	0.08%	0.08%
HRL	D	0.03%	0.27%	0.03%
HSY	D	0.09%	0.28%	0.09%
HUBB	A	0.06%	0.09%	0.06%
HUM	F	0.12%	0.14%	0.12%
INCY	C	0.03%	0.37%	0.03%
INTC	F	0.24%	0.23%	0.23%
IPG	C	0.03%	0.36%	0.03%
IR	C	0.11%	0.25%	0.11%
IRM	B	0.1%	0.56%	0.1%
JBHT	D	0.04%	0.27%	0.04%
JCI	B	0.14%	0.18%	0.14%
JPM	D	1.75%	0.43%	0.43%
K	A	0.06%	0.12%	0.06%
KDP	B	0.11%	0.28%	0.11%
KEY	B	0.04%	0.19%	0.04%
KHC	C	0.08%	0.37%	0.08%
KIM	C	0.05%	0.31%	0.05%
KLAC	D	0.29%	0.23%	0.23%
KMI	A	0.12%	0.37%	0.12%
KO	B	0.82%	0.19%	0.19%
KR	C	0.11%	0.38%	0.11%
LIN	B	0.66%	0.09%	0.09%
LKQ	F	0.03%	0.41%	0.03%
LLY	C	2.21%	0.43%	0.43%
LOW	A	0.43%	0.2%	0.2%
LRCX	F	0.29%	0.24%	0.24%
LYB	F	0.07%	0.33%	0.07%
MA	C	1.2%	0.1%	0.1%
MAR	C	0.17%	0.24%	0.17%
MCO	A	0.22%	0.19%	0.19%
MDLZ	C	0.29%	0.2%	0.2%
MDT	C	0.35%	0.19%	0.19%
MGM	D	0.03%	0.14%	0.03%
MKC	C	0.06%	0.1%	0.06%
MMC	C	0.34%	0.19%	0.19%
MPC	F	0.17%	0.39%	0.17%
MS	C	0.36%	0.17%	0.17%
MSFT	C	9.39%	0.16%	0.16%
MTB	A	0.08%	0.39%	0.08%
MTD	D	0.09%	0.17%	0.09%
NEE	C	0.51%	0.3%	0.3%
NKE	D	0.28%	0.18%	0.18%
NSC	C	0.17%	0.1%	0.1%
NTRS	B	0.05%	0.27%	0.05%
NVDA	D	8.67%	0.4%	0.4%
NWSA	D	0.03%	0.08%	0.03%
OKE	B	0.16%	0.29%	0.16%
OMC	B	0.06%	0.19%	0.06%
OTIS	C	0.11%	0.17%	0.11%
OXY	F	0.1%	0.34%	0.1%
PCAR	D	0.15%	0.16%	0.15%
PEG	B	0.12%	0.29%	0.12%
PFG	B	0.05%	0.18%	0.05%
PG	C	1.21%	0.09%	0.09%
PH	A	0.22%	0.2%	0.2%
PHM	B	0.08%	0.32%	0.08%
PNC	A	0.21%	0.29%	0.21%
POOL	D	0.04%	0.1%	0.04%
PPG	D	0.09%	0.17%	0.09%
PRU	C	0.12%	0.08%	0.08%
PSX	D	0.16%	0.38%	0.16%
PWR	B	0.12%	0.45%	0.12%
PYPL	B	0.22%	0.31%	0.22%
QCOM	F	0.55%	0.14%	0.14%
RCL	A	0.12%	0.45%	0.12%
REGN	C	0.37%	0.19%	0.19%
RF	B	0.06%	0.38%	0.06%
RJF	C	0.06%	0.16%	0.06%
RMD	C	0.11%	0.11%	0.11%
ROST	C	0.15%	0.27%	0.15%
RSG	D	0.12%	0.27%	0.12%
SJM	C	0.04%	0.37%	0.04%
SPGI	A	0.49%	0.1%	0.1%
SRE	B	0.15%	0.37%	0.15%
STT	B	0.07%	0.29%	0.07%
SYF	C	0.06%	0.42%	0.06%
SYK	C	0.37%	0.18%	0.18%
SYY	D	0.11%	0.09%	0.09%
T	C	0.46%	0.49%	0.46%
TEL	D	0.13%	0.41%	0.13%
TGT	C	0.2%	0.26%	0.2%
TJX	C	0.39%	0.46%	0.39%
TMUS	C	0.31%	0.3%	0.3%
TRGP	B	0.1%	0.1%	0.1%
TROW	D	0.07%	0.39%	0.07%
TRV	C	0.16%	0.3%	0.16%
TSCO	C	0.09%	0.09%	0.09%
