CVY vs. HSMV ETF Comparison

Comparison of Guggenheim Multi-Asset Income ETF (CVY) to First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

CVY

Guggenheim Multi-Asset Income ETF

CVY Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the Zacks Multi-Asset Income Index. The fund invests at least 90% of its total assets in securities that comprise the index and depositary receipts representing securities that comprise the index. The Zacks Multi-Asset Income Index is comprised of approximately 149 securities selected, based on investment and other criteria, from a universe of domestic and international companies. The securities comprising the index include stocks of small and medium-sized companies.

Grade (RS Rating)

Last Trade

$27.01

Average Daily Volume

6,810

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.50

Average Daily Volume

1,335

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

Performance

Period	CVY	HSMV
30 Days	4.51%	4.88%
60 Days	3.27%	5.46%
90 Days	4.27%	6.96%
12 Months	25.76%	27.49%

11 Overlapping Holdings

Symbol	Grade	Weight in CVY	Weight in HSMV	Overlap
AVT	C	0.64%	0.49%	0.49%
CNO	A	0.38%	0.44%	0.38%
CTRE	D	0.74%	1.54%	0.74%
KFY	B	0.35%	0.29%	0.29%
LAMR	D	0.9%	0.43%	0.43%
MTG	C	0.66%	0.55%	0.55%
NSA	D	0.57%	0.13%	0.13%
OHI	C	1.07%	1.08%	1.07%
ONB	B	0.72%	0.31%	0.31%
R	B	0.77%	0.3%	0.3%
RDN	C	0.32%	0.4%	0.32%

CVY Overweight 117 Positions Relative to HSMV

Symbol	Grade	Weight
BBAR	B	1.7%
ARLP	A	1.39%
SYF	B	1.32%
WFC	A	1.31%
BAC	A	1.16%
BSM	B	1.13%
EQH	B	1.12%
JPM	A	1.1%
JPC	A	1.1%
KR	B	1.09%
VTRS	A	1.08%
CF	B	1.06%
SPG	B	1.06%
PDI	C	1.06%
SLG	B	1.04%
CRBG	B	1.04%
EOG	A	1.03%
M	D	1.0%
MPW	F	1.0%
ECC	D	1.0%
OVV	B	1.0%
CIG	C	1.0%
WES	C	0.99%
VLO	C	0.98%
MPLX	A	0.96%
PSX	C	0.96%
EG	C	0.95%
ET	A	0.93%
HAL	C	0.93%
MPC	D	0.92%
AGNC	D	0.92%
EXR	D	0.91%
CVS	D	0.91%
PBR	C	0.9%
BG	F	0.89%
UNM	A	0.88%
DINO	D	0.88%
ADM	D	0.87%
DVN	F	0.85%
CIVI	D	0.84%
GLP	A	0.84%
CIB	B	0.83%
EWBC	A	0.83%
TGNA	B	0.82%
EPD	A	0.82%
BP	D	0.81%
UMC	F	0.78%
APA	D	0.78%
VOYA	B	0.78%
SPH	B	0.77%
JXN	C	0.77%
SLM	A	0.76%
PAA	B	0.75%
PDO	C	0.75%
AXS	A	0.74%
CNH	C	0.71%
MGY	A	0.7%
SEE	C	0.68%
WGO	C	0.67%
HP	B	0.67%
E	F	0.67%
NOG	A	0.67%
SUN	B	0.67%
BC	C	0.66%
BPOP	B	0.63%
PBF	D	0.62%
T	A	0.6%
RPRX	D	0.59%
MUR	D	0.57%
ACP	C	0.55%
TTE	F	0.54%
LEA	D	0.54%
STNG	F	0.5%
BBVA	F	0.49%
DSL	B	0.48%
XFLT	A	0.48%
QFIN	B	0.45%
OGN	D	0.44%
HIW	D	0.44%
GEL	D	0.42%
VVR	D	0.41%
OUT	A	0.4%
HEES	B	0.4%
PRDO	B	0.39%
CATY	B	0.39%
IBOC	A	0.38%
HWC	B	0.37%
BOKF	B	0.37%
SLVM	B	0.36%
BCH	F	0.36%
AGRO	D	0.35%
AKR	B	0.35%
CMRE	C	0.34%
LZB	B	0.34%
SAH	A	0.33%
OFG	B	0.32%
FBP	B	0.32%
GSL	F	0.31%
NAVI	C	0.31%
PAG	B	0.31%
RES	D	0.3%
OTTR	C	0.3%
FFC	D	0.29%
LYG	F	0.26%
ING	F	0.26%
BGB	A	0.26%
DLY	B	0.25%
EMD	C	0.22%
NHI	D	0.22%
BCS	C	0.21%
ASC	F	0.2%
ISD	C	0.2%
ARDC	A	0.19%
HIO	B	0.19%
CSR	B	0.15%
EAD	C	0.12%
NBB	D	0.11%

