EFIV vs. DUHP ETF Comparison

Comparison of SPDR S&P 500 ESG ETF (EFIV) to Dimensional US High Profitability ETF (DUHP)

EFIV

SPDR S&P 500 ESG ETF

EFIV Description

• Seeks to provide investment results that, before fees and expenses, correspond generally to the S&P 500 ESG Index • EFIV is designed to track an index that is designed to select S&P 500 firms meeting certain sustainability criteria (criteria related to environmental, social and governance factors) while maintaining similar overall industry group weights as the S&P 500 Index • EFIV may serve as a potential ESG core exposure, based on its focus on sustainability criteria and comprehensive market coverage of the flagship core S&P 500 Index

Grade (RS Rating)

Last Trade

$55.35

Average Daily Volume

126,970

Number of Holdings ^*

316

* may have additional holdings in another (foreign) market

DUHP

Dimensional US High Profitability ETF

DUHP Description

Dimensional US High Profitability ETF is an exchange traded fund launched and managed by Dimensional Fund Advisors L.P. The fund invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. The fund invests in growth and value stocks of companies across all market capitalizations. Dimensional US High Profitability ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.86

Average Daily Volume

727,451

Number of Holdings ^*

177

* may have additional holdings in another (foreign) market

Performance

Period	EFIV	DUHP
30 Days	1.58%	2.73%
60 Days	2.96%	5.01%
90 Days	4.08%	5.50%
12 Months	29.90%	30.21%

99 Overlapping Holdings

Symbol	Grade	Weight in EFIV	Weight in DUHP	Overlap
AAPL	C	9.5%	5.6%	5.6%
ABBV	C	1.01%	2.92%	1.01%
ACN	C	0.65%	0.6%	0.6%
ADBE	F	0.78%	1.61%	0.78%
ADP	B	0.34%	1.26%	0.34%
ADSK	C	0.16%	0.6%	0.16%
ALLE	B	0.04%	0.13%	0.04%
AMAT	D	0.45%	0.64%	0.45%
AMGN	B	0.52%	1.41%	0.52%
AMP	A	0.13%	1.13%	0.13%
AON	B	0.22%	0.31%	0.22%
AVY	C	0.05%	0.24%	0.05%
AXP	B	0.43%	0.51%	0.43%
BAX	C	0.06%	0.01%	0.01%
BBY	C	0.06%	0.51%	0.06%
BMY	C	0.29%	1.0%	0.29%
BR	D	0.07%	0.22%	0.07%
CAH	C	0.08%	0.07%	0.07%
CAT	B	0.49%	1.78%	0.49%
CF	C	0.04%	0.02%	0.02%
CL	D	0.26%	0.69%	0.26%
CMG	C	0.23%	0.49%	0.23%
COST	B	1.2%	1.88%	1.2%
CPAY	B	0.07%	0.28%	0.07%
CSX	D	0.19%	0.38%	0.19%
CTAS	B	0.21%	0.65%	0.21%
DAL	C	0.08%	0.4%	0.08%
DE	B	0.3%	1.03%	0.3%
DECK	C	0.07%	0.0%	0.0%
DFS	B	0.09%	0.11%	0.09%
DOW	D	0.1%	0.0%	0.0%
DVA	B	0.02%	0.12%	0.02%
DVN	F	0.07%	0.3%	0.07%
EXPE	C	0.05%	0.17%	0.05%
FDS	C	0.05%	0.05%	0.05%
GILD	B	0.31%	0.81%	0.31%
GPC	D	0.06%	0.04%	0.04%
GWW	B	0.13%	0.64%	0.13%
HAL	F	0.07%	0.32%	0.07%
HD	B	1.1%	2.51%	1.1%
HES	F	0.1%	0.46%	0.1%
HOLX	B	0.06%	0.03%	0.03%
HSY	C	0.09%	0.12%	0.09%
IDXX	C	0.12%	0.5%	0.12%
ITW	C	0.2%	0.47%	0.2%
JBHT	D	0.04%	0.04%	0.04%
K	B	0.06%	0.27%	0.06%
KLAC	D	0.29%	0.73%	0.29%
KO	C	0.82%	0.57%	0.57%
KR	C	0.11%	0.99%	0.11%
LLY	C	2.21%	5.02%	2.21%
LOW	B	0.43%	0.14%	0.14%
LRCX	F	0.29%	0.74%	0.29%
LULU	D	0.09%	0.28%	0.09%
LVS	D	0.04%	0.12%	0.04%
LW	D	0.03%	0.01%	0.01%
LYB	D	0.07%	0.23%	0.07%
MA	B	1.2%	3.03%	1.2%
MAR	C	0.17%	0.02%	0.02%
MCO	B	0.22%	0.47%	0.22%
MMC	C	0.34%	0.03%	0.03%
MPC	F	0.17%	0.3%	0.17%
MRK	D	0.86%	0.06%	0.06%
MSFT	C	9.39%	4.75%	4.75%
MTD	D	0.09%	0.26%	0.09%
NKE	D	0.28%	0.56%	0.28%
NVDA	D	8.67%	5.5%	5.5%
OKE	B	0.16%	0.0%	0.0%
OMC	B	0.06%	0.23%	0.06%
OXY	F	0.1%	0.66%	0.1%
PAYX	C	0.13%	0.69%	0.13%
PEP	C	0.72%	2.3%	0.72%
PFG	B	0.05%	0.05%	0.05%
PG	C	1.21%	0.31%	0.31%
POOL	C	0.04%	0.06%	0.04%
QCOM	D	0.55%	0.06%	0.06%
RCL	B	0.12%	0.73%	0.12%
ROK	D	0.09%	0.29%	0.09%
ROST	C	0.15%	0.73%	0.15%
SHW	B	0.26%	0.81%	0.26%
SYY	D	0.11%	0.56%	0.11%
TGT	C	0.2%	0.66%	0.2%
TJX	B	0.39%	1.47%	0.39%
TPR	C	0.03%	0.02%	0.02%
TRGP	B	0.1%	0.38%	0.1%
TRV	C	0.16%	0.05%	0.05%
TSCO	C	0.09%	0.81%	0.09%
TT	B	0.24%	0.0%	0.0%
ULTA	D	0.05%	0.19%	0.05%
UNP	C	0.45%	1.69%	0.45%
UPS	D	0.28%	0.59%	0.28%
URI	B	0.14%	0.97%	0.14%
V	C	1.33%	3.9%	1.33%
VLO	F	0.13%	0.1%	0.1%
VRSK	D	0.11%	0.43%	0.11%
WAT	C	0.06%	0.17%	0.06%
WM	D	0.23%	0.64%	0.23%
XOM	C	1.48%	0.02%	0.02%
ZTS	C	0.26%	0.58%	0.26%