TSN	D	0.05%	0.09%	0.05%
TT	A	0.24%	0.47%	0.24%
TTWO	D	0.07%	0.08%	0.07%
UBER	C	0.42%	0.25%	0.25%
UPS	F	0.28%	0.16%	0.16%
URI	B	0.14%	0.29%	0.14%
USB	B	0.2%	0.29%	0.2%
VLO	F	0.13%	0.36%	0.13%
VRSK	D	0.11%	0.17%	0.11%
VTR	C	0.08%	0.21%	0.08%
WAB	A	0.09%	0.45%	0.09%
WELL	C	0.23%	0.21%	0.21%
WM	D	0.23%	0.25%	0.23%
WMB	B	0.16%	0.18%	0.16%
WMT	C	1.01%	0.1%	0.1%
WY	C	0.07%	0.29%	0.07%
XOM	D	1.48%	0.41%	0.41%
XYL	D	0.09%	0.25%	0.09%
ZBH	F	0.06%	0.33%	0.06%

EFIV Overweight 114 Positions Relative to FEX

Symbol	Grade	Weight
GOOG	D	2.25%
TSLA	C	1.89%
UNH	C	1.6%
V	C	1.33%
HD	A	1.1%
ABBV	C	1.01%
MRK	D	0.86%
PEP	D	0.72%
ACN	C	0.65%
MCD	B	0.62%
DHR	C	0.53%
PFE	D	0.49%
DIS	D	0.48%
UNP	C	0.45%
PLD	C	0.36%
AMT	C	0.33%
SBUX	C	0.33%
GILD	B	0.31%
MU	F	0.29%
BMY	C	0.29%
SCHW	D	0.27%
ICE	C	0.27%
ZTS	C	0.26%
SHW	B	0.26%
EQIX	B	0.25%
CME	C	0.23%
AON	B	0.22%
ITW	C	0.2%
CARR	B	0.19%
CSX	D	0.19%
NEM	B	0.18%
SLB	F	0.17%
PSA	B	0.17%
EMR	D	0.17%
TFC	D	0.16%
MET	A	0.14%
FIS	B	0.14%
ALL	B	0.14%
PAYX	C	0.13%
AMP	B	0.13%
MSCI	C	0.13%
A	C	0.12%
IDXX	D	0.12%
EXR	B	0.11%
YUM	F	0.11%
AME	C	0.11%
HES	D	0.1%
WTW	C	0.09%
ON	F	0.09%
NDAQ	A	0.09%
ROK	F	0.09%
LULU	D	0.09%
CSGP	D	0.09%
DFS	B	0.09%
FTV	C	0.08%
SBAC	C	0.08%
IFF	C	0.08%
CAH	C	0.08%
CPAY	C	0.07%
SW	C	0.07%
MRNA	F	0.07%
ES	C	0.07%
WAT	C	0.06%
BALL	C	0.06%
WDC	D	0.06%
CBOE	C	0.06%
AMCR	C	0.05%
DOC	C	0.05%
AVY	D	0.05%
FDS	C	0.05%
MAS	B	0.05%
ULTA	D	0.05%
KMX	D	0.04%
HST	C	0.04%
ALLE	C	0.04%
REG	C	0.04%
JKHY	C	0.04%
UDR	C	0.04%
LVS	D	0.04%
AKAM	D	0.04%
IEX	D	0.04%
SWK	B	0.04%
PNR	B	0.04%
FRT	C	0.03%
GL	C	0.03%
HAS	B	0.03%
DAY	D	0.03%
LW	D	0.03%
TPR	C	0.03%
CRL	F	0.03%
TAP	D	0.03%
AIZ	B	0.03%
MKTX	C	0.03%
ALB	F	0.03%
TFX	C	0.03%
BXP	B	0.03%
CHRW	A	0.03%
BBWI	F	0.02%
ETSY	F	0.02%
WBA	F	0.02%
BIO	C	0.02%
AAL	D	0.02%
IVZ	B	0.02%
WYNN	D	0.02%
RL	B	0.02%
BWA	D	0.02%
MHK	C	0.02%
FMC	C	0.02%
CZR	C	0.02%
NCLH	C	0.02%
MOS	F	0.02%
DVA	B	0.02%
NWS	D	0.01%
PARA	F	0.01%

EFIV Underweight 168 Positions Relative to FEX

Symbol	Grade	Weight
LEN	C	-0.53%
HWM	B	-0.52%
KKR	A	-0.51%
HEI	A	-0.5%
FOXA	B	-0.49%
CINF	C	-0.49%
CTSH	C	-0.48%
BRK.A	C	-0.47%
FCNCA	D	-0.47%
