DUBS vs. FXR ETF Comparison

Comparison of Aptus Large Cap Enhanced Yield ETF (DUBS) to First Trust Industrials AlphaDEX (FXR)

DUBS

Aptus Large Cap Enhanced Yield ETF

DUBS Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective through a hybrid equity and equity-linked note ("ELN") strategy. Under normal circumstances, at least 80% of the fund"s net assets (plus borrowings for investment purposes) will be invested in equity securities of large cap companies.

Grade (RS Rating)

Last Trade

$33.07

Average Daily Volume

15,695

Number of Holdings ^*

374

* may have additional holdings in another (foreign) market

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$81.06

Average Daily Volume

35,936

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

Performance

Period	DUBS	FXR
30 Days	2.32%	4.76%
60 Days	6.52%	11.73%
90 Days	8.40%	14.05%
12 Months	30.09%	39.75%

53 Overlapping Holdings

Symbol	Grade	Weight in DUBS	Weight in FXR	Overlap
ADP	A	0.23%	0.25%	0.23%
AMCR	D	0.03%	0.41%	0.03%
AME	A	0.06%	0.25%	0.06%
AXP	B	0.3%	1.24%	0.3%
BAH	C	0.03%	0.97%	0.03%
BALL	D	0.03%	0.2%	0.03%
CARR	C	0.1%	0.42%	0.1%
CAT	C	0.38%	0.73%	0.38%
CMI	A	0.07%	0.49%	0.07%
COF	B	0.12%	0.87%	0.12%
CSX	B	0.06%	0.72%	0.06%
CTAS	A	0.14%	0.96%	0.14%
DE	D	0.18%	0.69%	0.18%
DOV	A	0.04%	0.74%	0.04%
DOW	F	0.08%	0.4%	0.08%
EFX	D	0.04%	0.64%	0.04%
EMR	A	0.12%	0.26%	0.12%
FDX	B	0.14%	0.93%	0.14%
FI	A	0.21%	1.05%	0.21%
FICO	B	0.05%	1.31%	0.05%
FTV	D	0.04%	0.42%	0.04%
GD	A	0.16%	0.46%	0.16%
GE	C	0.34%	0.85%	0.34%
GGG	B	0.02%	0.23%	0.02%
GPN	B	0.05%	1.28%	0.05%
GWW	B	0.06%	0.52%	0.06%
HEI	B	0.04%	1.13%	0.04%
HON	B	0.25%	0.24%	0.24%
HWM	A	0.07%	1.3%	0.07%
JBHT	B	0.03%	0.77%	0.03%
KEYS	C	0.04%	0.23%	0.04%
LECO	C	0.01%	0.51%	0.01%
LHX	A	0.07%	0.24%	0.07%
LMT	C	0.22%	1.1%	0.22%
MLM	B	0.04%	1.03%	0.04%
MMM	C	0.12%	0.88%	0.12%
OC	A	0.02%	1.24%	0.02%
PCAR	B	0.14%	1.33%	0.14%
PH	A	0.13%	0.25%	0.13%
PKG	B	0.04%	0.78%	0.04%
PPG	F	0.05%	0.43%	0.05%
PWR	B	0.06%	1.26%	0.06%
PYPL	A	0.15%	0.47%	0.15%
SHW	A	0.21%	0.71%	0.21%
TDG	B	0.09%	0.89%	0.09%
TDY	A	0.02%	0.76%	0.02%
TT	A	0.15%	1.19%	0.15%
UNP	C	0.26%	0.22%	0.22%
UPS	C	0.17%	0.44%	0.17%
URI	B	0.06%	1.24%	0.06%
VLTO	C	0.04%	0.65%	0.04%
VMC	B	0.05%	0.26%	0.05%
WAB	A	0.05%	0.25%	0.05%

