BSMC vs. FYT ETF Comparison

Comparison of Brandes U.S. Small-Mid Cap Value ETF (BSMC) to First Trust Small Cap Value AlphaDEX Fund (FYT)

BSMC

Brandes U.S. Small-Mid Cap Value ETF

BSMC Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to attain its investment objective by investing primarily in equity securities of U.S. companies with small- and mid-market capitalizations (market value of publicly traded equity securities).

Grade (RS Rating)

Last Trade

$31.53

Average Daily Volume

9,102

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$58.50

Average Daily Volume

10,732

Number of Holdings ^*

256

* may have additional holdings in another (foreign) market

Performance

Period	BSMC	FYT
30 Days	0.80%	4.97%
60 Days	0.71%	3.63%
90 Days	3.20%	6.36%
12 Months	21.32%	21.86%

11 Overlapping Holdings

Symbol	Grade	Weight in BSMC	Weight in FYT	Overlap
EPC	F	2.35%	0.59%	0.59%
EQC	A	1.7%	0.49%	0.49%
IMKTA	C	1.51%	0.59%	0.59%
IPGP	D	2.13%	0.36%	0.36%
KMT	C	1.66%	0.68%	0.68%
PBH	A	1.1%	0.28%	0.28%
PINC	B	2.77%	0.69%	0.69%
SEB	F	0.96%	0.52%	0.52%
UNF	B	1.89%	0.36%	0.36%
WKC	C	0.99%	0.55%	0.55%
WMK	B	0.91%	0.53%	0.53%

BSMC Overweight 52 Positions Relative to FYT

Symbol	Grade	Weight
DOX	D	3.16%
NTGR	B	3.0%
ERJ	B	2.6%
TAP	C	2.16%
HCSG	C	2.08%
CFG	B	2.07%
DGX	A	2.07%
MD	C	1.96%
NPK	C	1.84%
IPG	D	1.78%
IFF	D	1.74%
INGR	B	1.73%
TXT	D	1.73%
SXT	C	1.61%
OMF	A	1.6%
SEIC	B	1.58%
MOG.A	B	1.55%
FFIV	A	1.55%
GRFS	C	1.54%
PAHC	B	1.52%
ELAN	D	1.49%
UTHR	C	1.42%
QRVO	F	1.29%
SHC	F	1.21%
FTRE	D	1.19%
SMG	C	1.19%
WTW	B	1.18%
STT	A	1.12%
WHR	B	1.11%
ORI	A	1.1%
XRAY	D	1.09%
LEVI	F	1.06%
OGN	F	1.06%
PHG	C	1.05%
SCHL	F	1.03%
KNX	B	1.02%
SON	D	0.98%
LANC	D	0.92%
ARLO	C	0.88%
WTM	A	0.88%
CPB	D	0.87%
AVT	C	0.86%
MCY	B	0.86%
CNA	C	0.83%
SEE	D	0.83%
ZBH	C	0.76%
SKX	F	0.74%
ARW	D	0.72%
HSIC	C	0.71%
KELYA	F	0.67%
LSTR	D	0.41%
HTLD	C	0.33%

