AUSF vs. NFRA ETF Comparison

Comparison of Global X Adaptive U.S. Factor ETF (AUSF) to FlexShares STOXX Global Broad Infrastructure Index Fund (NFRA)

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

NFRA

FlexShares STOXX Global Broad Infrastructure Index Fund

NFRA Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the STOXXÂ® Global Broad Infrastructure Index. The fund generally will invest under normal circumstances at least 80% of its total assets in the securities of the underlying index and in American Depositary Receipts and Global Depositary Receipts based on the securities in its underlying index. The underlying index reflects the performance of a selection of equity securities of infrastructure-related companies that are domiciled or traded in developed and emerging markets around the world. It is non-diversified.

Grade (RS Rating)

Last Trade

$58.16

Average Daily Volume

78,402

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AUSF	NFRA
30 Days	4.22%	-0.44%
60 Days	5.67%	-2.07%
90 Days	7.18%	1.20%
12 Months	33.52%	17.31%

15 Overlapping Holdings

Symbol	Grade	Weight in AUSF	Weight in NFRA	Overlap
AM	A	0.52%	0.09%	0.09%
CMCSA	B	0.51%	2.6%	0.51%
DTM	B	0.7%	0.15%	0.15%
DUK	C	0.1%	1.33%	0.1%
ED	D	0.08%	0.52%	0.08%
KMI	A	0.66%	0.82%	0.66%
LBRDK	C	0.54%	0.17%	0.17%
OKE	A	0.58%	0.98%	0.58%
RSG	A	1.56%	0.66%	0.66%
SO	D	0.12%	1.47%	0.12%
T	A	1.9%	2.47%	1.9%
TMUS	B	1.59%	1.83%	1.59%
VZ	C	1.83%	2.67%	1.83%
WM	A	1.38%	1.26%	1.26%
WMB	A	0.1%	1.05%	0.1%