EFIV Overweight 217 Positions Relative to DUHP

Symbol	Grade	Weight
GOOGL	D	2.69%
GOOG	D	2.25%
TSLA	C	1.89%
JPM	D	1.75%
UNH	C	1.6%
WMT	C	1.01%
BAC	D	0.78%
CRM	D	0.73%
AMD	D	0.72%
CVX	D	0.71%
LIN	B	0.66%
MCD	B	0.62%
ABT	C	0.6%
CSCO	C	0.59%
GE	B	0.55%
DHR	B	0.53%
NEE	C	0.51%
PFE	C	0.49%
SPGI	B	0.49%
DIS	D	0.48%
CMCSA	D	0.46%
T	C	0.46%
GS	C	0.45%
UBER	C	0.42%
ELV	C	0.38%
REGN	C	0.37%
SYK	C	0.37%
BLK	B	0.37%
PLD	C	0.36%
MS	D	0.36%
ETN	C	0.36%
BSX	B	0.36%
CB	B	0.35%
MDT	C	0.35%
AMT	C	0.33%
SBUX	C	0.33%
C	C	0.32%
TMUS	C	0.31%
CI	C	0.3%
MU	F	0.29%
MDLZ	B	0.29%
SCHW	D	0.27%
ICE	C	0.27%
EQIX	C	0.25%
INTC	F	0.24%
WELL	C	0.23%
CME	C	0.23%
PYPL	B	0.22%
PH	B	0.22%
PNC	B	0.21%
CVS	D	0.21%
BDX	D	0.2%
USB	B	0.2%
CARR	B	0.19%
ECL	B	0.19%
AJG	D	0.19%
FCX	D	0.18%
NEM	B	0.18%
APD	B	0.18%
DHI	B	0.17%
AFL	C	0.17%
SLB	F	0.17%
PSA	B	0.17%
NSC	C	0.17%
EMR	D	0.17%
COF	B	0.16%
GM	C	0.16%
PSX	F	0.16%
HLT	B	0.16%
WMB	B	0.16%
TFC	C	0.16%
PCAR	D	0.15%
SRE	C	0.15%
BK	B	0.15%
DLR	B	0.15%
MET	B	0.14%
FIS	B	0.14%
JCI	B	0.14%
AIG	D	0.14%
ALL	B	0.14%
TEL	D	0.13%
MSCI	C	0.13%
PWR	B	0.12%
HUM	F	0.12%
CNC	D	0.12%
A	C	0.12%
EXC	C	0.12%
KMI	B	0.12%
CMI	C	0.12%
EW	F	0.12%
GIS	B	0.12%
PRU	C	0.12%
ACGL	C	0.12%
PEG	B	0.12%
RSG	D	0.12%
ED	C	0.11%
CBRE	A	0.11%
IR	C	0.11%
RMD	C	0.11%
OTIS	C	0.11%
EXR	B	0.11%
YUM	D	0.11%
AME	C	0.11%
KDP	B	0.11%
CTVA	B	0.11%
EIX	C	0.1%
EBAY	B	0.1%
AVB	B	0.1%
BKR	C	0.1%
IRM	C	0.1%
HIG	B	0.1%
EA	D	0.1%
BIIB	F	0.09%
PPG	D	0.09%
WTW	C	0.09%
WAB	B	0.09%
ON	D	0.09%
NDAQ	A	0.09%
FANG	D	0.09%
ADM	D	0.09%
CSGP	D	0.09%
XYL	C	0.09%
FTV	C	0.08%
SBAC	C	0.08%
DOV	B	0.08%
VTR	C	0.08%
IFF	B	0.08%
ETR	B	0.08%
EQR	B	0.08%
AXON	B	0.08%
MTB	B	0.08%
FITB	B	0.08%
KHC	C	0.08%
PHM	B	0.08%
GPN	D	0.08%
AWK	B	0.08%
HPQ	D	0.08%
WY	C	0.07%
SW	B	0.07%
MRNA	F	0.07%
TROW	D	0.07%
ES	C	0.07%
TTWO	C	0.07%
STT	A	0.07%
SYF	C	0.06%
ARE	C	0.06%
EL	F	0.06%
EQT	D	0.06%
RF	B	0.06%
BALL	C	0.06%
WDC	D	0.06%
HBAN	B	0.06%
MKC	C	0.06%
HUBB	B	0.06%
ZBH	F	0.06%
RJF	C	0.06%
HPE	D	0.06%
CBOE	C	0.06%
AMCR	B	0.05%
KIM	C	0.05%
DOC	C	0.05%
DGX	B	0.05%
EG	C	0.05%
CCL	C	0.05%
MAS	B	0.05%
TSN	C	0.05%
NTRS	A	0.05%
CFG	C	0.05%
APTV	D	0.05%
KMX	D	0.04%
HST	C	0.04%
SJM	C	0.04%
REG	C	0.04%
JKHY	B	0.04%
UDR	C	0.04%
AKAM	D	0.04%
IEX	D	0.04%
SWK	B	0.04%
KEY	B	0.04%
CAG	C	0.04%
PNR	B	0.04%
FRT	C	0.03%
GL	C	0.03%
HAS	B	0.03%
DAY	D	0.03%
HRL	C	0.03%
MGM	F	0.03%
NWSA	D	0.03%
CPB	C	0.03%
CRL	F	0.03%
TAP	D	0.03%
AIZ	B	0.03%
MKTX	C	0.03%
ALB	D	0.03%
LKQ	F	0.03%
INCY	C	0.03%
TFX	C	0.03%
BXP	B	0.03%
IPG	C	0.03%
CHRW	B	0.03%
BEN	F	0.02%
BBWI	F	0.02%
ETSY	F	0.02%
WBA	F	0.02%
BIO	C	0.02%
AAL	D	0.02%
IVZ	B	0.02%
WYNN	D	0.02%
RL	C	0.02%
BWA	D	0.02%
MHK	C	0.02%
FMC	C	0.02%
CZR	C	0.02%
NCLH	C	0.02%
MOS	F	0.02%
NWS	D	0.01%
PARA	F	0.01%