CVY Underweight 136 Positions Relative to HSMV

Symbol	Grade	Weight
ATR	B	-2.09%
DTM	B	-2.06%
SEIC	B	-1.89%
ORI	A	-1.76%
IDA	A	-1.65%
INGR	B	-1.65%
OGE	B	-1.59%
POST	C	-1.56%
RLI	B	-1.42%
MSGS	A	-1.4%
ADC	B	-1.34%
DCI	B	-1.33%
CACI	D	-1.29%
FHI	A	-1.26%
AMH	D	-1.24%
NJR	A	-1.24%
AM	A	-1.21%
NFG	A	-1.18%
FLO	D	-1.17%
CHE	D	-1.16%
NWE	B	-1.13%
AFG	A	-1.08%
POR	C	-1.07%
GGG	B	-1.06%
NNN	D	-1.01%
GNTX	C	-0.99%
GLPI	C	-0.99%
NYT	C	-0.95%
BKH	A	-0.9%
EHC	B	-0.9%
MMS	F	-0.89%
FCPT	C	-0.86%
DLB	B	-0.85%
CBSH	A	-0.83%
ELS	C	-0.81%
MSA	D	-0.8%
EPR	D	-0.79%
PRI	A	-0.78%
IDCC	A	-0.77%
AVA	A	-0.76%
LSTR	D	-0.76%
PBH	A	-0.76%
EFC	C	-0.76%
KBR	F	-0.75%
PECO	A	-0.74%
LOPE	B	-0.74%
ENSG	D	-0.73%
AWR	B	-0.72%
OGS	A	-0.72%
SF	B	-0.72%
RPM	A	-0.68%
SLGN	A	-0.68%
RNR	C	-0.67%
CPK	A	-0.67%
CW	B	-0.67%
RGA	A	-0.67%
AGO	B	-0.67%
ESNT	D	-0.67%
JHG	A	-0.66%
EPRT	B	-0.65%
MDU	D	-0.64%
AMG	B	-0.63%
CDP	C	-0.63%
EGP	F	-0.63%
SCI	B	-0.62%
PRGS	A	-0.58%
ACM	A	-0.57%
FELE	B	-0.56%
GATX	A	-0.56%
CHH	A	-0.56%
SBRA	C	-0.55%
COLM	B	-0.55%
NMIH	D	-0.55%
RS	B	-0.54%
BCPC	B	-0.53%
FLS	B	-0.52%
CWT	D	-0.51%
FNF	B	-0.51%
EPC	D	-0.49%
FCN	D	-0.49%
BRX	A	-0.48%
BWXT	B	-0.48%
MUSA	A	-0.47%
LANC	C	-0.46%
JEF	A	-0.46%
PFGC	B	-0.45%
FR	C	-0.45%
CHDN	B	-0.45%
ARW	D	-0.45%
PB	A	-0.45%
MSM	C	-0.44%
ENR	B	-0.43%
RYN	D	-0.42%
BLKB	B	-0.41%
FAF	A	-0.4%
FNB	A	-0.38%
ITT	A	-0.38%
CLH	B	-0.38%
EXEL	B	-0.38%
ASH	D	-0.36%
GPK	C	-0.36%
ABM	B	-0.36%
BJ	A	-0.36%
COOP	B	-0.35%
G	B	-0.35%
IOSP	B	-0.35%
SAIC	F	-0.35%
LXP	D	-0.34%
RGLD	C	-0.34%
EVR	B	-0.34%
LECO	B	-0.34%
JAZZ	B	-0.33%
CSL	C	-0.33%
MAN	D	-0.32%
KEX	C	-0.31%
AGCO	D	-0.31%
JJSF	B	-0.31%
MTN	C	-0.29%
ALV	C	-0.29%
MIDD	C	-0.28%
EVTC	B	-0.28%
OSK	B	-0.28%
ORA	B	-0.27%
PLXS	B	-0.27%
CASY	A	-0.26%
LII	A	-0.26%
HRB	D	-0.26%
FSS	B	-0.24%
LFUS	F	-0.24%
CUBE	D	-0.24%
AIN	C	-0.24%
IRT	A	-0.23%
HXL	D	-0.22%
CRI	D	-0.21%
REXR	F	-0.2%
PCH	D	-0.19%