UAL	C	-0.45%
META	A	-0.45%
GRMN	D	-0.45%
GDDY	C	-0.45%
SNA	C	-0.45%
VST	A	-0.44%
FICO	B	-0.43%
ANET	A	-0.43%
BAH	B	-0.43%
APO	B	-0.42%
MKL	C	-0.42%
VRT	C	-0.42%
AEE	A	-0.41%
OC	C	-0.41%
EOG	D	-0.41%
XEL	B	-0.41%
RS	D	-0.41%
WEC	B	-0.41%
STX	C	-0.41%
ATO	B	-0.4%
AEP	C	-0.4%
NTAP	D	-0.39%
PCG	C	-0.39%
CE	F	-0.39%
MSI	B	-0.39%
WBD	D	-0.39%
COP	D	-0.39%
UHAL	B	-0.39%
WPC	C	-0.39%
BRO	C	-0.39%
VTRS	D	-0.38%
LII	B	-0.38%
NUE	F	-0.38%
DTE	B	-0.38%
BG	D	-0.38%
VZ	B	-0.37%
ERIE	B	-0.37%
ISRG	C	-0.37%
L	D	-0.36%
STLD	D	-0.36%
TDG	B	-0.36%
CTRA	D	-0.36%
PLTR	B	-0.36%
AVGO	C	-0.35%
NFLX	B	-0.35%
LNG	C	-0.35%
CEG	A	-0.34%
BKNG	B	-0.34%
PANW	C	-0.34%
JBL	D	-0.33%
FDX	F	-0.33%
MMM	A	-0.33%
CRBG	D	-0.32%
APH	D	-0.32%
AMZN	C	-0.32%
SSNC	B	-0.31%
ORCL	B	-0.31%
WFC	D	-0.31%
SWKS	F	-0.31%
FNF	B	-0.31%
LPLA	D	-0.31%
TYL	C	-0.3%
CRWD	D	-0.3%
DUK	B	-0.3%
PKG	B	-0.3%
CMS	B	-0.3%
D	B	-0.3%
NOW	A	-0.29%
ZM	C	-0.29%
JNJ	C	-0.29%
F	F	-0.29%
CHTR	D	-0.29%
FE	C	-0.29%
EPAM	F	-0.28%
TDY	C	-0.28%
AZO	D	-0.27%
DPZ	D	-0.27%
MPWR	C	-0.27%
TXT	D	-0.26%
PSTG	F	-0.26%
CSL	B	-0.26%
FSLR	C	-0.26%
ROL	C	-0.26%
NTNX	C	-0.26%
VRTX	D	-0.26%
LUV	C	-0.25%
CNP	D	-0.23%
NXPI	D	-0.22%
KVUE	C	-0.22%
DDOG	D	-0.22%
PINS	F	-0.22%
MOH	D	-0.21%
LMT	B	-0.21%
PM	C	-0.21%
HCA	A	-0.21%
SNPS	D	-0.21%
ESS	C	-0.2%
MAA	C	-0.2%
MANH	A	-0.19%
ALNY	C	-0.19%
ARES	A	-0.19%
WRB	C	-0.19%
MO	D	-0.19%
J	C	-0.18%
WSO	C	-0.18%
GD	B	-0.18%
ORLY	D	-0.18%
TTD	B	-0.18%
LYV	B	-0.18%
INTU	C	-0.17%
RIVN	F	-0.17%
ROP	C	-0.17%
DKNG	C	-0.17%
CHD	C	-0.17%
LHX	C	-0.17%
WLK	D	-0.16%
CDNS	D	-0.15%
OKTA	F	-0.13%
TRU	B	-0.12%
IBM	A	-0.11%
DG	F	-0.11%
RPM	B	-0.1%
IT	A	-0.1%
CPNG	A	-0.1%
SO	A	-0.1%
PODD	B	-0.1%
SNAP	F	-0.1%
PPL	B	-0.1%
RTX	C	-0.1%
NOC	A	-0.1%
NVR	B	-0.1%
PGR	A	-0.1%
DD	B	-0.09%
TXN	C	-0.09%
INVH	C	-0.09%
KMB	D	-0.09%
MRVL	C	-0.09%
DRI	B	-0.09%
SPG	A	-0.09%
SMCI	F	-0.09%
AMH	C	-0.09%
GLW	B	-0.09%
TMO	C	-0.09%
STE	C	-0.09%
GEHC	C	-0.09%
NBIX	F	-0.08%
ZS	F	-0.08%
CPRT	D	-0.08%
PTC	D	-0.08%
HON	D	-0.08%
NET	D	-0.08%
EXPD	C	-0.08%
VMC	D	-0.08%
ADI	C	-0.08%
MLM	D	-0.08%
STZ	D	-0.08%
ENTG	F	-0.07%
HUBS	D	-0.07%
BA	F	-0.07%