DWAS vs. FPX ETF Comparison

Comparison of PowerShares DWA SmallCap Technical Leaders Portfolio (DWAS) to First Trust IPOX-100 Index Fund (FPX)
DWAS

PowerShares DWA SmallCap Technical Leaders Portfolio

DWAS Description

The PowerShares DWA SmallCap Momentum Portfolio (the Fund) seeks investment results that generally correspond (before fees and expenses) to the price and yield of the Dorsey Wright SmallCap Technical Leaders™ Index (the Underlying Index). The Fund generally will invest at least 90% of its total assets in equity securities of small capitalization companies that comprise the Underlying Index. The Index includes securities pursuant to a Dorsey, Wright & Associates, LLC (Dorsey Wright or the Index Provider) proprietary selection methodology that is designed to identify companies that demonstrate powerful relative strength characteristics. The Index Provider determines a company’s relative strength characteristics based on that company’s market performance. The Index Provider selects approximately 200 companies for inclusion in the Underlying Index from a small-cap universe of approximately 2,000 of the smallest U.S. companies selected from a broader set of 3,000 companies. The Fund and the Index are rebalanced and reconstituted quarterly. Effective on or about Oct. 4, 2013, the name of the Fund changed from PowerShares DWA SmallCap Technical Leaders to PowerShares DWA SmallCap Momentum Portfolio.

Grade (RS Rating)

Last Trade

$92.51

Average Daily Volume

70,075

Number of Holdings *

188

* may have additional holdings in another (foreign) market
FPX

First Trust IPOX-100 Index Fund

FPX Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the IPOX(R)-100 U.S. Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified, value-weighted price index measuring the performance of the top U.S. companies ranked quarterly by market capitalization in the IPOX(R) Global Composite Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$100.16