EFIV Underweight 78 Positions Relative to DUHP

Symbol	Grade	Weight
JNJ	C	-2.82%
IBM	B	-2.05%
ORCL	C	-2.04%
TXN	C	-1.22%
LMT	C	-1.04%
HON	D	-0.91%
COP	D	-0.86%
LNG	C	-0.75%
CDW	D	-0.66%
KMB	D	-0.58%
MCHP	F	-0.5%
IT	B	-0.49%
VZ	B	-0.45%
VST	C	-0.38%
WSM	D	-0.36%
NXPI	F	-0.36%
VRT	C	-0.34%
SCI	B	-0.28%
MSI	B	-0.24%
NTAP	D	-0.23%
JBL	D	-0.23%
EOG	D	-0.22%
FAST	C	-0.22%
APP	C	-0.22%
CHTR	D	-0.21%
DRI	B	-0.18%
NVR	B	-0.16%
UAL	C	-0.15%
CLX	C	-0.15%
ROL	C	-0.15%
LPLA	D	-0.14%
EQH	C	-0.14%
BAH	C	-0.14%
ODFL	D	-0.14%
NUE	F	-0.14%
BURL	B	-0.13%
BLDR	C	-0.13%
FTNT	C	-0.12%
MO	C	-0.11%
XPO	D	-0.11%
DKS	D	-0.1%
KVUE	C	-0.1%
NRG	C	-0.09%
BKNG	C	-0.08%
WMS	D	-0.08%
LII	B	-0.08%
STX	C	-0.08%
GDDY	C	-0.08%
CHK	D	-0.07%
RHI	D	-0.07%
TPL	B	-0.07%
MANH	B	-0.07%
LECO	F	-0.07%
BJ	D	-0.06%
ACI	F	-0.06%
EXPD	C	-0.06%
DG	F	-0.06%
HCA	B	-0.06%
APA	F	-0.05%
STLD	F	-0.05%
LYV	B	-0.04%
MEDP	F	-0.04%
CTRA	D	-0.03%
CCK	A	-0.02%
MMM	B	-0.02%
OVV	F	-0.02%
SCCO	D	-0.02%
IQV	C	-0.01%
ORLY	C	-0.01%
CELH	F	-0.01%
SOLV	C	-0.01%
WMG	D	-0.01%
DELL	D	-0.0%
CVNA	B	-0.0%
ENPH	D	-0.0%
TTC	D	-0.0%
BRKR	D	-0.0%
CNM	F	-0.0%