BSMC Underweight 245 Positions Relative to FYT

Symbol	Grade	Weight
CXW	C	-1.03%
RIOT	C	-0.98%
BMBL	C	-0.79%
GBX	B	-0.79%
HTZ	C	-0.76%
BFH	B	-0.73%
JBT	A	-0.73%
CTOS	B	-0.72%
ECVT	C	-0.72%
CUBI	C	-0.72%
VTLE	C	-0.71%
CABO	B	-0.71%
TGNA	B	-0.7%
TALO	C	-0.69%
DNOW	B	-0.69%
ULH	B	-0.69%
EIG	B	-0.68%
GEF	A	-0.66%
GPOR	A	-0.65%
HELE	C	-0.65%
PK	D	-0.64%
APLE	B	-0.64%
RLJ	C	-0.64%
TDS	B	-0.64%
GT	C	-0.64%
IART	C	-0.63%
REZI	A	-0.62%
GIII	F	-0.62%
VAC	C	-0.62%
WS	B	-0.62%
BTU	B	-0.62%
KOS	D	-0.62%
CRGY	A	-0.62%
SPNT	A	-0.62%
PARR	F	-0.61%
PLAB	C	-0.61%
INVA	D	-0.61%
UVV	B	-0.61%
SHO	D	-0.6%
AVA	C	-0.59%
TRMK	B	-0.59%
VC	F	-0.59%
INDB	B	-0.59%
PEBO	B	-0.58%
ZD	B	-0.58%
PRDO	B	-0.58%
RES	D	-0.57%
BY	B	-0.57%
GHC	B	-0.56%
FOR	F	-0.56%
CAL	F	-0.56%
FFBC	B	-0.56%
USM	B	-0.55%
PHIN	A	-0.55%
EBC	B	-0.55%
KSS	F	-0.54%
SAH	B	-0.54%
DBRG	F	-0.54%
VSH	F	-0.52%
MRC	B	-0.52%
CCS	F	-0.52%
HOV	D	-0.51%
DRH	B	-0.51%
CMCO	C	-0.51%
AMWD	B	-0.51%
GES	F	-0.51%
SBH	B	-0.5%
GEO	A	-0.5%
CVI	D	-0.5%
SCSC	B	-0.5%
VSCO	A	-0.5%
NWN	A	-0.49%
LZB	B	-0.49%
BV	C	-0.49%
CENTA	C	-0.49%
LADR	B	-0.49%
NAVI	F	-0.48%
PRG	B	-0.48%
NWE	C	-0.47%
ABR	C	-0.47%
OEC	C	-0.47%
MLKN	F	-0.47%
CVBF	A	-0.46%
ANDE	F	-0.46%
VSTS	F	-0.46%
HIW	D	-0.46%
SASR	B	-0.44%
CASH	B	-0.44%
BNL	D	-0.44%
PDCO	F	-0.44%
PLYA	B	-0.44%
ADNT	F	-0.44%
BANR	B	-0.44%
WSBC	B	-0.43%
CATY	B	-0.43%
CRK	A	-0.43%
FULT	B	-0.42%
FRME	B	-0.42%
PFBC	B	-0.42%
WSFS	B	-0.41%
HY	D	-0.41%
RNST	B	-0.41%
SFNC	B	-0.41%
EFSC	B	-0.41%
VRTS	B	-0.41%
LAUR	A	-0.4%
BKE	B	-0.4%
BKU	A	-0.4%
TCBK	B	-0.4%
VBTX	B	-0.4%
KALU	C	-0.4%
SNDR	A	-0.39%
ALG	C	-0.39%
DAN	F	-0.39%
HOPE	B	-0.39%
FIBK	A	-0.39%
FCF	B	-0.39%
SRCE	B	-0.39%
HUBG	A	-0.39%
NX	C	-0.39%
XRX	F	-0.39%
WGO	D	-0.38%
MCRI	A	-0.38%
PTVE	B	-0.38%
XHR	B	-0.37%
BUSE	B	-0.37%
ARCB	C	-0.37%
MODG	F	-0.37%
WERN	B	-0.37%
KLG	D	-0.36%
MRTN	D	-0.35%
SPB	C	-0.35%
LILAK	D	-0.33%
SJW	F	-0.33%
PEB	F	-0.33%
VSAT	F	-0.32%
SSTK	F	-0.32%
LGIH	F	-0.32%
TTMI	B	-0.32%
LC	B	-0.32%
CAR	C	-0.3%
GRBK	D	-0.3%
ASB	B	-0.3%
SCVL	F	-0.3%
NIC	B	-0.29%
SNEX	A	-0.29%
HMN	B	-0.29%
FHB	B	-0.29%
CRI	F	-0.29%
AMN	F	-0.28%
FHI	B	-0.28%
OMI	F	-0.28%
KAR	B	-0.28%
DFH	F	-0.28%
NWBI	B	-0.27%
SBCF	B	-0.27%
GOGO	C	-0.27%
CSGS	B	-0.27%
FBNC	B	-0.27%
ABM	B	-0.26%
MTX	C	-0.26%
ENOV	C	-0.26%
WAFD	B	-0.26%
TOWN	B	-0.26%
HLF	C	-0.26%
IOSP	C	-0.26%
BHE	B	-0.26%
HTH	C	-0.25%
STBA	B	-0.25%
DK	D	-0.25%
ROCK	D	-0.25%
GO	C	-0.25%
SYNA	D	-0.24%
OFG	B	-0.24%
SCL	D	-0.24%
CXT	C	-0.24%
ARI	C	-0.24%
ALEX	A	-0.24%
LNN	B	-0.24%
KWR	C	-0.24%
DFIN	D	-0.23%
DEA	D	-0.23%
SHEN	F	-0.23%
THRM	F	-0.23%
YETI	D	-0.23%
LCII	C	-0.23%
PSMT	D	-0.23%
ROG	D	-0.22%
PATK	C	-0.22%
ODP	F	-0.21%
FOXF	F	-0.19%
AVNS	F	-0.19%
MYRG	C	-0.18%
UPWK	C	-0.17%
MCW	C	-0.15%
MGPI	F	-0.15%
TCBI	B	-0.15%
FDP	A	-0.14%
BHF	B	-0.14%
BHLB	B	-0.14%
PFS	B	-0.14%
CBU	B	-0.14%
FBK	B	-0.14%
MTRN	C	-0.13%
XPEL	C	-0.13%
DEI	A	-0.13%
HLIO	C	-0.13%
GNW	A	-0.13%
IVT	A	-0.13%
CVCO	A	-0.13%
PPBI	B	-0.13%
ROIC	A	-0.13%
SAM	C	-0.13%
NBTB	B	-0.13%
NVEE	F	-0.12%
KFRC	D	-0.12%
NNI	D	-0.12%
STC	B	-0.12%
NMRK	C	-0.12%
CNMD	C	-0.12%
OI	D	-0.12%
MSEX	B	-0.12%
UPBD	C	-0.12%
EVTC	C	-0.12%
PGRE	F	-0.12%
AIR	B	-0.12%
HAYW	B	-0.12%
SAFT	B	-0.12%
JBGS	D	-0.11%
OXM	F	-0.11%
CWEN	C	-0.11%
SHOO	D	-0.11%
AIN	C	-0.11%
MSGE	F	-0.11%
LXP	D	-0.11%
RC	D	-0.11%
CMTG	D	-0.11%
SHLS	F	-0.11%
CNXN	D	-0.11%
CC	C	-0.11%
BLMN	F	-0.1%
PLUS	F	-0.1%
GIC	F	-0.1%
GPRE	F	-0.1%
OLPX	D	-0.09%