DUBS Overweight 321 Positions Relative to FXR

Symbol	Grade	Weight
NVDA	B	6.27%
AAPL	C	5.68%
MSFT	C	5.45%
GOOGL	B	3.37%
AMZN	A	3.28%
META	B	2.21%
BRK.A	B	1.49%
TSLA	B	1.38%
AVGO	C	1.34%
JPM	B	1.27%
LLY	F	1.1%
UNH	B	0.97%
XOM	B	0.97%
V	A	0.91%
MA	B	0.78%
HD	B	0.71%
COST	B	0.7%
JNJ	D	0.69%
PG	C	0.67%
ABBV	D	0.63%
WMT	A	0.62%
NFLX	A	0.59%
BAC	A	0.56%
CRM	B	0.54%
CVX	B	0.49%
WFC	A	0.48%
ORCL	A	0.48%
MRK	F	0.46%
AMD	F	0.44%
KO	F	0.44%
CSCO	A	0.43%
ADBE	C	0.4%
ACN	C	0.4%
LIN	D	0.4%
PEP	D	0.4%
MCD	C	0.38%
NOW	A	0.37%
TMO	F	0.37%
ABT	C	0.36%
IBM	C	0.35%
TXN	C	0.35%
BX	A	0.35%
QCOM	F	0.34%
PM	C	0.34%
INTU	A	0.33%
ISRG	A	0.33%
GS	B	0.33%
CMCSA	B	0.33%
RTX	C	0.32%
VZ	C	0.31%
DIS	B	0.31%
AMAT	F	0.3%
MS	A	0.3%
PGR	A	0.3%
DHR	F	0.29%
LOW	B	0.29%
AMGN	F	0.29%
PFE	F	0.28%
NEE	D	0.27%
T	A	0.27%
SPGI	C	0.27%
BSX	A	0.26%
ETN	A	0.26%
TJX	B	0.24%
COP	C	0.24%
SYK	A	0.23%
BKNG	A	0.23%
ANET	C	0.22%
C	A	0.22%
GILD	C	0.21%
CB	C	0.21%
MU	D	0.21%
BMY	B	0.21%
VRTX	B	0.21%
MDT	D	0.21%
MMC	C	0.2%
UBER	F	0.2%
PANW	A	0.2%
SCHW	A	0.2%
ADI	F	0.2%
INTC	C	0.19%
HCA	D	0.19%
LRCX	F	0.19%
SBUX	B	0.19%
WM	A	0.18%
ELV	F	0.18%
WELL	B	0.18%
PLD	D	0.18%
TMUS	A	0.18%
AMT	F	0.18%
NKE	F	0.17%
DELL	B	0.17%
ITW	A	0.17%
EOG	A	0.16%
ORLY	A	0.16%
MDLZ	F	0.16%
MO	A	0.16%
ECL	C	0.16%
EQIX	B	0.16%
KLAC	F	0.16%
CI	D	0.16%
BA	F	0.15%
AON	A	0.15%
APD	B	0.15%
MCK	A	0.15%
NOC	C	0.15%
GEV	B	0.15%
ICE	D	0.15%
SO	D	0.15%
PSA	C	0.14%
MAR	A	0.14%
ZTS	D	0.14%
CVS	F	0.14%
MPC	D	0.14%
AFL	C	0.14%
REGN	F	0.14%
SNPS	B	0.14%
DUK	D	0.14%
APH	B	0.14%
MET	C	0.13%
AIG	B	0.13%
MSI	B	0.13%
CDNS	B	0.13%
SRE	A	0.13%
PLTR	B	0.13%
PNC	B	0.13%
USB	A	0.13%
BDX	D	0.13%
PAYX	B	0.13%
MCO	C	0.13%
CCI	F	0.12%
D	D	0.12%
AEP	D	0.12%
ABNB	C	0.12%
AJG	A	0.12%
CL	F	0.12%
GM	A	0.12%
CEG	D	0.12%
CME	A	0.12%
OTIS	C	0.11%
VRSK	A	0.11%
RSG	A	0.11%
ROST	F	0.11%
FTNT	B	0.11%
PCG	A	0.11%
SLB	C	0.11%
WMB	B	0.11%
ADSK	A	0.11%
FCX	F	0.11%
TGT	C	0.11%
NU	B	0.11%
CHTR	B	0.11%
PSX	D	0.1%
BK	B	0.1%
TRV	B	0.1%
NXPI	F	0.1%
KMI	B	0.1%
SCCO	F	0.1%
TTD	B	0.1%
HLT	A	0.1%
CMG	B	0.1%
TFC	B	0.1%
RCL	A	0.09%
AZO	C	0.09%
DLR	C	0.09%
HSY	D	0.09%
CPRT	A	0.09%
EW	D	0.09%
ED	D	0.09%
CRWD	B	0.09%
EXC	C	0.09%
ROP	A	0.09%
JCI	A	0.09%
DHI	F	0.09%
SPG	B	0.09%
A	F	0.09%
MNST	B	0.09%
COR	A	0.08%
OXY	D	0.08%
FIS	B	0.08%
VLO	D	0.08%
CNC	F	0.08%
BR	A	0.08%
AMP	A	0.08%
TSCO	C	0.08%
STZ	D	0.07%
IT	A	0.07%
O	D	0.07%
IQV	F	0.07%
MCHP	F	0.07%
DFS	B	0.07%
KHC	F	0.07%
OKE	A	0.07%
PRU	B	0.07%
NUE	C	0.07%
DXCM	C	0.07%
KMB	F	0.07%
CTVA	C	0.07%
BKR	B	0.07%
LEN	D	0.07%
APO	B	0.07%
ADM	F	0.07%
KVUE	B	0.07%
FAST	A	0.07%
HUM	D	0.07%
HES	C	0.07%
ALL	A	0.07%
F	C	0.07%
MSCI	B	0.07%
HPQ	B	0.06%
ACGL	D	0.06%
TRGP	B	0.06%
GRMN	A	0.06%
CBRE	A	0.06%
XEL	A	0.06%
IDXX	D	0.06%
NDAQ	A	0.06%
LULU	C	0.06%
DAL	A	0.06%
DD	D	0.06%
GEHC	F	0.06%
SYY	B	0.06%
AVB	A	0.06%
LVS	C	0.06%
YUM	B	0.06%
GLW	C	0.06%
CTSH	A	0.06%
GIS	F	0.06%
KR	A	0.06%
PEG	C	0.06%
IR	A	0.06%
EA	A	0.06%
HAL	C	0.05%
XYL	D	0.05%
WTW	A	0.05%
INVH	D	0.05%
RMD	C	0.05%
IRM	D	0.05%
EXR	D	0.05%
EBAY	C	0.05%
ROK	B	0.05%
VICI	D	0.05%
CSGP	D	0.05%
KDP	D	0.05%
DDOG	B	0.05%
FANG	D	0.05%
HIG	C	0.05%
NEM	F	0.05%
MTB	B	0.05%
ON	F	0.05%
EQR	C	0.05%
WST	B	0.05%
EL	F	0.04%
CDW	F	0.04%
UAL	B	0.04%
TROW	B	0.04%
ILMN	C	0.04%
AWK	D	0.04%
CHD	B	0.04%
SNOW	C	0.04%
LYV	B	0.04%
DVN	F	0.04%
K	A	0.04%
HPE	B	0.04%
MPWR	F	0.04%
MTD	F	0.04%
ETR	B	0.04%
WEC	B	0.04%
TTWO	A	0.04%
STT	B	0.04%
LYB	F	0.04%
CAH	A	0.04%
BIIB	F	0.04%
ANSS	B	0.04%
FITB	A	0.04%
EIX	C	0.04%
NSC	B	0.04%
BRO	A	0.04%
CCL	A	0.04%
CLX	A	0.03%
BAX	F	0.03%
CPAY	A	0.03%
VRSN	C	0.03%
PFG	C	0.03%
ALGN	F	0.03%
CTRA	B	0.03%
ARE	F	0.03%
AMH	C	0.03%
TSN	C	0.03%
MKC	D	0.03%
WBD	B	0.03%
ES	D	0.03%
MELI	D	0.03%
AVY	F	0.03%
ODFL	B	0.03%
STE	F	0.03%
MRNA	F	0.03%
ZBH	C	0.03%
SBAC	D	0.03%
AEE	A	0.03%
WY	F	0.03%
FE	D	0.03%
PPL	A	0.03%
DTE	D	0.03%
FCNCA	B	0.03%
SOLV	D	0.02%
ALB	B	0.02%
DLTR	F	0.02%
MOH	F	0.02%
ULTA	C	0.02%
APTV	D	0.02%
MKL	A	0.02%
GPC	D	0.02%
PHM	D	0.02%
DG	F	0.02%
HRL	F	0.02%
LUV	B	0.02%
WBA	D	0.01%
CASY	B	0.01%
POOL	D	0.01%
KLG	D	0.0%