Average Daily Volume

15,659

Number of Holdings *

89

* may have additional holdings in another (foreign) market
Performance
Period DWAS FPX
30 Days 9.44% 0.95%
60 Days 4.89% 0.54%
90 Days 7.55% -0.09%
12 Months 12.99% 6.81%
18 Overlapping Holdings
Symbol Grade Weight in DWAS Weight in FPX Overlap
ACVA D 0.33% 0.12% 0.12%
ARHS D 0.31% 0.09% 0.09%
COOP B 1.14% 0.48% 0.48%
CRDO D 0.35% 0.75% 0.35%
DYN C 0.56% 0.17% 0.17%
ESAB C 0.36% 0.6% 0.36%
GKOS C 0.38% 0.48% 0.38%
HIMS C 0.34% 0.2% 0.2%
JXN B 0.44% 0.78% 0.44%
KD C 0.38% 0.74% 0.38%
KNTK C 0.81% 0.26% 0.26%
NPAB C 1.12% 0.17% 0.17%
OSCR D 0.84% 0.15% 0.15%
RXST F 0.64% 0.07% 0.07%
RYAN B 0.39% 0.77% 0.39%
SGBX F 0.39% 0.11% 0.11%
TMDX D 0.35% 0.19% 0.19%
VERX A 0.4% 0.94% 0.4%
DWAS Overweight 170 Positions Relative to FPX
Symbol Grade Weight
MOD B 1.64%
ADMA C 1.57%
LMB B 1.31%
UFPT B 1.28%
TRNS D 1.27%
TDW C 1.23%
STRL D 1.22%
NOG A 1.15%
ANF D 1.12%
DFIN B 1.09%
DAKT B 0.91%
RNA C 0.89%
VIRC A 0.87%
GRBK B 0.83%
BELFB B 0.82%
AMSC C 0.81%
CBZ D 0.8%
CRS B 0.8%
CECO C 0.78%
ACLS D 0.78%
ATI B 0.75%
CSWI A 0.73%
KRYS B 0.66%
BMI B 0.6%
VCTR C 0.55%
AMRX C 0.54%
NBN B 0.54%
USAP B 0.54%
AROC C 0.53%
GMS B 0.52%
FSS B 0.52%
SFM B 0.52%
BCC C 0.51%
SKYW C 0.5%
ENVA B 0.5%
NRIX C 0.49%
OFG B 0.49%
SMR D 0.49%
HWKN C 0.48%
APEI B 0.48%
TPC B 0.48%
UTI B 0.48%
SMHI C 0.48%
GTX D 0.48%
ZETA B 0.47%
OII A 0.47%
MHO B 0.47%
MLI B 0.47%
PIPR B 0.46%
MBIN C 0.46%
CLSK D 0.46%
BECN B 0.45%
ARLO C 0.45%
TWST C 0.45%
SPRY C 0.45%
TRAK B 0.45%
TREE C 0.45%
CASH B 0.44%
CRVL B 0.44%
PCT C 0.44%
ALKT C 0.44%
ORN D 0.44%
SKT B 0.43%
CMPR C 0.43%
BDTX C 0.43%
CRAI D 0.43%
ASPN D 0.43%
INOD C 0.43%
FBP B 0.43%
USLM B 0.43%
SILK B 0.43%
PRDO B 0.42%
NGVC A 0.42%
VAL B 0.42%
MOG.A B 0.42%
RUSHA B 0.42%
GFF B 0.42%
CRNX C 0.42%
KBH B 0.42%
ATRO B 0.42%
INSM C 0.42%
AGYS B 0.41%
MTG B 0.41%
HLX C 0.41%
AGM C 0.41%
RYTM C 0.41%
MRC B 0.41%
ALSN A 0.41%
BKD C 0.41%
BSIG A 0.41%
RDW C 0.41%
GATO C 0.4%
SLG B 0.4%
GVA B 0.4%
NPO B 0.4%
MLR B 0.4%
BGC C 0.4%
PEPG F 0.4%
QTWO C 0.4%
SPNT B 0.4%
HY B 0.39%
MATX B 0.39%
GOLF B 0.39%
JILL C 0.39%
STOK C 0.39%
DXPE B 0.39%
SXI B 0.39%
CDE B 0.39%
SNEX A 0.39%
LRMR D 0.39%
MEC B 0.39%
LPX B 0.39%
SLVM B 0.39%
APOG B 0.38%
VVV B 0.38%
TDS C 0.38%
MRUS D 0.38%
RDNT D 0.38%
LBRT B 0.38%
THR C 0.38%
VSEC C 0.38%
KTB B 0.37%
ICFI B 0.37%
BPMC D 0.37%
ROAD B 0.37%
CNX B 0.37%
LMAT C 0.37%
VITL D 0.37%
FELE B 0.37%
STRA D 0.37%
PI D 0.37%
USM C 0.36%
OLLI C 0.36%
IDCC A 0.36%
REVG B 0.36%
CVLT B 0.36%
ULH C 0.36%
DY B 0.36%
CACC B 0.36%
BBSI A 0.36%
NR B 0.36%
RSI C 0.36%
AVAV D 0.35%
KURA D 0.35%
CARS B 0.35%
PRIM B 0.35%
CBT B 0.35%
KEX B 0.35%
SGC C 0.35%
ANIP B 0.35%
NSSC B 0.35%
GPOR D 0.34%
THRD D 0.34%
AGX B 0.34%
PETQ C 0.34%
EZPW C 0.34%
ESI B 0.34%
APPF D 0.34%
BOOT C 0.34%
FOR F 0.34%
FRPT D 0.33%
BDC D 0.33%
FSTR D 0.33%
EAT D 0.33%
BLBD D 0.32%
RCKY D 0.32%
ALTR D 0.31%
FORM D 0.31%
VRCA F 0.3%
VECO D 0.3%
DWAS Underweight 71 Positions Relative to FPX
Symbol Grade Weight
REGN B -9.43%
CARR B -7.05%
ABNB F -5.8%
IOT C -5.34%
OTIS D -3.4%
PLTR C -2.98%
CEG D -2.7%
DKNG F -2.52%
DASH D -2.49%
VRT D -2.3%
KVUE F -2.11%
CRWD F -1.87%
GEV D -1.76%
COIN D -1.6%
CNM C -1.54%
GEHC C -1.47%
DUOL F -1.46%
CRBG C -1.44%
CR A -1.43%
HQY D -1.4%
SNOW F -1.31%
RKT B -1.22%
OWL C -1.13%
HOOD D -1.12%
HPE D -1.02%
AZEK C -1.01%
APP D -1.01%
VLTO A -0.99%
PCVX C -0.92%
NET D -0.91%
RBLX C -0.89%
DTM A -0.87%
NSIT B -0.86%
RDDT D -0.82%
TPG A -0.72%
CHK F -0.71%
MKSI D -0.65%
NRG D -0.61%
UTHR C -0.6%
THC B -0.59%
FNF B -0.59%
EDR A -0.57%
BSY F -0.55%
VNT C -0.54%
KNF B -0.53%
PR D -0.48%
TOST C -0.42%
COHR C -0.41%
LNW B -0.37%
PSN A -0.33%
RVMD C -0.3%
INFA F -0.29%
CIVI C -0.28%
BROS D -0.26%
RBRK B -0.25%
ELAN F -0.25%
FOUR D -0.24%
OGN B -0.23%
STEP B -0.22%
ACT B -0.22%
AMK C -0.21%
NUVL C -0.21%
DOCS D -0.21%
EQT F -0.21%
VRRM C -0.2%
PRCT D -0.13%
ACLX C -0.13%
KYMR B -0.11%
HAYW C -0.11%
PHIN B -0.08%
KROS C -0.07%
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