AUSF Overweight 175 Positions Relative to NFRA

Symbol	Grade	Weight
WMT	A	1.56%
BSX	B	1.54%
COR	B	1.51%
V	A	1.51%
BRK.A	B	1.5%
EA	A	1.43%
ADP	B	1.43%
MMC	B	1.42%
CSCO	B	1.41%
ICE	C	1.41%
LMT	D	1.4%
RTX	C	1.4%
CME	A	1.39%
IBM	C	1.37%
JNPR	F	1.36%
LIN	D	1.35%
JNJ	D	1.34%
GD	F	1.33%
EDR	A	1.32%
ACI	C	1.29%
DOX	D	1.25%
KO	D	1.03%
MRK	F	1.0%
CBOE	B	0.94%
BR	A	0.84%
PG	A	0.83%
MCD	D	0.7%
PEP	F	0.66%
MO	A	0.65%
UNM	A	0.65%
TPR	B	0.63%
MARA	C	0.62%
IP	B	0.59%
SYF	B	0.58%
FHN	A	0.57%
WBS	A	0.57%
UMBF	B	0.56%
ZION	B	0.56%
FNB	A	0.56%
VTRS	A	0.56%
CMA	A	0.55%
WHR	B	0.55%
ONB	B	0.55%
ABG	B	0.55%
RF	A	0.55%
AL	B	0.55%
CFG	B	0.55%
PB	A	0.55%
COLB	A	0.55%
UBSI	B	0.55%
HBAN	A	0.55%
LAD	A	0.55%
OZK	B	0.54%
INTC	D	0.54%
HPE	B	0.54%
CADE	B	0.54%
PVH	C	0.53%
TAP	C	0.53%
BEN	C	0.53%
C	A	0.53%
GM	B	0.52%
ALLY	C	0.52%
LNC	B	0.52%
HPQ	B	0.52%
PCAR	B	0.52%
NOV	C	0.52%
BCC	B	0.51%
CIVI	D	0.51%
SLG	B	0.51%
CNH	C	0.51%
CNC	D	0.5%
CHRD	D	0.5%
CHE	D	0.5%
JXN	C	0.5%
DINO	D	0.49%
NXST	C	0.49%
BG	F	0.49%
AGNC	D	0.49%
STWD	C	0.49%
QGEN	D	0.49%
CVS	D	0.49%
HST	C	0.49%
MOS	F	0.48%
SNX	C	0.48%
X	C	0.48%
CRBG	B	0.48%
BWA	D	0.48%
UGI	A	0.48%
VICI	C	0.48%
RDN	C	0.48%
AVT	C	0.48%
KRC	C	0.47%
EMN	D	0.47%
SON	D	0.47%
HOG	D	0.47%
SOLV	C	0.47%
ADM	D	0.47%
TDG	D	0.47%
M	D	0.47%
RPRX	D	0.47%
GAP	C	0.47%
RNR	C	0.47%
WU	D	0.46%
BBY	D	0.46%
LYB	F	0.46%
MDT	D	0.45%
CAG	D	0.45%
FMC	D	0.45%
LEA	D	0.44%
PFE	D	0.43%
KHC	F	0.43%
SWKS	F	0.43%
ARW	D	0.43%
WBA	F	0.43%
DOW	F	0.42%
HII	D	0.42%
OGN	D	0.42%
CE	F	0.29%
YUM	B	0.26%
CACI	D	0.18%
PGR	A	0.18%
TW	A	0.14%
ABBV	D	0.14%
GRMN	B	0.13%
TRV	B	0.12%
KR	B	0.12%
COST	B	0.12%
CHD	B	0.12%
VRSK	A	0.1%
ORI	A	0.1%
SNA	A	0.1%
AAPL	C	0.1%
GDDY	A	0.1%
LDOS	C	0.1%
AFL	B	0.1%
ATR	B	0.09%
PNW	B	0.09%
MCK	B	0.09%
AME	A	0.09%
MSI	B	0.09%
CVX	A	0.09%
PKG	A	0.09%
WRB	A	0.09%
INGR	B	0.08%
TJX	A	0.08%
CI	F	0.08%
CAH	B	0.08%
UNH	C	0.08%
FI	A	0.08%
HOLX	D	0.08%
BDX	F	0.08%
HIG	B	0.08%
CB	C	0.08%
XOM	B	0.08%
MA	C	0.08%
NOC	D	0.08%
VRSN	F	0.08%
MDLZ	F	0.07%
FE	C	0.07%
VRTX	F	0.07%
CTLT	B	0.07%
KMB	D	0.07%
K	A	0.07%
ECL	D	0.07%
HON	B	0.07%
AJG	B	0.07%
AMGN	D	0.07%
ATO	A	0.07%
DGX	A	0.07%
ROP	B	0.07%
CL	D	0.07%
WELL	A	0.07%
L	A	0.07%
AKAM	D	0.06%
REGN	F	0.05%

AUSF Underweight 49 Positions Relative to NFRA

Symbol	Grade	Weight
CNI	D	-3.39%
WCN	A	-2.53%
NEE	D	-2.41%
UNP	C	-2.23%
AMT	D	-1.41%
EQIX	A	-1.32%
CEG	D	-1.09%
CSX	B	-1.08%
HCA	F	-1.02%
NSC	B	-0.93%
SRE	A	-0.9%
DLR	B	-0.86%
PCG	A	-0.85%
AEP	D	-0.77%
D	C	-0.72%
CCI	D	-0.69%
PEG	A	-0.67%
TRGP	B	-0.65%
CHTR	C	-0.6%
EXC	C	-0.6%
XEL	A	-0.59%
EIX	B	-0.5%
WEC	A	-0.47%
AWK	D	-0.4%
VLTO	D	-0.39%
SBAC	D	-0.36%
THC	D	-0.25%
CLH	B	-0.19%
UHS	D	-0.17%
EHC	B	-0.16%
WTRG	B	-0.15%
FYBR	D	-0.13%
CWST	A	-0.1%
SIRI	C	-0.09%
SEM	B	-0.07%
GEO	B	-0.06%
ACHC	F	-0.06%
CWT	D	-0.05%
AWR	B	-0.05%
HESM	B	-0.05%
IRDM	D	-0.05%
CCOI	B	-0.05%
CXW	B	-0.04%
PCT	C	-0.03%
SJW	D	-0.03%
UNIT	B	-0.02%
MSEX	B	-0.02%
NFE	D	-0.01%
FSLY	D	-0.01%