DUBS Underweight 84 Positions Relative to FXR

Symbol	Grade	Weight
SYF	B	-1.51%
WCC	B	-1.44%
SNA	A	-1.42%
EME	B	-1.37%
AXON	B	-1.37%
MDU	F	-1.35%
FIX	B	-1.33%
OSK	B	-1.31%
FOUR	B	-1.29%
AAON	B	-1.29%
G	B	-1.25%
AL	B	-1.22%
CNH	D	-1.22%
TTEK	C	-1.18%
LPX	B	-1.18%
ALSN	A	-1.11%
GTES	B	-1.09%
SON	D	-1.09%
VNT	B	-1.08%
GNRC	B	-1.06%
EXP	B	-0.98%
R	A	-0.98%
ADTN	B	-0.97%
SNDR	B	-0.96%
MSM	B	-0.93%
TRU	D	-0.92%
CXT	D	-0.91%
BC	C	-0.9%
CSL	B	-0.9%
BERY	C	-0.89%
TXT	C	-0.89%
GPK	D	-0.88%
AGCO	F	-0.87%
VSTS	D	-0.85%
AYI	B	-0.83%
BLDR	D	-0.83%
AWI	B	-0.81%
NVT	B	-0.78%
BWXT	A	-0.78%
KNX	B	-0.75%
ZBRA	A	-0.75%
EEFT	C	-0.73%
DCI	A	-0.73%
KEX	B	-0.72%
LII	B	-0.72%
MIDD	C	-0.71%
SLGN	A	-0.71%
SSD	D	-0.69%
SPR	F	-0.67%
HII	D	-0.67%
BLD	F	-0.64%
WU	F	-0.63%
ESAB	B	-0.56%
SAIA	B	-0.56%
GXO	B	-0.52%
SQ	B	-0.51%
RHI	B	-0.51%
J	B	-0.5%
ATR	A	-0.49%
IEX	B	-0.48%
CNM	D	-0.47%
PNR	A	-0.47%
WMS	F	-0.46%
AZEK	B	-0.45%
TTC	F	-0.45%
SEE	C	-0.44%
FCN	F	-0.41%
ATI	D	-0.39%
AOS	F	-0.38%
FLS	B	-0.26%
CW	B	-0.26%
AXTA	A	-0.25%
RPM	A	-0.25%
ITT	A	-0.23%
JKHY	C	-0.23%
WWD	B	-0.23%
MAS	D	-0.22%
MSA	D	-0.22%
LFUS	D	-0.22%
ALLE	D	-0.22%
NDSN	B	-0.22%
LSTR	B	-0.22%
EXPD	D	-0.21%
FBIN	F	-0.2%